Vault-13

ARK ETF TR ARKW

NEXT GNRTN INTER · ETP · CUSIP 00214Q401 · ISIN US00214Q4010

228 institutional holders +23 vs Q1 2025
3,995,7474.0m shares reported held*
$590.2mreported value*
44 new 46 added 77 reduced 23 sold out net bought ≈ $10.1m (-27.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $147.72. Options: 9 managers hold calls ($26.2m notional), 9 hold puts ($16.4m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 218Q4 22: 217Q1 23: 213Q2 23: 210Q3 23: 217Q4 23: 229Q1 24: 222Q2 24: 220Q3 24: 197Q4 24: 214Q1 25: 205Q2 25: 228228Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022218
Q4 2022217
Q1 2023213
Q2 2023210
Q3 2023217
Q4 2023229
Q1 2024222
Q2 2024220
Q3 2024197
Q4 2024214
Q1 2025205
Q2 2025228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 56 bought or addedQ3 23: 98 cut or sold outQ4 23: 70 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 117 cut or sold outQ2 24: 55 bought or addedQ2 24: 113 cut or sold outQ2 24Q3 24: 38 bought or addedQ3 24: 122 cut or sold outQ4 24: 79 bought or addedQ4 24: 80 cut or sold outQ4 24Q1 25: 62 bought or addedQ1 25: 108 cut or sold outQ2 25: 90 bought or addedQ2 25: 100 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235698
Q4 20237089
Q1 202459117
Q2 202455113
Q3 202438122
Q4 20247980
Q1 202562108
Q2 202590100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 24 calls: $11.8mQ3 24 puts: $3.0mQ3 24P/C 0.25Q4 24 calls: $24.4mQ4 24 puts: $1.8mQ4 24P/C 0.08Q1 25 calls: $30.6mQ1 25 puts: $2.2mQ1 25P/C 0.07Q2 25 calls: $26.2mQ2 25 puts: $16.4mQ2 25P/C 0.63
Numbers
QuarterCallsPutsP/C
Q3 2024$11.8m$3.0m0.25
Q4 2024$24.4m$1.8m0.08
Q1 2025$30.6m$2.2m0.07
Q2 2025$26.2m$16.4m0.63

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +65,939+65.9k
Kestra Advisory Services, LLC Added +57,629+57.6k
Janney Montgomery Scott LLC Added +48,389+48.4k
Kingsview Wealth Management, LLC New +45,747+45.7k
MORGAN STANLEY Added +43,170+43.2k
LPL Financial LLC Added +33,696+33.7k
Gradient Investments LLC Added +19,200+19.2k
ROYAL BANK OF CANADA Added +15,021+15.0k
HighTower Advisors, LLC Added +14,460+14.5k
UBS Group AG Added +13,887+13.9k

Biggest sellers

Serenus Wealth Advisors, LLC Sold out -96,392-96.4k
Priebe Wealth Holdings LLC Reduced -89,545-89.5k
PRUDENTIAL PLC Reduced -69,700-69.7k
Geneos Wealth Management Inc. Reduced -24,857-24.9k
MARSHALL WACE, LLP Sold out -20,893-20.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,550-20.6k
Qube Research & Technologies Ltd Reduced -19,976-20.0k
CITADEL ADVISORS LLC Reduced -18,856-18.9k
NWF Advisory Services Inc. Reduced -16,895-16.9k
GTS SECURITIES LLC Sold out -15,047-15.0k

