ALDEYRA THERAPEUTICS INC ALDX
COM · Common Stock · CUSIP 01438T106 · ISIN US01438T1060
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersConcord, MA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 59.4m as of 2024-07-29, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.31. Options: 5 managers hold calls ($1.1m notional), 5 hold puts ($218.7k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 89 |
| Q4 2022 | 96 |
| Q1 2023 | 110 |
| Q2 2023 | 120 |
| Q3 2023 | 121 |
| Q4 2023 | 106 |
| Q1 2024 | 102 |
| Q2 2024 | 104 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 40 | 46 |
| Q1 2023 | 60 | 31 |
| Q2 2023 | 75 | 58 |
| Q3 2023 | 56 | 51 |
| Q4 2023 | 46 | 82 |
| Q1 2024 | 45 | 50 |
| Q2 2024 | 50 | 48 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $1.3m | $2.2m | 1.61 |
| Q4 2023 | $383.5k | $446.3k | 1.16 |
| Q1 2024 | $871.2k | $223.9k | 0.26 |
| Q2 2024 | $1.1m | $218.7k | 0.20 |
Biggest buyers
| PERCEPTIVE ADVISORS LLC | Added | +682.3k |
| FEDERATED HERMES, INC. | New | +531.2k |
| PFG Investments, LLC | New | +396.2k |
| BlackRock Inc. | Added | +311.2k |
| KENNEDY CAPITAL MANAGEMENT LLC | Added | +281.5k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +109.8k |
| JANE STREET GROUP, LLC | New | +93.1k |
| PANAGORA ASSET MANAGEMENT INC | New | +60.3k |
| CIBC Private Wealth Group LLC | New | +51.5k |
| ALPS ADVISORS INC | New | +46.3k |
Biggest sellers
| MORGAN STANLEY | Reduced | -737.2k |
| Verition Fund Management LLC | Reduced | -720.6k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -344.9k |
| D. E. Shaw & Co., Inc. | Reduced | -225.7k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -224.4k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -210.2k |
| VANGUARD GROUP INC | Reduced | -126.7k |
| EAGLE ASSET MANAGEMENT INC | Reduced | -126.2k |
| AMERIPRISE FINANCIAL INC | Sold out | -126.2k |
| SHERBROOKE PARK ADVISERS LLC | Sold out | -107.7k |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $337.0k102.0k shares |
| CITADEL ADVISORS LLC | Added | $291.6k88.1k shares |
| GROUP ONE TRADING LLC | Added | $238.7k72.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $215.5k65.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $107.6k32.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $54.3k16.4k shares |
| SIMPLEX TRADING, LLC | Added | $35.0k10.8k shares |
| GROUP ONE TRADING LLC | Reduced | $21.8k6.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| AQR CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-08-12 | 6.2% |
Fell to 5% or below in the last year: BlackRock, Inc. (1.7%, 2026-07-27), PERCEPTIVE ADVISORS LLC (0.0%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $5.2k | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 3 | $661.9k | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-04-05 | EDELMAN JOSEPH +2 10% owner · See Footnote | Bought | $178.8k37.7k shares |
| 2024-04-04 | EDELMAN JOSEPH +2 10% owner · See Footnote | Bought | $655.1k140.3k shares |
| 2024-04-03 | EDELMAN JOSEPH +2 10% owner · See Footnote | Bought | $1.3m309.8k shares |
| 2024-04-02 | EDELMAN JOSEPH +2 10% owner · See Footnote | Bought | $640.0k186.1k shares |
| 2024-04-01 | EDELMAN JOSEPH +2 10% owner · See Footnote | Bought | $27.2k8.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| PERCEPTIVE ADVISORS LLC 0.74% of their portfolio | 9.3m $30.7m | Added +682.3k |
| Knoll Capital Management, LLC 12.21% of their portfolio | 5.5m $18.1m | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.7m $12.4m | Reduced -126.7k |
| BlackRock Inc. 0.00% of their portfolio | 3.6m $12.0m | Added +311.2k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.11% of their portfolio | 1.6m $5.3m | Added +281.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $3.8m | Added +109.8k |
| STATE STREET CORP 0.00% of their portfolio | 957.7k $3.2m | Added +18.2k |
| EAGLE ASSET MANAGEMENT INC 0.01% of their portfolio | 841.6k $2.7m | Reduced -126.2k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 672.1k $2.2m | Reduced -210.2k |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 531.2k $1.8m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 503.3k $1.7m | Reduced -224.4k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 445.9k $1.5m | Reduced -6.6k |
| PFG Investments, LLC 0.09% of their portfolio | 396.2k $1.3m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 395.3k $1.3m | Added +8.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 385.5k $1.3m | Reduced -3.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 378.5k $1.3m | Reduced -20.5k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 334.7k $1.1m | Reduced -46.1k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 321.9k $1.1m | Reduced -225.7k |
| MORGAN STANLEY 0.00% of their portfolio | 311.4k $1.0m | Reduced -737.2k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 300.4k $994.2k | Added +8.0k |
| JOHNSON & JOHNSON 0.25% of their portfolio | 299.7k $991.9k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 282.9k $936.4k | Reduced -92.0k |
| Palo Alto Investors LP 0.09% of their portfolio | 225.5k $746.3k | Unchanged |
| Verition Fund Management LLC 0.01% of their portfolio | 219.8k $727.6k | Reduced -720.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 195.7k $647.8k | Added +34.9k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 193.1k $639.2k | Reduced -45.8k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio | 181.1k $599.4k | Added +2.2k |
