Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,144 institutional holders
366,805,543366.8m shares reported held*
$29.5bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($76.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $80.32. Options: 92 managers hold calls ($7.6bn notional), 63 hold puts ($6.1bn).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $915.3m11.4m shares
CITADEL ADVISORS LLC — $837.1m10.5m shares
CTC LLC — $720.3m90.1k shares
JANE STREET GROUP, LLC — $635.9m8.0m shares
GOLDMAN SACHS GROUP INC — $589.5m7.4m shares
GROUP ONE TRADING LLC — $532.4m6.7m shares
NOMURA HOLDINGS INC — $335.3m4.2m shares
SIMPLEX TRADING, LLC — $326.2m4.1m shares
MILLENNIUM MANAGEMENT LLC — $305.7m3.8m shares
IMC-Chicago, LLC — $279.4m3.5m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $576.3m7.2m shares
CITADEL ADVISORS LLC — $523.7m6.5m shares
JPMORGAN CHASE & CO — $516.7m6.5m shares
NOMURA HOLDINGS INC — $509.3m6.4m shares
JANE STREET GROUP, LLC — $483.4m6.0m shares
CTC LLC — $455.9m57.0k shares
GOLDMAN SACHS GROUP INC — $394.2m4.9m shares
Laurion Capital Management LP — $339.9m4.2m shares
D. E. Shaw & Co., Inc. — $286.8m3.6m shares
MILLENNIUM MANAGEMENT LLC — $266.9m3.3m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.58% of their portfolio NEW YORK, NY 24,902,79424.9m $2.0bn $2.0bn 0.58% —
2 PRIMECAP MANAGEMENT CO/CA/ 1.35% of their portfolio PASADENA, CA 17,386,20717.4m $1.4bn $1.4bn 1.35% —
3 Dodge & Cox 0.86% of their portfolio San Francisco, CA 14,174,27014.2m $1.1bn $1.1bn 0.86% —
4 HSBC HOLDINGS PLC 1.94% of their portfolio LONDON, X0 13,412,74013.4m $1.1bn $1.1bn 1.94% —
5 MORGAN STANLEY 0.14% of their portfolio NEW YORK, NY 12,672,95112.7m $1.0bn $1.0bn 0.14% —
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.15% of their portfolio BALTIMORE, MD 11,568,76011.6m $927.4m $927.4m 0.15% —
7 FIL Ltd 1.04% of their portfolio HAMILTON, D0 10,059,25610.1m $804.6m $804.6m 1.04% —
8 Temasek Holdings (Private) Ltd 4.41% of their portfolio SINGAPORE, U0 9,210,9979.2m $736.8m $736.8m 4.41% —
9 CREDIT AGRICOLE S A 22.97% of their portfolio Montrouge Cedex, I0 8,537,6238.5m $682.9m $682.9m 22.97% —
10 FMR LLC 0.07% of their portfolio BOSTON, MA 8,095,9648.1m $647.6m $647.6m 0.07% —
11 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 7,517,8117.5m $601.4m $601.4m 0.08% —
12 JPMORGAN CHASE & CO 0.09% of their portfolio NEW YORK, NY 7,339,5607.3m $587.1m $587.1m 0.09% —
13 LOOMIS SAYLES & CO L P 1.00% of their portfolio BOSTON, MA 6,149,0366.1m $491.9m $491.9m 1.00% —
14 JANE STREET GROUP, LLC 0.92% of their portfolio NEW YORK, NY 6,012,8826.0m $481.0m $481.0m 0.92% —
15 Aspex Management (HK) Ltd 13.12% of their portfolio CENTRAL, K3 5,533,8935.5m $442.7m $442.7m 13.12% —
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.22% of their portfolio NEW YORK, NY 5,013,9245.0m $401.1m $401.1m 0.22% —
17 GENERATION INVESTMENT MANAGEMENT LLP 2.14% of their portfolio London, X0 4,509,8914.5m $360.7m $360.7m 2.14% —