Biggest calls

PEAK6 LLC Reduced $6.9m46.8k shares
Walleye Trading LLC New $5.3m35.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m25.9k shares
JANE STREET GROUP, LLC Added $3.8m25.8k shares
IMC-Chicago, LLC Reduced $2.8m18.7k shares
CITADEL ADVISORS LLC Reduced $2.6m17.5k shares
WOLVERINE TRADING, LLC Unchanged $903.0k6.2k shares
GROUP ONE TRADING LLC Unchanged $132.9k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Walleye Trading LLC New $5.2m35.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m27.8k shares
CITADEL ADVISORS LLC Added $2.5m16.6k shares
IMC-Chicago, LLC New $1.8m12.0k shares
MILLENNIUM MANAGEMENT LLC New $1.5m10.0k shares
JANE STREET GROUP, LLC Reduced $871.0k5.9k shares
WOLVERINE TRADING, LLC New $524.3k3.6k shares
GROUP ONE TRADING LLC Unchanged $14.8k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 747,006747.0k $110.3m $110.3m 0.01% Added +43.2k +43,170
2 Foundations Investment Advisors, LLC 0.89% of their portfolio PHOENIX, AZ 381,103381.1k $56.3m $56.3m 0.89% Added +404 +404
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 362,793362.8k $53.6m $53.6m 0.00% Added +65.9k +65,939
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 305,407305.4k $45.1m $45.1m 0.02% Added +33.7k +33,696
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 150,051150.1k $22.2m $22.2m 0.02% Added +5.6k +5,569
6 Gradient Investments LLC 0.37% of their portfolio ARDEN HILLS, MN 137,624137.6k $20.3m $20.3m 0.37% Added +19.2k +19,200
7 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 101,206101.2k $14.9m $14.9m 0.07% Added +57.6k +57,629
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 93,86593.9k $13.9m $13.9m 0.02% Reduced -14.2k -14,186
9 Anfield Capital Management, LLC 4.48% of their portfolio IRVINE, CA 91,62691.6k $13.5m $13.5m 4.48% Reduced -1.2k -1,188
10 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 83,70183.7k $12.4m $12.4m 0.03% Added +48.4k +48,389
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 72,77572.8k $10.7m $10.7m 0.00% Added +1.4k +1,366
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 63,82663.8k $9.4m $9.4m 0.02% Added +7.6k +7,553
13 CWM, LLC 0.03% of their portfolio OMAHA, NE 61,75661.8k $9.1m $9.1m 0.03% Added +3.5k +3,523
14 Relyea Zuckerberg Hanson LLC 0.96% of their portfolio STAMFORD, CT 55,34555.3k $8.2m $8.2m 0.96% Reduced -243 -243
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 52,03452.0k $7.7m $7.7m 0.01% Reduced -20.6k -20,550
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,01651.0k $7.5m $7.5m 0.01% Added +1.7k +1,688
17 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 45,74745.7k $6.8m $6.8m 0.11% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,46641.5k $6.1m $6.1m 0.00% Added +15.0k +15,021
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 40,12140.1k $5.9m $5.9m 0.00% Added +13.9k +13,887
20 Priebe Wealth Holdings LLC 5.09% of their portfolio MAPLE GROVE, MN 39,85239.9k $5.9m $5.9m 5.09% Reduced -89.5k -89,545
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 38,45938.5k $5.7m $5.7m 0.02% Added +6.5k +6,517
22 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 37,05037.0k $5.5m $5.5m 0.03% Reduced -69.7k -69,700
23 Crescent Grove Advisors, LLC 0.53% of their portfolio LAKE FOREST, IL 36,90636.9k $5.4m $5.4m 0.53% Reduced -16 -16
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,26533.3k $4.9m $4.9m 0.00% Reduced -18.9k -18,856
25 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 28,32028.3k $4.2m $4.2m 0.04% Reduced -1.9k -1,885
26 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 28,29628.3k $4.2m $4.2m 0.02% Added +891 +891
27 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 28,22828.2k $4.2m $4.2m 0.05% Reduced -1.2k -1,229
28 Financial Guidance Group, Inc. 2.02% of their portfolio Palm Harbor, FL 28,22828.2k $4.2m $4.2m 2.02% Reduced -1.9k -1,885
