Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,110 institutional holders -17 vs Q1 2024
356,963,299357.0m shares reported held*
$25.7bnreported value*
107 new 372 added 399 reduced 122 sold out net sold ≈ $1.2bn (-16.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($104.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.00. Options: 81 managers hold calls ($6.9bn notional), 60 hold puts ($4.0bn).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,144Q4 22: 1,175Q1 23: 1,254Q2 23: 1,159Q3 23: 1,161Q4 23: 1,163Q1 24: 1,127Q2 24: 1,1101,110Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,144
Q4 20221,175
Q1 20231,254
Q2 20231,159
Q3 20231,161
Q4 20231,163
Q1 20241,127
Q2 20241,110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 427 bought or addedQ4 22: 623 cut or sold outQ4 22Q1 23: 624 bought or addedQ1 23: 480 cut or sold outQ2 23: 482 bought or addedQ2 23: 600 cut or sold outQ2 23Q3 23: 502 bought or addedQ3 23: 499 cut or sold outQ4 23: 429 bought or addedQ4 23: 646 cut or sold outQ4 23Q1 24: 584 bought or addedQ1 24: 521 cut or sold outQ2 24: 479 bought or addedQ2 24: 521 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022427623
Q1 2023624480
Q2 2023482600
Q3 2023502499
Q4 2023429646
Q1 2024584521
Q2 2024479521

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5bn$5bn$7.5bn$10bnQ3 23 calls: $8.0bnQ3 23 puts: $5.7bnQ3 23P/C 0.71Q4 23 calls: $8.9bnQ4 23 puts: $5.3bnQ4 23P/C 0.60Q1 24 calls: $6.2bnQ1 24 puts: $5.1bnQ1 24P/C 0.83Q2 24 calls: $6.9bnQ2 24 puts: $4.0bnQ2 24P/C 0.59
Numbers
QuarterCallsPutsP/C
Q3 2023$8.0bn$5.7bn0.71
Q4 2023$8.9bn$5.3bn0.60
Q1 2024$6.2bn$5.1bn0.83
Q2 2024$6.9bn$4.0bn0.59

Biggest buyers

JPMORGAN CHASE & CO Added +5,682,030+5.7m
HHLR ADVISORS, LTD. Added +5,235,548+5.2m
HSBC HOLDINGS PLC Added +3,003,986+3.0m
Sanders Capital, LLC Added +2,176,479+2.2m
CITIGROUP INC Added +1,999,178+2.0m
UBS Group AG Added +1,443,290+1.4m
Fisher Asset Management, LLC Added +1,337,513+1.3m
Alyeska Investment Group, L.P. Added +1,206,573+1.2m
AMF Tjanstepension AB Added +1,156,479+1.2m
RENAISSANCE TECHNOLOGIES LLC Added +1,121,500+1.1m

Biggest sellers

MORGAN STANLEY Reduced -16,050,999-16.1m
BANK OF MONTREAL /CAN/ Sold out -6,173,938-6.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,099,539-6.1m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -3,335,465-3.3m
CITADEL ADVISORS LLC Reduced -2,905,179-2.9m
FMR LLC Reduced -2,873,573-2.9m
WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST Reduced -2,270,000-2.3m
Capital International Investors Reduced -1,707,934-1.7m
FEDERATED HERMES, INC. Reduced -1,159,900-1.2m
NATIONAL BANK OF CANADA /FI/ Reduced -1,153,344-1.2m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3bn18.3m shares
CITADEL ADVISORS LLC Added $717.4m10.0m shares
JANE STREET GROUP, LLC Added $704.0m9.8m shares
SIMPLEX TRADING, LLC Added $683.5m9.5m shares
GOLDMAN SACHS GROUP INC Added $415.1m5.8m shares
IMC-Chicago, LLC Added $410.4m5.7m shares
Long Focus Capital Management, LLC Reduced $324.7m4.5m shares
CTC LLC Reduced $298.1m41.4k shares
Royal Fund Management, LLC Added $273.3m25.3k shares