18 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 4,249,2884.2m $339.9m $339.9m 0.02% —
19 BlackRock Inc. 0.01% of their portfolio New York, NY 4,167,5664.2m $333.4m $333.4m 0.01% —
20 Fisher Asset Management, LLC 0.25% of their portfolio PLANO, TX 4,162,2684.2m $332.9m $332.9m 0.25% —
21 DIMENSIONAL FUND ADVISORS LP 0.12% of their portfolio AUSTIN, TX 3,990,7604.0m $319.2m $319.2m 0.12% —
22 Point72 Asset Management, L.P. 1.23% of their portfolio STAMFORD, CT 3,531,0723.5m $282.4m $282.4m 1.23% —
23 CREDIT SUISSE AG/ 0.31% of their portfolio ZURICH, V8 3,412,4363.4m $273.2m $273.2m 0.31% —
24 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.39% of their portfolio BOSTON, MA 3,301,6333.3m $264.1m $264.1m 0.39% —
25 WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 3.86% of their portfolio LONDON, X0 3,074,4833.1m $245.9m $245.9m 3.86% —
26 H&H International Investment, LLC 2.47% of their portfolio PALO ALTO, CA 2,916,5002.9m $233.3m $233.3m 2.47% —
27 Artisan Partners Limited Partnership 0.41% of their portfolio Milwaukee, WI 2,880,8072.9m $230.4m $230.4m 0.41% —
28 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 2,856,3102.9m $228.5m $228.5m 0.08% —
29 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.14% of their portfolio TORONTO, A6 2,810,8002.8m $224.8m $224.8m 1.14% —
30 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.08% of their portfolio Boston, MA 2,695,0452.7m $215.6m $215.6m 0.08% —
31 MACQUARIE GROUP LTD 0.25% of their portfolio Sydney, NSW 2000, C3 2,598,0622.6m $207.8m $207.8m 0.25% —
32 Brookfield Corp /ON/ 0.74% of their portfolio TORONTO, A6 2,527,9232.5m $202.2m $202.2m 0.74% —
33 Allspring Global Investments Holdings, LLC 0.35% of their portfolio CHARLOTTE, NC 2,452,1402.5m $196.1m $196.1m 0.35% —
34 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 2,395,4172.4m $191.6m $191.6m 0.06% —
35 SCHRODER INVESTMENT MANAGEMENT GROUP 0.30% of their portfolio London, X0 2,291,3442.3m $183.3m $183.3m 0.30% —
36 NORDEA INVESTMENT MANAGEMENT AB 0.29% of their portfolio STOCKHOLM, V7 2,282,7832.3m $182.1m $182.1m 0.29% —
37 ALKEON CAPITAL MANAGEMENT LLC 1.24% of their portfolio New York, NY 2,252,4782.3m $180.2m $180.2m 1.24% —
38 HHLR ADVISORS, LTD. 4.71% of their portfolio GRAND CAYMAN, E9 2,238,1002.2m $179.0m $179.0m 4.71% —
39 AXA S.A. 0.35% of their portfolio PARIS, I0 2,233,8402.2m $178.7m $178.7m 0.35% —
40 RWWM, INC. 24.97% of their portfolio ROCKLIN, CA 2,181,5482.2m $174.5m $174.5m 24.97% —
41 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,175,2892.2m $174.0m $174.0m 0.10% —
42 Man Group plc 0.77% of their portfolio LONDON, X0 2,075,3542.1m $166.0m $166.0m 0.77% —
43 BAMCO INC /NY/ 0.53% of their portfolio NEW YORK, NY 2,057,1402.1m $164.6m $164.6m 0.53% —
44 Handelsbanken Fonder AB 1.09% of their portfolio STOCKHOLM, V7 2,027,1122.0m $162.1m $162.1m 1.09% —
