Vault-13

ARK ETF TR ARKW

NEXT GNRTN INTER · ETP · CUSIP 00214Q401 · ISIN US00214Q4010

205 institutional holders -9 vs Q4 2024
4,022,1694.0m shares reported held*
$372.7mreported value*
24 new 38 added 79 reduced 29 sold out net bought ≈ $26.2m (+275.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $92.66. Options: 9 managers hold calls ($30.6m notional), 5 hold puts ($2.2m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 218Q4 22: 217Q1 23: 213Q2 23: 210Q3 23: 217Q4 23: 229Q1 24: 222Q2 24: 220Q3 24: 197Q4 24: 214Q1 25: 205205Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022218
Q4 2022217
Q1 2023213
Q2 2023210
Q3 2023217
Q4 2023229
Q1 2024222
Q2 2024220
Q3 2024197
Q4 2024214
Q1 2025205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 65 bought or addedQ2 23: 91 cut or sold outQ3 23: 56 bought or addedQ3 23: 98 cut or sold outQ3 23Q4 23: 70 bought or addedQ4 23: 89 cut or sold outQ1 24: 59 bought or addedQ1 24: 117 cut or sold outQ1 24Q2 24: 55 bought or addedQ2 24: 113 cut or sold outQ3 24: 38 bought or addedQ3 24: 122 cut or sold outQ3 24Q4 24: 79 bought or addedQ4 24: 80 cut or sold outQ1 25: 62 bought or addedQ1 25: 108 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20236591
Q3 20235698
Q4 20237089
Q1 202459117
Q2 202455113
Q3 202438122
Q4 20247980
Q1 202562108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ2 24 calls: $8.0mQ2 24 puts: $3.1mQ2 24P/C 0.38Q3 24 calls: $11.8mQ3 24 puts: $3.0mQ3 24P/C 0.25Q4 24 calls: $24.4mQ4 24 puts: $1.8mQ4 24P/C 0.08Q1 25 calls: $30.6mQ1 25 puts: $2.2mQ1 25P/C 0.07
Numbers
QuarterCallsPutsP/C
Q2 2024$8.0m$3.1m0.38
Q3 2024$11.8m$3.0m0.25
Q4 2024$24.4m$1.8m0.08
Q1 2025$30.6m$2.2m0.07

Biggest buyers

Foundations Investment Advisors, LLC New +380,699+380.7k
Anfield Capital Management, LLC New +92,814+92.8k
BANK OF AMERICA CORP /DE/ Added +43,662+43.7k
Janney Montgomery Scott LLC Added +32,467+32.5k
CITADEL ADVISORS LLC Added +25,285+25.3k
AdvisorNet Financial, Inc Added +24,975+25.0k
LPL Financial LLC Added +24,093+24.1k
Geneos Wealth Management Inc. Added +16,297+16.3k
CWM, LLC Added +14,135+14.1k
PRELUDE CAPITAL MANAGEMENT, LLC New +12,070+12.1k

Biggest sellers

MORGAN STANLEY Reduced -116,581-116.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -81,028-81.0k
MARSHALL WACE, LLP Reduced -29,490-29.5k
Gradient Investments LLC Reduced -26,009-26.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -24,152-24.2k
WELLS FARGO & COMPANY/MN Reduced -20,941-20.9k
JANE STREET GROUP, LLC Reduced -16,171-16.2k
Strong Tower Advisory Services Sold out -16,012-16.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -15,182-15.2k
BARCLAYS PLC Sold out -12,000-12.0k