D. E. Shaw & Co., Inc. Added $208.5m2.9m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $762.9m10.6m shares
CITADEL ADVISORS LLC Reduced $539.0m7.5m shares
JANE STREET GROUP, LLC Reduced $482.3m6.7m shares
GOLDMAN SACHS GROUP INC Added $237.3m3.3m shares
CTC LLC Reduced $231.6m32.2k shares
SIMPLEX TRADING, LLC Added $228.6m3.2m shares
IMC-Chicago, LLC Added $224.3m3.1m shares
D. E. Shaw & Co., Inc. Reduced $203.4m2.8m shares
JPMORGAN CHASE & CO Reduced $131.5m1.8m shares
Laurion Capital Management LP Added $117.0m1.6m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 23,210,46423.2m $1.7bn $1.7bn 0.07% Added +5.7m +5,682,030
2 PRIMECAP MANAGEMENT CO/CA/ 1.14% of their portfolio PASADENA, CA 21,870,98721.9m $1.6bn $1.6bn 1.14% Added +1.1m +1,074,175
3 Sanders Capital, LLC 2.03% of their portfolio West Palm Beach, FL 18,399,76718.4m $1.3bn $1.3bn 2.03% Added +2.2m +2,176,479
4 Dodge & Cox 0.78% of their portfolio San Francisco, CA 18,034,07018.0m $1.3bn $1.3bn 0.78% Reduced -40.2k -40,200
5 FIL Ltd 0.94% of their portfolio HAMILTON, D0 13,201,63713.2m $950.5m $950.5m 0.94% Reduced -1.1m -1,144,484
6 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 10,766,94310.8m $775.2m $775.2m 0.06% Reduced -16.1m -16,050,999
7 APPALOOSA LP 12.24% of their portfolio Short Hills, NJ 10,500,00010.5m $756.0m $756.0m 12.24% Reduced -750.0k -750,000
8 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 9,915,1549.9m $713.9m $713.9m 0.07% Added +29.0k +28,965
9 HSBC HOLDINGS PLC 0.45% of their portfolio LONDON, X0 9,683,4479.7m $697.5m $697.5m 0.45% Added +3.0m +3,003,986
10 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 9,411,2209.4m $677.6m $677.6m 0.13% Added +787.6k +787,580
11 Temasek Holdings (Private) Ltd 3.08% of their portfolio SINGAPORE, U0 9,207,8979.2m $663.0m $663.0m 3.08% Unchanged
12 PRICE T ROWE ASSOCIATES INC /MD/ 0.07% of their portfolio BALTIMORE, MD 8,624,0078.6m $620.9m $620.9m 0.07% Added +268.9k +268,879
13 JANE STREET GROUP, LLC 0.67% of their portfolio NEW YORK, NY 8,570,0538.6m $617.0m $617.0m 0.67% Reduced -669.5k -669,539
14 H&H International Investment, LLC 2.73% of their portfolio PALO ALTO, CA 6,306,8306.3m $454.1m $454.1m 2.73% Added +461.5k +461,500
15 NORGES BANK 0.06% of their portfolio OSLO, Q8 5,634,8735.6m $405.7m $405.7m 0.06% Reduced -680.7k -680,744
16 HHLR ADVISORS, LTD. 9.55% of their portfolio GRAND CAYMAN, E9 5,379,4485.4m $387.3m $387.3m 9.55% Added +5.2m +5,235,548
17 LOOMIS SAYLES & CO L P 0.51% of their portfolio BOSTON, MA 5,127,5255.1m $369.2m $369.2m 0.51% Added +18.9k +18,870
18 Fisher Asset Management, LLC 0.16% of their portfolio PLANO, TX 5,048,9585.0m $363.5m $363.5m 0.16% Added +1.3m +1,337,513
19 ARGA Investment Management, LP 9.89% of their portfolio STAMFORD, CT 3,911,3323.9m $281.6m $281.6m 9.89% Added +329.3k +329,327
20 LAZARD ASSET MANAGEMENT LLC 0.35% of their portfolio NEW YORK, NY 3,878,3923.9m $279.2m $279.2m 0.35% Reduced -190.0k -189,988
21 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,815,3383.8m $274.7m $274.7m 0.08% Added +1.4m +1,443,290
22 CITIGROUP INC 0.22% of their portfolio NEW YORK, NY 3,164,1943.2m $227.8m $227.8m 0.22% Added +2.0m +1,999,178