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 27,15227.2k $4.0m $4.0m 0.01% Added +14.5k +14,460
30 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 26,61026.6k $4.2m $4.2m 0.10% Added +173 +173
31 AdvisorNet Financial, Inc 0.24% of their portfolio MINNETONKA, MN 25,00525.0k $3.7m $3.7m 0.24% Added +5 +5
32 Mattson Financial Services, LLC 0.98% of their portfolio KENTWOOD, MI 24,59424.6k $3.6m $3.6m 0.98% Added +2.2k +2,172
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,09124.1k $3.6m $3.6m 0.00% Reduced -1.3k -1,269
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,82220.8k $3.1m $3.1m 0.01% Reduced -382 -382
35 Wealth Management Partners, LLC 1.07% of their portfolio TUCSON, AZ 20,31920.3k $3.0m $3.0m 1.07% Reduced -14 -14
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,45919.5k $2.9m $2.9m 0.00% Reduced -2.2k -2,217
37 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 19,17619.2k $2.8m $2.8m 0.02% Reduced -133 -133
38 Smith Anglin Financial, LLC 0.25% of their portfolio DALLAS, TX 19,05819.1k $2.8m $2.8m 0.25% Added +557 +557
39 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,88917.9k $2.6m $2.6m 0.01% Added +1.2k +1,158
40 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 16,65216.7k $2.5m $2.5m 0.01% Reduced -3.3k -3,260
41 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 16,49616.5k $2.4m $2.4m 0.00% Reduced -20.0k -19,976
42 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 15,73715.7k $2.3m $2.3m 0.06% Reduced -24.9k -24,857
43 Sterling Investment Counsel, LLC 1.35% of their portfolio Buffalo, NY 15,55615.6k $2.3m $2.3m 1.35% Reduced -3.3k -3,319
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,98714.0k $2.1m $2.1m 0.00% Reduced -1.7k -1,658
45 MARSHALL INVESTMENT MANAGEMENT, LLC 9.42% of their portfolio LITTLETON, CO 13,42713.4k $2.0m $2.0m 9.42% Reduced -2.4k -2,397
46 Purus Wealth Management, LLC 0.68% of their portfolio Newport Beach, CA 13,19113.2k $1.9m $1.9m 0.68% Reduced -209 -209
47 Copia Wealth Management 1.64% of their portfolio BEND, OR 13,17413.2k $1.9m $1.9m 1.64% Reduced -61 -61
48 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 12,76612.8k $1.9m $1.9m 0.04% Added +10.4k +10,387
49 WEXFORD CAPITAL LP 0.52% of their portfolio WEST PALM BEACH, FL 12,71612.7k $1.9m $1.9m 0.52% New
50 Prosperity Wealth Management, Inc. 0.66% of their portfolio San Ramon, CA 12,03412.0k $1.8m $1.8m 0.66% Added +1.1k +1,130
51 Phoenix Wealth Advisors 0.68% of their portfolio CHAPEL HILL, NC 10,96911.0k $1.6m $1.6m 0.68% Reduced -112 -112
52 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9,4519.5k $1.4m $1.4m 0.00% Reduced -3.5k -3,473
53 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 9,2539.3k $1.4m $1.4m 0.02% Reduced -1.0k -1,009
54 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 8,8418.8k $1.3m $1.3m 0.01% Added +1.7k +1,707
55 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 8,7368.7k $1.3m $1.3m 0.07% Reduced -6.5k -6,454
56 Jaffetilchin Investment Partners, LLC 0.08% of their portfolio TAMPA, FL 8,3138.3k $1.2m $1.2m 0.08% New
57 Betterment LLC 0.00% of their portfolio NEW YORK, NY 8,0828.1k $1.2m $1.2m 0.00% Reduced -2.1k -2,141
58 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 7,7347.7k $1.1m $1.1m 0.03% Added +1.0k +1,042
59 Medallion Wealth Advisors, LLC 0.40% of their portfolio FARMINGTON, CT 7,0487.0k $1.0m $1.0m 0.40% Reduced -1.3k -1,290
60 Pacific Sun Financial Corp 0.54% of their portfolio LOS ANGELES, CA 6,9527.0k $1.0m $1.0m 0.54% Unchanged
61 17 CAPITAL PARTNERS, LLC 0.57% of their portfolio PHEONIX, AZ 6,6726.7k $984.9k $984.9k 0.57% Added +1.2k +1,166
62 Manske Wealth Management 0.31% of their portfolio HOUSTON, TX 6,3576.4k $938.4k $938.4k 0.31% Reduced -69 -69
63 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,2566.3k $923.4k $923.4k 0.00% Reduced -13 -13
64 Global View Capital Management LLC 0.29% of their portfolio WAUKESHA, WI 6,1576.2k $908.9k $908.9k 0.29% New