45 Legal & General Group Plc 0.06% of their portfolio London, X0 1,994,2612.0m $159.5m $159.5m 0.06% —
46 DEUTSCHE BANK AG\ 0.10% of their portfolio FRANKFURT AM MAIN, 2M 1,994,1712.0m $159.5m $159.5m 0.10% —
47 Discerene Group LP 22.31% of their portfolio STAMFORD, CT 1,891,4041.9m $151.3m $151.3m 22.31% —
48 LAZARD ASSET MANAGEMENT LLC 0.21% of their portfolio NEW YORK, NY 1,786,4171.8m $142.9m $142.9m 0.21% —
49 NEUBERGER BERMAN GROUP LLC 0.15% of their portfolio NEW YORK, NY 1,744,9411.7m $139.5m $139.5m 0.15% —
50 MARTIN CURRIE LTD 5.66% of their portfolio EDINBURGH, X0 1,664,7811.7m $133.2m $133.2m 5.66% —
51 Jericho Capital Asset Management L.P. 8.12% of their portfolio LOS ANGELES, CA 1,600,2101.6m $128.0m $128.0m 8.12% —
52 TT International Asset Management LTD 14.20% of their portfolio LONDON, X0 1,572,4711.6m $125.8m $125.8m 14.20% —
53 AMERICAN CENTURY COMPANIES INC 0.11% of their portfolio KANSAS CITY, MO 1,564,2541.6m $125.1m $125.1m 0.11% —
54 Capital Research Global Investors 0.04% of their portfolio Los Angeles, CA 1,525,4591.5m $122.0m $122.0m 0.04% —
55 Mizuho Markets Cayman LP 16.67% of their portfolio NEW YORK, NY 1,457,0651.5m $116.6m $116.6m 16.67% —
56 FRED ALGER MANAGEMENT, LLC 0.59% of their portfolio NEW YORK, NY 1,454,0141.5m $116.3m $116.3m 0.59% —
57 Alecta Tjanstepension Omsesidigt 0.70% of their portfolio STOCKHOLM, V7 1,435,0001.4m $114.9m $114.9m 0.70% —
58 PLATINUM INVESTMENT MANAGEMENT LTD 4.75% of their portfolio SYDNEY AUSTRALIA 2000, C3 1,423,3741.4m $113.9m $113.9m 4.75% —
59 Laurion Capital Management LP 3.10% of their portfolio NEW YORK, NY 1,394,3761.4m $111.5m $111.5m 3.10% —
60 Hudson Bay Capital Management LP 1.15% of their portfolio STAMFORD, CT 1,365,0001.4m $109.2m $109.2m 1.15% —
61 NORGES BANK 0.03% of their portfolio OSLO, Q8 1,319,8191.3m $105.6m $105.6m 0.03% —
62 EdgePoint Investment Group Inc. 1.16% of their portfolio TORONTO, A6 1,298,1691.3m $103.8m $103.8m 1.16% —
63 NATIONAL BANK OF CANADA /FI/ 0.60% of their portfolio MONTREAL, A8 1,286,4381.3m $103.0m $103.0m 0.60% —
64 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 1,255,4001.3m $100.4m $100.4m 0.05% —
65 VIKING GLOBAL INVESTORS LP 0.46% of their portfolio STAMFORD, CT 1,246,4001.2m $99.7m $99.7m 0.46% —
66 Segantii Capital Management Ltd 3.41% of their portfolio HONG KONG, K3 1,238,5301.2m $98.4m $98.4m 3.41% —
67 ARGA Investment Management, LP 5.31% of their portfolio STAMFORD, CT 1,223,4601.2m $97.9m $97.9m 5.31% —
68 Cryder Capital Partners LLP 6.00% of their portfolio LONDON, X0 1,209,7401.2m $96.8m $96.8m 6.00% —
69 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,201,4131.2m $96.1m $96.1m 0.01% —
70 BNP PARIBAS FINANCIAL MARKETS 0.24% of their portfolio PARIS, I0 1,190,2191.2m $95.2m $95.2m 0.24% —
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.18% of their portfolio BALA CYNWYD, PA 1,096,8081.1m $87.7m $87.7m 0.18% —