23 Discerene Group LP 32.77% of their portfolio STAMFORD, CT 2,967,0773.0m $213.6m $213.6m 32.77% Reduced -54.3k -54,298
24 RWWM, INC. 23.18% of their portfolio ROCKLIN, CA 2,964,6323.0m $213.4m $213.4m 23.18% Reduced -679.6k -679,641
25 Brookfield Corp /ON/ 1.23% of their portfolio TORONTO, A6 2,734,1152.7m $196.9m $196.9m 1.23% Unchanged
26 MACQUARIE GROUP LTD 0.22% of their portfolio Sydney, NSW 2000, C3 2,644,7882.6m $190.4m $190.4m 0.22% Reduced -10.5k -10,519
27 AMF Tjanstepension AB 1.40% of their portfolio STOCKHOLM, V7 2,610,8842.6m $188.2m $188.2m 1.40% Added +1.2m +1,156,479
28 Ruffer LLP 7.19% of their portfolio LONDON, X0 2,326,2582.3m $167.5m $167.5m 7.19% Reduced -441.8k -441,759
29 Allspring Global Investments Holdings, LLC 0.25% of their portfolio CHARLOTTE, NC 2,116,7742.1m $152.4m $152.4m 0.25% Reduced -65.1k -65,077
30 Man Group plc 0.40% of their portfolio LONDON, X0 2,106,6372.1m $151.7m $151.7m 0.40% Added +423.0k +422,996
31 MILLENNIUM MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 2,081,7672.1m $149.9m $149.9m 0.12% Added +674.6k +674,571
32 BlackRock Inc. 0.00% of their portfolio New York, NY 2,014,6802.0m $145.1m $145.1m 0.00% Reduced -500.4k -500,440
33 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 1,993,1522.0m $143.5m $143.5m 0.03% Reduced -353.0k -352,967
34 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,969,2972.0m $141.8m $141.8m 0.03% Added +52.7k +52,682
35 Blue Pool Management Ltd. 73.93% of their portfolio CAUSEWAY BAY, K3 1,957,5002.0m $140.9m $140.9m 73.93% Unchanged
36 Alyeska Investment Group, L.P. 0.80% of their portfolio CHICAGO, IL 1,914,5731.9m $137.8m $137.8m 0.80% Added +1.2m +1,206,573
37 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 1,861,1391.9m $134.0m $134.0m 0.04% Reduced -60.7k -60,723
38 EMINENCE CAPITAL, LP 2.13% of their portfolio NEW YORK, NY 1,830,3871.8m $131.8m $131.8m 2.13% Added +150.5k +150,488
39 MARTIN CURRIE LTD 4.71% of their portfolio EDINBURGH, X0 1,824,5051.8m $131.4m $131.4m 4.71% Reduced -84.5k -84,517
40 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 1,669,3091.7m $120.2m $120.2m 0.04% Reduced -13.2k -13,215
41 NORDEA INVESTMENT MANAGEMENT AB 0.14% of their portfolio STOCKHOLM, V7 1,651,3381.7m $119.8m $119.8m 0.14% Reduced -127.0k -126,981
42 CITADEL ADVISORS LLC 0.11% of their portfolio MIAMI, FL 1,617,9181.6m $116.5m $116.5m 0.11% Reduced -2.9m -2,905,179
43 PUBLIC INVESTMENT FUND 0.66% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,610,6541.6m $116.0m $116.0m 0.66% Unchanged
44 AMERICAN CENTURY COMPANIES INC 0.07% of their portfolio KANSAS CITY, MO 1,551,1341.6m $111.7m $111.7m 0.07% Added +11.5k +11,487
45 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 1,551,0971.6m $111.7m $111.7m 0.05% Added +1.0m +1,040,900
46 MARSHALL WACE, LLP 0.15% of their portfolio LONDON, X0 1,424,9441.4m $102.6m $102.6m 0.15% Added +1.1m +1,085,043
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.17% of their portfolio BALA CYNWYD, PA 1,355,2681.4m $97.6m $97.6m 0.17% Reduced -6.1m -6,099,539
48 BAMCO INC /NY/ 0.28% of their portfolio NEW YORK, NY 1,348,5691.3m $97.1m $97.1m 0.28% Reduced -128.8k -128,844