65 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,1316.1k $905.1k $905.1k 0.01% Reduced -602 -602
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,8845.9k $868.6k $868.6k 0.00% Unchanged
67 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 5,8125.8k $857.9k $857.9k 0.04% Reduced -338 -338
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 5,5065.5k $812.8k $812.8k 0.06% Added +1.4k +1,448
69 Intrua Financial, LLC 0.11% of their portfolio Houston, TX 5,1505.2k $760.2k $760.2k 0.11% Reduced -50 -50
70 EMC Capital Management 0.39% of their portfolio HOUSTON, TX 4,9354.9k $729.0k $729.0k 0.39% Unchanged
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,8944.9k $722.5k $722.5k 0.00% Added +1.8k +1,830
72 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 4,8634.9k $718.0k $718.0k 0.04% Added +3.6k +3,616
73 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 4,8034.8k $709.0k $709.0k 0.01% New
74 INTEGRITY ALLIANCE, LLC. 0.04% of their portfolio Urbandale, IA 4,7824.8k $705.9k $705.9k 0.04% Reduced -4.9k -4,886
75 DHK Financial Advisors, Inc. 0.39% of their portfolio PORTSMOUTH, NH 4,6024.6k $679.3k $679.3k 0.39% Unchanged
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,4934.5k $663.3k $663.3k 0.00% Reduced -1.1k -1,146
77 Realta Investment Advisors 0.25% of their portfolio WILMINGTON, DE 4,3184.3k $637.4k $637.4k 0.25% New
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,1594.2k $614.0k $614.0k 0.00% Added +4.1k +4,123
79 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 4,1054.1k $645.9k $645.9k 0.04% Added +239 +239
80 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 4,0254.0k $594.2k $594.2k 0.04% Added +370 +370
81 Clearstead Trust, LLC 0.11% of their portfolio PORTLAND, ME 3,9984.0k $590.2k $590.2k 0.11% Unchanged
82 One Capital Management, LLC 0.02% of their portfolio WESTLAKE VILLAGE, CA 3,7773.8k $557.6k $557.6k 0.02% Added +1.4k +1,366
83 Provenance Wealth Advisors, LLC 0.08% of their portfolio FORT LAUDERDALE, FL 3,7183.7k $548.9k $548.9k 0.08% Unchanged
84 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 3,7173.7k $548.7k $548.7k 0.00% New
85 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 3,7093.7k $547.5k $547.5k 0.01% Reduced -4.0k -3,973
86 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,5483.5k $523.8k $523.8k 0.01% Reduced -611 -611
87 Clear Harbor Asset Management, LLC 0.04% of their portfolio Stamford, CT 3,5083.5k $517.9k $517.9k 0.04% Unchanged
88 BAROMETER CAPITAL MANAGEMENT INC. 0.14% of their portfolio TORONTO, A6 3,5003.5k $516.7k $516.7k 0.14% New
89 White Knight Strategic Wealth Advisors, LLC 0.44% of their portfolio PRINCETON, NJ 3,4903.5k $515.2k $515.2k 0.44% Reduced -901 -901
90 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,4383.4k $507.5k $507.5k 0.00% Reduced -890 -890
91 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 3,3813.4k $498.9k $498.9k 0.00% Added +1.2k +1,200
92 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,3323.3k $491.9k $491.9k 0.01% Reduced -50 -50
93 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 3,0783.1k $454.4k $454.4k 0.00% New
94 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 3,0003.0k $442.9k $442.9k 0.01% Unchanged
95 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 2,9733.0k $438.9k $438.9k 0.01% Reduced -438 -438
96 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 2,9362.9k $433.4k $433.4k 0.02% Reduced -8 -8
97 Quadcap Wealth Management, LLC 0.05% of their portfolio Frisco, TX 2,8172.8k $415.8k $415.8k 0.05% Added +316 +316
98 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 2,7012.7k $398.7k $398.7k 0.02% Reduced -89 -89
99 LAM GROUP, INC. 0.27% of their portfolio LAKE OSWEGO, OR 2,6902.7k $397.1k $397.1k 0.27% Unchanged
100 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 2,6562.7k $392.0k $392.0k 0.00% Added +290 +290