Vault-13

ARK ETF TR ARKF

FINTECH INNOVA · ETP · CUSIP 00214Q708

185 institutional holders -3 vs Q1 2026
4,772,0774.8m shares reported held*
$188.4mreported value*
23 new 37 added 51 reduced 26 sold out net bought ≈ $3.7m (+94.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.48. Options: 5 managers hold calls ($6.1m notional), 4 hold puts ($777.4k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 201Q1 23: 187Q2 23: 190Q3 23: 179Q4 23: 205Q1 24: 196Q2 24: 178Q3 24: 169Q4 24: 195Q1 25: 177Q2 25: 206Q3 25: 218Q4 25: 217Q1 26: 188Q2 26: 185185Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022211
Q4 2022201
Q1 2023187
Q2 2023190
Q3 2023179
Q4 2023205
Q1 2024196
Q2 2024178
Q3 2024169
Q4 2024195
Q1 2025177
Q2 2025206
Q3 2025218
Q4 2025217
Q1 2026188
Q2 2026185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 37 bought or addedQ3 24: 98 cut or sold outQ4 24: 69 bought or addedQ4 24: 82 cut or sold outQ4 24Q1 25: 53 bought or addedQ1 25: 104 cut or sold outQ2 25: 78 bought or addedQ2 25: 79 cut or sold outQ2 25Q3 25: 88 bought or addedQ3 25: 90 cut or sold outQ4 25: 78 bought or addedQ4 25: 112 cut or sold outQ4 25Q1 26: 47 bought or addedQ1 26: 107 cut or sold outQ2 26: 60 bought or addedQ2 26: 77 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243798
Q4 20246982
Q1 202553104
Q2 20257879
Q3 20258890
Q4 202578112
Q1 202647107
Q2 20266077

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 25 calls: $32.8mQ3 25 puts: $14.4mQ3 25P/C 0.44Q4 25 calls: $12.3mQ4 25 puts: $7.4mQ4 25P/C 0.60Q1 26 calls: $6.1mQ1 26 puts: $1.3mQ1 26P/C 0.22Q2 26 calls: $6.1mQ2 26 puts: $777.4kQ2 26P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2025$32.8m$14.4m0.44
Q4 2025$12.3m$7.4m0.60
Q1 2026$6.1m$1.3m0.22
Q2 2026$6.1m$777.4k0.13

Biggest buyers

CITADEL ADVISORS LLC Added +215,370+215.4k
Cambridge Investment Research Advisors, Inc. Added +57,260+57.3k
LPL Financial LLC Added +36,879+36.9k
WCG Wealth Advisors LLC New +30,031+30.0k
ENVESTNET ASSET MANAGEMENT INC Added +29,722+29.7k
Waterloo Capital, L.P. New +21,511+21.5k
Trivium Point Advisory, LLC New +19,547+19.5k
GoalVest Advisory LLC New +18,246+18.2k
Clearwater Capital Advisors, LLC Added +16,380+16.4k
BYRNE FINANCIAL FREEDOM, LLC Added +15,408+15.4k

Biggest sellers

PFG Advisors Reduced -255,644-255.6k
D. E. Shaw & Co., Inc. Sold out -31,705-31.7k
MORGAN STANLEY Reduced -31,414-31.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -25,300-25.3k
PRUDENTIAL PLC Reduced -18,900-18.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,062-15.1k
Dynamic Advisor Solutions LLC Reduced -14,225-14.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -13,912-13.9k
Mariner, LLC Reduced -12,319-12.3k
ROYAL BANK OF CANADA Reduced -10,168-10.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.2m54.7k shares
CITADEL ADVISORS LLC Reduced $2.1m53.7k shares
JANE STREET GROUP, LLC Added $1.2m31.3k shares
IMC-Chicago, LLC Reduced $576.1k14.6k shares
GROUP ONE TRADING LLC Reduced $7.9k200 shares