49 RENAISSANCE TECHNOLOGIES LLC 0.16% of their portfolio NEW YORK, NY 1,335,6001.3m $96.2m $96.2m 0.16% Added +1.1m +1,121,500
50 GMT Capital Corp 3.35% of their portfolio ATLANTA, GA 1,258,5001.3m $90.6m $90.6m 3.35% Added +75.9k +75,900
51 North of South Capital LLP 23.43% of their portfolio LONDON, X0 1,256,7191.3m $90.5m $90.5m 23.43% First filing
52 Point72 Asset Management, L.P. 0.29% of their portfolio STAMFORD, CT 1,229,3091.2m $88.5m $88.5m 0.29% Added +572.3k +572,319
53 BNP PARIBAS FINANCIAL MARKETS 0.09% of their portfolio PARIS, I0 1,210,5431.2m $87.2m $87.2m 0.09% Added +695.3k +695,258
54 Slate Path Capital LP 1.70% of their portfolio New York, NY 1,166,5001.2m $84.0m $84.0m 1.70% Added +957.7k +957,700
55 Russell Investments Group, Ltd. 0.13% of their portfolio Seattle, WA 1,105,7901.1m $79.6m $79.6m 0.13% Added +108.5k +108,486
56 Carmignac Gestion 1.36% of their portfolio PARIS, I0 1,101,2291.1m $79.3m $79.3m 1.36% Added +1.4k +1,361
57 Maple Rock Capital Partners Inc. 5.31% of their portfolio Toronto, A6 1,077,5001.1m $77.6m $77.6m 5.31% Added +124.1k +124,100
58 Contrarius Investment Management Ltd 4.77% of their portfolio St. Helier, Y9 1,059,8811.1m $76.3m $76.3m 4.77% Reduced -13.6k -13,614
59 AXA S.A. 0.11% of their portfolio PARIS, I0 1,035,9001.0m $74.6m $74.6m 0.11% Added +452.9k +452,872
60 SOROS FUND MANAGEMENT LLC 1.66% of their portfolio NEW YORK, NY 1,025,0001.0m $73.8m $73.8m 1.66% New
61 ANTIPODES PARTNERS Ltd 2.66% of their portfolio ROYAL EXCHANGE, C3 1,015,1701.0m $73.1m $73.1m 2.66% Added +275.1k +275,057
62 Carrhae Capital LLP 11.79% of their portfolio London, X0 1,001,0481.0m $72.1m $72.1m 11.79% Added +838.7k +838,652
63 Employees Provident Fund Board 1.15% of their portfolio SHAH ALAM, N8 1,000,0001.0m $72.0m $72.0m 1.15% Unchanged
64 EDMOND DE ROTHSCHILD HOLDING S.A. 1.18% of their portfolio CHAMBESY, V8 965,941965.9k $69.5m $69.5m 1.18% Added +86.6k +86,564
65 VOYA INVESTMENT MANAGEMENT LLC 0.07% of their portfolio ATLANTA, GA 944,365944.4k $68.0m $68.0m 0.07% Reduced -8.7k -8,740
66 GROUP ONE TRADING LLC 2.14% of their portfolio CHICAGO, IL 941,185941.2k $67.8m $67.8m 2.14% Reduced -422.3k -422,348
67 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 930,082930.1k $67.0m $67.0m 0.01% Added +121.4k +121,406
68 Walleye Trading LLC 1.23% of their portfolio NEW YORK, NY 866,750866.8k $62.4m $62.4m 1.23% Added +86.2k +86,243
69 NEUBERGER BERMAN GROUP LLC 0.05% of their portfolio NEW YORK, NY 863,126863.1k $62.1m $62.1m 0.05% Added +47.2k +47,225
70 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 854,904854.9k $61.5m $61.5m 0.10% Added +30.4k +30,447
71 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.64% of their portfolio Madrid, U3 850,097850.1k $61.3m $61.3m 0.64% Reduced -190.5k -190,549
72 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.14% of their portfolio CAUSEWAY BAY, K3 813,942813.9k $58.6m $58.6m 0.14% First filing
73 Origin Asset Management LLP 14.53% of their portfolio LONDON, X0 807,420807.4k $58.1m $58.1m 14.53% Unchanged
74 SIMPLEX TRADING, LLC 1.85% of their portfolio CHICAGO, IL 799,246799.2k $57.5m $57.5m 1.85% Added +168.8k +168,820