| WOODSTOCK CORP 0.06% of their portfolio | 180.8k $598.5k | Added +10.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 136.7k $452.6k | Added +11.2k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 129.7k $429.4k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 104.9k $347.3k | Added +13.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 93.1k $308.3k | New |
| STRS OHIO 0.00% of their portfolio | 91.7k $303.5k | Added +9.4k |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 88.1k $291.7k | Added +6.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 77.0k $254.8k | Added +12.9k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 63.0k $208.5k | Added +12.6k |
| PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio | 60.3k $199.6k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 57.8k $191.3k | Reduced -2.5k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 53.4k $176.7k | Added +36.5k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 51.5k $170.3k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 48.5k $161.0k | Added +200 |
| UBS Group AG 0.00% of their portfolio | 48.0k $159.0k | Reduced -290 |
| ALPS ADVISORS INC 0.00% of their portfolio | 46.3k $153.3k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 43.9k $145.2k | Added +5.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 43.8k $145.1k | Reduced -344.9k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 34.8k $115.1k | Reduced -70.3k |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 34.7k $115.0k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 34.6k $114.6k | Reduced -1.4k |
| Invesco Ltd. 0.00% of their portfolio | 29.9k $98.8k | Reduced -2.0k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 29.3k $96.0k | Reduced -64.2k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 28.7k $95.0k | Added +3.9k |
| Joseph P. Lucia & Associates, LLC 0.05% of their portfolio | 28.3k $93.5k | Unchanged |
| Corebridge Financial, Inc. 0.00% of their portfolio | 26.8k $88.7k | First filing |
| Providence Wealth Advisors, LLC 0.07% of their portfolio | 25.0k $84.0k | Added +3.5k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 24.4k $80.8k | First filing |
| TOBIAS FINANCIAL ADVISORS, INC. 0.02% of their portfolio | 23.7k $78.4k | Reduced -4.5k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 21.7k $71.9k | Added +2.7k |
| LPL Financial LLC 0.00% of their portfolio | 21.3k $70.6k | Added +958 |
| Hikari Power Ltd 0.01% of their portfolio | 20.0k $66.0k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 18.6k $61.6k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 18.0k $59.5k | Unchanged |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 17.7k $58.5k | Added +1.6k |
| BARCLAYS PLC 0.00% of their portfolio | 17.2k $57.1k | Reduced -15.2k |
| Laidlaw Wealth Management LLC 0.03% of their portfolio | 16.9k $55.9k | Added +4.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.8k $55.5k | Reduced -23.2k |
| GSA CAPITAL PARTNERS LLP 0.00% of their portfolio | 16.0k $53.0k | Reduced -9.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 15.5k $51.4k | New |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 15.0k $49.7k | Reduced -493 |
| Walleye Capital LLC 0.00% of their portfolio | 14.2k $46.9k | New |
| DIVERSIFIED TRUST CO 0.00% of their portfolio | 12.3k $40.6k | New |
| SG Americas Securities, LLC 0.00% of their portfolio | 11.4k $38.0k | New |
| CITIGROUP INC 0.00% of their portfolio | 11.2k $37.1k | Added +3.4k |
| King Wealth Management Group 0.01% of their portfolio | 11.0k $36.0k | Added +1.0k |
| Clearstead Advisors, LLC 0.00% of their portfolio | 10.4k $34.4k | New |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 10.2k $33.7k | Added +135 |
| Prime Capital Investment Advisors, LLC 0.00% of their portfolio | 10.0k $33.1k | Reduced -5 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 9.6k $31.9k | Added +9.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 9.6k $31.7k | Reduced -45.7k |
| FMR LLC 0.00% of their portfolio | 9.1k $30.3k | Added +1.5k |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 6.9k $22.4k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 6.4k $21.2k | Added +1.1k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 5.5k $17.8k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.7k $16.0k | Added +3.6k |
| Legal & General Group Plc 0.00% of their portfolio | 4.1k $13.6k | Reduced -1.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 4.0k $13.3k | Reduced -21.2k |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 3.8k $12.7k | Unchanged |
| Washington Trust Advisors, Inc. 0.00% of their portfolio | 3.8k $12.6k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 3.6k $11.9k | Reduced -1.1k |
| Activest Wealth Management 0.00% of their portfolio | 2.0k $6.6k | New |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 1.8k $6.1k | Reduced -4.2k |
| nVerses Capital, LLC 0.00% of their portfolio | 1.7k $5.6k | New |
| AMALGAMATED BANK 0.00% of their portfolio | 1.6k $5.0k | Unchanged |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 1.5k $4.8k | Added +1.4k |
| Stephens Consulting, LLC 0.00% of their portfolio | 1.0k $3.3k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 739 $2.0k | Added +539 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 680 $2.2k | Reduced -6.4k |
| PSI Advisors, LLC 0.00% of their portfolio | 650 $2.2k | Unchanged |
| Arax Advisory Partners 0.00% of their portfolio | 266 $881 | New |
| COMERICA BANK 0.00% of their portfolio | 189 $626 | Unchanged |
| HighMark Wealth Management LLC 0.00% of their portfolio | 155 $513 | Unchanged |