Biggest calls

PEAK6 LLC Unchanged $14.2m150.0k shares
BANK OF AMERICA CORP /DE/ New $9.5m100.0k shares
IMC-Chicago, LLC Added $1.8m19.1k shares
CITADEL ADVISORS LLC Reduced $1.7m17.7k shares
JANE STREET GROUP, LLC Added $1.5m15.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m13.4k shares
WOLVERINE TRADING, LLC New $597.4k6.2k shares
GROUP ONE TRADING LLC Reduced $85.2k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $975.1k10.3k shares
JANE STREET GROUP, LLC New $766.8k8.1k shares
CITADEL ADVISORS LLC Reduced $444.9k4.7k shares
GROUP ONE TRADING LLC Reduced $9.5k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 703,836703.8k $66.6m $66.6m 0.00% Reduced -116.6k -116,581
2 Foundations Investment Advisors, LLC 0.67% of their portfolio PHOENIX, AZ 380,699380.7k $36.0m $36.0m 0.67% New
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 296,854296.9k $28.1m $28.1m 0.00% Added +43.7k +43,662
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 271,711271.7k $25.7m $25.7m 0.01% Added +24.1k +24,093
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 144,482144.5k $13.7m $13.7m 0.01% Added +7.4k +7,380
6 Priebe Wealth Holdings LLC 7.64% of their portfolio MAPLE GROVE, MN 129,397129.4k $12.2m $12.2m 7.64% Reduced -5.7k -5,677
7 Gradient Investments LLC 0.23% of their portfolio ARDEN HILLS, MN 118,424118.4k $11.2m $11.2m 0.23% Reduced -26.0k -26,009
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 108,051108.1k $10.2m $10.2m 0.01% Reduced -24.2k -24,152
9 PRUDENTIAL PLC 0.05% of their portfolio LONDON, X0 106,750106.8k $10.7m $10.7m 0.05% Reduced -2.9k -2,900
10 Serenus Wealth Advisors, LLC 0.02% of their portfolio SANTA MONICA, CA 96,39296.4k $96.4k $96.4k 0.02% Unchanged
11 Anfield Capital Management, LLC 3.24% of their portfolio IRVINE, CA 92,81492.8k $8.8m $8.8m 3.24% New
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 72,58472.6k $6.9m $6.9m 0.01% Reduced -81.0k -81,028
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 71,40971.4k $6.8m $6.8m 0.00% Added +4.2k +4,151
14 CWM, LLC 0.02% of their portfolio OMAHA, NE 58,23358.2k $5.5m $5.5m 0.02% Added +14.1k +14,135
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 56,27356.3k $5.3m $5.3m 0.01% Added +2.4k +2,354
16 Relyea Zuckerberg Hanson LLC 0.71% of their portfolio STAMFORD, CT 55,58855.6k $5.3m $5.3m 0.71% Reduced -4.0k -3,976
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,12152.1k $4.9m $4.9m 0.00% Added +25.3k +25,285
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 49,32849.3k $4.7m $4.7m 0.01% Reduced -7.9k -7,866
19 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 43,57743.6k $4.1m $4.1m 0.02% Reduced -7.0k -6,977
20 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 40,59440.6k $3.8m $3.8m 0.06% Added +16.3k +16,297
21 Crescent Grove Advisors, LLC 0.36% of their portfolio LAKE FOREST, IL 36,92236.9k $3.5m $3.5m 0.36% Reduced -2.5k -2,520
22 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 36,47236.5k $3.5m $3.5m 0.01% Added +1.8k +1,810
23 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 35,31235.3k $3.3m $3.3m 0.01% Added +32.5k +32,467
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 31,94231.9k $3.0m $3.0m 0.01% Reduced -1.8k -1,785
25 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 30,20530.2k $2.9m $2.9m 0.03% Reduced -2.0k -1,973
26 Financial Guidance Group, Inc. 1.54% of their portfolio Palm Harbor, FL 30,11330.1k $2.9m $2.9m 1.54% Reduced -1.5k -1,516
27 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 29,45729.5k $2.8m $2.8m 0.04% Reduced -3.1k -3,086
28 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 27,40527.4k $2.6m $2.6m 0.02% Reduced -772 -772