75 RWC ASSET ADVISORS (US) LLC 5.85% of their portfolio MIAMI, FL 797,212797.2k $57.4m $57.4m 5.85% Reduced -339.8k -339,801
76 Varma Mutual Pension Insurance Co 0.45% of their portfolio Varma, H9 781,832781.8k $56.3m $56.3m 0.45% Added +562.7k +562,732
77 Handelsbanken Fonder AB 0.24% of their portfolio STOCKHOLM, V7 772,904772.9k $55.6m $55.6m 0.24% Reduced -341.3k -341,317
78 IMC-Chicago, LLC 1.75% of their portfolio CHICAGO, IL 760,190760.2k $54.7m $54.7m 1.75% Added +68.2k +68,236
79 CapitalatWork S.A. 1.85% of their portfolio AUDERGHEM, C9 749,595749.6k $54.0m $54.0m 1.85% Added +1.9k +1,900
80 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 734,510734.5k $52.9m $52.9m 0.01% Added +95.2k +95,152
81 Patient Capital Management, LLC 2.78% of their portfolio BALTIMORE, MD 726,526726.5k $52.3m $52.3m 2.78% Added +93.3k +93,325
82 BRANDES INVESTMENT PARTNERS, LP 0.63% of their portfolio LA JOLLA, CA 711,054711.1k $51.3m $51.3m 0.63% Added +32.2k +32,233
83 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 700,727700.7k $50.5m $50.5m 0.07% Added +129.9k +129,874
84 Point72 Hong Kong Ltd 2.95% of their portfolio HONG KONG, K3 673,900673.9k $48.5m $48.5m 2.95% Added +56.7k +56,736
85 Legal & General Group Plc 0.01% of their portfolio London, X0 667,215667.2k $48.0m $48.0m 0.01% Reduced -112.3k -112,266
86 Alpine Investment Management Ltd 18.26% of their portfolio HONG KONG, K3 660,000660.0k $47.5m $47.5m 18.26% Reduced -415.0k -415,000
87 FMR LLC 0.00% of their portfolio BOSTON, MA 651,617651.6k $46.9m $46.9m 0.00% Reduced -2.9m -2,873,573
88 CAUSEWAY CAPITAL MANAGEMENT LLC 1.27% of their portfolio LOS ANGELES, CA 646,604646.6k $46.6m $46.6m 1.27% Reduced -189.9k -189,920
89 CTC LLC 3.43% of their portfolio CHICAGO, IL 637,413637.4k $45.9m $45.9m 3.43% Reduced -894.2k -894,201
90 PLATINUM INVESTMENT MANAGEMENT LTD 1.86% of their portfolio SYDNEY AUSTRALIA 2000, C3 637,303637.3k $45.9m $45.9m 1.86% Reduced -107.7k -107,714
91 Long Focus Capital Management, LLC 4.73% of their portfolio SAN JUAN, PR 635,000635.0k $45.7m $45.7m 4.73% Reduced -68.0k -68,000
92 NOMURA HOLDINGS INC 0.29% of their portfolio TOKYO, M0 632,242632.2k $45.5m $45.5m 0.29% Reduced -43.3k -43,275
93 Qube Research & Technologies Ltd 0.08% of their portfolio LONDON, X0 624,503624.5k $45.0m $45.0m 0.08% Added +553.0k +552,987
94 JANUS HENDERSON GROUP PLC 0.02% of their portfolio LONDON, X0 590,494590.5k $42.5m $42.5m 0.02% New
95 AVIVA PLC 0.11% of their portfolio LONDON, X0 575,883575.9k $41.5m $41.5m 0.11% Added +16.4k +16,399
96 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 563,955564.0k $40.6m $40.6m 0.01% Reduced -37.8k -37,762
97 NEW YORK STATE COMMON RETIREMENT FUND 0.05% of their portfolio ALBANY, NY 563,110563.1k $40.5m $40.5m 0.05% Reduced -9.4k -9,387
98 NATIXIS ADVISORS, LLC 0.09% of their portfolio Boston, MA 555,107555.1k $40.0m $40.0m 0.09% Added +16.8k +16,771
99 CIBC WORLD MARKET INC. 0.10% of their portfolio TORONTO, A6 550,199550.2k $39.6m $39.6m 0.10% Added +104.3k +104,278
100 UG Investment Advisers Ltd. 13.05% of their portfolio SINGAPORE, U0 534,724534.7k $38.5m $38.5m 13.05% Reduced -47.9k -47,914