Biggest puts

IMC-Chicago, LLC Added $272.3k6.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $252.5k6.4k shares
CITADEL ADVISORS LLC Added $248.6k6.3k shares
GROUP ONE TRADING LLC Unchanged $3.9k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 600,617600.6k $23.7m $23.7m 0.01% Added +36.9k +36,879
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 380,112380.1k $15.0m $15.0m 0.00% Reduced -9.8k -9,836
3 Clearwater Capital Advisors, LLC 0.76% of their portfolio HOFFMAN ESTATES, IL 262,018262.0k $10.3m $10.3m 0.76% Added +16.4k +16,380
4 Yarbrough Capital, LLC 0.28% of their portfolio FRANKLIN, TN 238,709238.7k $9.4m $9.4m 0.28% Unchanged
5 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 226,022226.0k $8.9m $8.9m 0.01% Added +215.4k +215,370
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 208,402208.4k $8.2m $8.2m 0.00% Reduced -31.4k -31,414
7 Midwest Financial Partners Investments, Inc. 3.11% of their portfolio ST. CLOUD, MN 189,532189.5k $7.5m $7.5m 3.11% Added +3.3k +3,268
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 165,084165.1k $6.5m $6.5m 0.01% Reduced -4.7k -4,666
9 BYRNE FINANCIAL FREEDOM, LLC 2.41% of their portfolio FRANKLIN, MA 156,510156.5k $6.2m $6.2m 2.41% Added +15.4k +15,408
10 GTS SECURITIES LLC 0.13% of their portfolio NEW YORK, NY 152,937152.9k $6.0m $6.0m 0.13% Added +9.3k +9,255
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 135,979136.0k $5.4m $5.4m 0.00% Reduced -4.7k -4,736
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 122,696122.7k $4.8m $4.8m 0.01% Added +57.3k +57,260
13 TITLEIST ASSET MANAGEMENT, LLC 0.27% of their portfolio SAN ANTONIO, TX 102,295102.3k $4.0m $4.0m 0.27% Reduced -526 -526
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 101,989102.0k $4.0m $4.0m 0.00% Added +6.3k +6,302
15 FLOW TRADERS U.S. LLC 0.16% of their portfolio NEW YORK, NY 98,26898.3k $3.9m $3.9m 0.16% Added +11.8k +11,825
16 GERBER, LLC 1.72% of their portfolio COLUMBUS, OH 92,70792.7k $3.7m $3.7m 1.72% Unchanged
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 78,70278.7k $3.1m $3.1m 0.00% Reduced -2.1k -2,122
18 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 78,09878.1k $3.1m $3.1m 0.01% Unchanged
19 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 75,91075.9k $3.0m $3.0m 0.02% Reduced -18.9k -18,900
20 Paller Financial Services Inc 2.11% of their portfolio CENTENNIAL, CO 71,48671.5k $2.8m $2.8m 2.11% Added +1.4k +1,377
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 64,74164.7k $2.6m $2.6m 0.00% Added +29.7k +29,722
22 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 58,54158.5k $2.3m $2.3m 0.00% Added +1.4k +1,387
23 NWAM LLC 0.10% of their portfolio MERCER ISLAND, WA 48,24248.2k $1.9m $1.9m 0.10% Reduced -231 -231
24 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 44,12744.1k $1.7m $1.7m 0.02% Reduced -1.3k -1,281
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,09642.1k $1.7m $1.7m 0.00% Added +14.9k +14,875
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,29035.3k $1.4m $1.4m 0.00% Reduced -15.1k -15,062
27 M Holdings Securities, Inc. 0.18% of their portfolio PORTLAND, OR 32,45832.5k $1.3m $1.3m 0.18% Added +1.5k +1,499
28 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 31,80631.8k $1.3m $1.3m 0.00% Reduced -9.6k -9,596
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,18831.2k $1.2m $1.2m 0.00% Reduced -10.2k -10,168
30 Curran Financial Partners, LLC 0.18% of their portfolio DANIEL ISLAND, SC 30,69130.7k $1.2m $1.2m 0.18% Added +10.0k +10,040
31 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 30,46130.5k $1.2m $1.2m 0.01% Added +2.9k +2,873