72 MILLENNIUM MANAGEMENT LLC 0.11% of their portfolio NEW YORK, NY 1,061,5261.1m $84.9m $84.9m 0.11% —
73 PUBLIC INVESTMENT FUND 0.23% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,035,6761.0m $82.8m $82.8m 0.23% —
74 Balyasny Asset Management L.P. 0.32% of their portfolio Chicago, IL 1,026,2101.0m $82.1m $82.1m 0.32% —
75 Nuveen Asset Management, LLC 0.03% of their portfolio CHICAGO, IL 1,014,9061.0m $81.2m $81.2m 0.03% —
76 CAUSEWAY CAPITAL MANAGEMENT LLC 2.26% of their portfolio LOS ANGELES, CA 1,010,1931.0m $80.8m $80.8m 2.26% —
77 Genesis Investment Management, LLP 9.23% of their portfolio London, X0 1,007,9311.0m $80.6m $80.6m 9.23% —
78 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 990,535990.5k $79.2m $79.2m 0.02% —
79 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 972,109972.1k $77.8m $77.8m 0.11% —
80 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 962,029962.0k $77.0m $77.0m 0.02% —
81 Ariose Capital Management Ltd 76.75% of their portfolio CENTRAL, HONG KONG, K3 960,374960.4k $76.8m $76.8m 76.75% —
82 CITADEL ADVISORS LLC 0.09% of their portfolio MIAMI, FL 951,095951.1k $76.1m $76.1m 0.09% —
83 Schonfeld Strategic Advisors LLC 0.63% of their portfolio NEW YORK, NY 932,463932.5k $74.6m $74.6m 0.63% —
84 NOMURA HOLDINGS INC 0.71% of their portfolio TOKYO, M0 902,476902.5k $72.2m $72.2m 0.71% —
85 Amundi 0.04% of their portfolio Paris, I0 885,090885.1k $74.7m $74.7m 0.04% —
86 Origin Asset Management LLP 28.71% of their portfolio LONDON, X0 882,606882.6k $70.6m $70.6m 28.71% —
87 Polar Capital Holdings Plc 0.44% of their portfolio London, X0 872,958873.0k $69.8m $69.8m 0.44% —
88 RWC ASSET ADVISORS (US) LLC 6.68% of their portfolio MIAMI, FL 838,484838.5k $67.1m $67.1m 6.68% —
89 Leonteq Securities AG 3.46% of their portfolio ZURICH, V8 832,349832.3k $66.6m $66.6m 3.46% —
90 Rockefeller Capital Management L.P. 0.34% of their portfolio NEW YORK, NY 830,908830.9k $66.5m $66.5m 0.34% —
91 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 808,504808.5k $64.7m $64.7m 0.09% —
92 Broad Peak Investment Holdings Ltd. 18.18% of their portfolio SINGAPORE, U0 808,000808.0k $64.6m $64.6m 18.18% —
93 CTC LLC 7.51% of their portfolio CHICAGO, IL 793,381793.4k $63.5m $63.5m 7.51% —
94 HighTower Advisors, LLC 0.17% of their portfolio CHICAGO, IL 771,613771.6k $61.7m $61.7m 0.17% —
95 Davis Selected Advisers 0.43% of their portfolio Tucson, AZ 762,491762.5k $61.0m $61.0m 0.43% —
96 Owl Creek Asset Management, L.P. 3.97% of their portfolio New York, NY 740,919740.9k $59.3m $59.3m 3.97% —
97 HRT FINANCIAL LP 0.65% of their portfolio NEW YORK, NY 740,535740.5k $59.2m $59.2m 0.65% —
98 Pentwater Capital Management LP 0.90% of their portfolio Naples, FL 740,000740.0k $59.2m $59.2m 0.90% —
99 L1 Capital Pty Ltd 11.26% of their portfolio MELBOURNE VIC 3000, C3 720,031720.0k $57.6m $57.6m 11.26% —
100 NEW YORK STATE COMMON RETIREMENT FUND 0.08% of their portfolio ALBANY, NY 717,208717.2k $57.4m $57.4m 0.08% —