32 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 30,03130.0k $1.2m $1.2m 0.03% New
33 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 29,07029.1k $1.1m $1.1m 0.00% Reduced -100 -100
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 27,43727.4k $1.1m $1.1m 0.00% Added +5.2k +5,163
35 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 25,70025.7k $1.0m $1.0m 0.00% Unchanged
36 Waterloo Capital, L.P. 0.05% of their portfolio AUSTIN, TX 21,51121.5k $848.8k $848.8k 0.05% New
37 BLVD Private Wealth, LLC 0.60% of their portfolio Prospect, KY 20,40520.4k $805.2k $805.2k 0.60% Reduced -5 -5
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,13820.1k $794.6k $794.6k 0.00% Reduced -578 -578
39 Purus Wealth Management, LLC 0.21% of their portfolio Newport Beach, CA 19,68919.7k $776.9k $776.9k 0.21% Reduced -200 -200
40 Trivium Point Advisory, LLC 0.07% of their portfolio WILTON, CT 19,54719.5k $771.3k $771.3k 0.07% New
41 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 19,27219.3k $760.5k $760.5k 0.02% Reduced -2.0k -1,955
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,98719.0k $749.2k $749.2k 0.00% Reduced -12.3k -12,319
43 GoalVest Advisory LLC 0.13% of their portfolio New York, NY 18,24618.2k $720.0k $720.0k 0.13% New
44 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,30416.3k $643.4k $643.4k 0.00% Added +4.4k +4,368
45 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 15,20615.2k $626.1k $626.1k 0.03% Added +7.5k +7,451
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,19614.2k $560.2k $560.2k 0.00% Reduced -1.4k -1,397
47 PFG Advisors 0.03% of their portfolio Phoenix, AZ 14,17914.2k $559.5k $559.5k 0.03% Reduced -255.6k -255,644
48 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 13,96514.0k $551.1k $551.1k 0.01% Reduced -776 -776
49 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 13,93313.9k $549.8k $549.8k 0.01% Reduced -1.2k -1,246
50 Jessup Wealth Management, Inc 0.16% of their portfolio DAYTON, OH 13,69813.7k $540.5k $540.5k 0.16% Added +422 +422
51 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,79512.8k $504.9k $504.9k 0.00% Added +5.3k +5,271
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,76812.8k $503.8k $503.8k 0.00% Reduced -612 -612
53 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,75112.8k $503.2k $503.2k 0.00% Added +482 +482
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,50012.5k $493.2k $493.2k 0.00% New
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,43011.4k $451.0k $451.0k 0.00% Reduced -7.8k -7,839
56 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,23811.2k $443.5k $443.5k 0.00% New
57 Lifelong Wealth Advisors, Inc. 0.10% of their portfolio Arden Hills, MN 10,83910.8k $427.7k $427.7k 0.10% Unchanged
58 Turner Financial Group, Inc. 0.42% of their portfolio PACE, FL 10,77210.8k $425.1k $425.1k 0.42% First filing
59 EdgeRock Capital LLC 0.09% of their portfolio DENVER, CO 10,37410.4k $409.4k $409.4k 0.09% Added +70 +70
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,20710.2k $402.0k $402.0k 0.00% New
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,03110.0k $395.8k $395.8k 0.00% Reduced -2.7k -2,738
62 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 9,8179.8k $387.4k $387.4k 0.03% Added +252 +252
63 BRIDGES INVESTMENT MANAGEMENT INC 0.00% of their portfolio OMAHA, NE 9,7069.7k $383.0k $383.0k 0.00% Reduced -387 -387
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,1319.1k $360.3k $360.3k 0.00% Reduced -13.9k -13,912
65 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 9,1019.1k $359.1k $359.1k 0.00% Reduced -332 -332
66 EQ LLC 0.08% of their portfolio BELLEVUE, WA 8,5648.6k $337.9k $337.9k 0.08% Unchanged
67 MBA Advisors LLC 0.11% of their portfolio HERMITAGE, PA 8,2968.3k $327.4k $327.4k 0.11% Added +214 +214
68 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,1788.2k $322.7k $322.7k 0.00% Reduced -521 -521
69 Evanson Financial, LLC 0.02% of their portfolio MCLEAN, VA 8,0008.0k $315.7k $315.7k 0.02% First filing
70 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 7,8637.9k $310.7k $310.7k 0.00% New
71 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 7,8577.9k $310.0k $310.0k 0.01% Reduced -14.2k -14,225
72 Pinion Investment Advisors, LLC 0.06% of their portfolio WICHITA, KS 7,6717.7k $302.7k $302.7k 0.06% New
73 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,5317.5k $297.2k $297.2k 0.00% Reduced -382 -382
74 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 7,5147.5k $296.5k $296.5k 0.03% Reduced -1.1k -1,113
75 GENTRY PRIVATE WEALTH, LLC 0.15% of their portfolio WICHITA, KS 7,3037.3k $288.2k $288.2k 0.15% New
76 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 7,2657.3k $286.8k $286.8k 0.00% Added +100 +100
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,0217.0k $292.3k $292.3k 0.00% Reduced -410 -410
78 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,0167.0k $276.9k $276.9k 0.00% Reduced -1.7k -1,657
79 CARLSON FINANCIAL, INC. 0.14% of their portfolio CANBY, OR 6,8496.8k $270.4k $270.4k 0.14% Reduced -3 -3
80 Clearstead Trust, LLC 0.03% of their portfolio PORTLAND, ME 6,7256.7k $265.4k $265.4k 0.03% Unchanged
81 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 6,2156.2k $245.2k $245.2k 0.02% Reduced -175 -175
82 Wedmont Private Capital 0.01% of their portfolio WEST CHESTER, PA 6,1796.2k $257.2k $257.2k 0.01% Unchanged
83 Ariadne Wealth Management, LP 0.11% of their portfolio SANTA BARBARA, CA 6,1326.1k $242.0k $242.0k 0.11% Unchanged
84 Legacy Financial Advisors, Inc. 0.03% of their portfolio COVINGTON, KY 6,0696.1k $239.5k $239.5k 0.03% New
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,0046.0k $236.9k $236.9k 0.00% Reduced -688 -688
86 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 5,9355.9k $234.2k $234.2k 0.02% Reduced -121 -121
87 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,7785.8k $228.0k $228.0k 0.00% Added +282 +282
88 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 5,6325.6k $222.2k $222.2k 0.00% Added +100 +100
89 Caprock Group, LLC 0.00% of their portfolio BOISE, ID 5,5555.6k $219.2k $219.2k 0.00% Unchanged
90 Heritage Family Offices, LLP 0.08% of their portfolio SCOTTSDALE, AZ 5,5305.5k $218.2k $218.2k 0.08% New
91 Pacific Excel Wealth Advisors, Inc. 0.08% of their portfolio WALNUT CREEK, CA 5,5305.5k $218.2k $218.2k 0.08% New
92 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 5,4095.4k $213.4k $213.4k 0.00% Reduced -88 -88
93 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 5,1195.1k $202.1k $202.1k 0.00% Reduced -100 -100
94 Medallion Wealth Advisors, LLC 0.05% of their portfolio FARMINGTON, CT 4,3394.3k $171.2k $171.2k 0.05% Reduced -3.0k -2,953
95 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.01% of their portfolio LONG BEACH, CA 3,6883.7k $145.5k $145.5k 0.01% Unchanged
96 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,5373.5k $139.6k $139.6k 0.00% Reduced -1.5k -1,469
97 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0983.1k $122.2k $122.2k 0.00% Reduced -749 -749
98 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 3,0323.0k $121.1k $121.1k 0.00% Unchanged
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,6762.7k $105.6k $105.6k 0.00% Reduced -1.1k -1,050
100 OXFORD FINANCIAL GROUP, LTD. LLC 0.01% of their portfolio INDIANAPOLIS, IN 2,5372.5k $100.1k $100.1k 0.01% Unchanged