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,44526.4k $2.5m $2.5m 0.00% Added +7.4k +7,399
30 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 26,43726.4k $2.7m $2.7m 0.08% Reduced -504 -504
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,23426.2k $2.5m $2.5m 0.00% Added +8.3k +8,282
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,36025.4k $2.4m $2.4m 0.00% Reduced -15.2k -15,182
33 AdvisorNet Financial, Inc 0.18% of their portfolio MINNETONKA, MN 25,00025.0k $2.4m $2.4m 0.18% Added +25.0k +24,975
34 Mattson Financial Services, LLC 0.64% of their portfolio KENTWOOD, MI 22,42222.4k $2.1m $2.1m 0.64% Reduced -195 -195
35 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,67621.7k $2.1m $2.1m 0.00% Added +1.8k +1,766
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,20421.2k $2.0m $2.0m 0.01% Reduced -4.0k -4,033
37 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 20,89320.9k $2.0m $2.0m 0.00% Reduced -29.5k -29,490
38 Wealth Management Partners, LLC 0.89% of their portfolio TUCSON, AZ 20,33320.3k $1.9m $1.9m 0.89% Added +5.3k +5,281
39 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 19,91219.9k $1.9m $1.9m 0.01% Added +1.9k +1,883
40 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 19,30919.3k $1.8m $1.8m 0.02% Added +1.1k +1,050
41 NWF Advisory Services Inc. 0.25% of their portfolio Los Angeles, CA 19,02319.0k $1.8m $1.8m 0.25% Added +2.4k +2,397
42 Sterling Investment Counsel, LLC 0.61% of their portfolio Buffalo, NY 18,87518.9k $1.8m $1.8m 0.61% Added +2.6k +2,620
43 Smith Anglin Financial, LLC 0.19% of their portfolio DALLAS, TX 18,50118.5k $1.8m $1.8m 0.19% Reduced -148 -148
44 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,73116.7k $1.6m $1.6m 0.01% Added +45 +45
45 MARSHALL INVESTMENT MANAGEMENT, LLC 0.93% of their portfolio LITTLETON, CO 15,82415.8k $1.5m $1.5m 0.93% Reduced -550 -550
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,64515.6k $1.5m $1.5m 0.00% Reduced -4.0k -4,047
47 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 15,19015.2k $1.4m $1.4m 0.06% Reduced -1.2k -1,240
48 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 15,04715.0k $1.4m $1.4m 0.06% Reduced -5.6k -5,566
49 Purus Wealth Management, LLC 0.54% of their portfolio Newport Beach, CA 13,40013.4k $1.3m $1.3m 0.54% Reduced -9 -9
50 Copia Wealth Management 1.16% of their portfolio BEND, OR 13,23513.2k $1.3m $1.3m 1.16% Added +310 +310
51 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 12,92412.9k $1.2m $1.2m 0.00% First filing
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,69212.7k $1.2m $1.2m 0.00% Reduced -744 -744
53 PRELUDE CAPITAL MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 12,07012.1k $1.1m $1.1m 0.12% New
54 Phoenix Wealth Advisors 0.46% of their portfolio CHAPEL HILL, NC 11,08111.1k $1.0m $1.0m 0.46% Added +142 +142
55 Prosperity Wealth Management, Inc. 0.49% of their portfolio San Ramon, CA 10,90410.9k $1.0m $1.0m 0.49% Added +2.3k +2,315
56 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 10,26210.3k $971.5k $971.5k 0.01% Added +836 +836
57 Betterment LLC 0.00% of their portfolio NEW YORK, NY 10,22310.2k $968.0k $968.0k 0.00% Reduced -918 -918
58 INTEGRITY ALLIANCE, LLC. 0.04% of their portfolio Urbandale, IA 9,6689.7k $915.2k $915.2k 0.04% New
59 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 8,3698.4k $792.0k $792.0k 0.01% Reduced -357 -357
60 Medallion Wealth Advisors, LLC 0.36% of their portfolio FARMINGTON, CT 8,3388.3k $797.6k $797.6k 0.36% Reduced -72 -72
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,6827.7k $727.2k $727.2k 0.01% Reduced -2.1k -2,062
62 Quantitative Investment Management, LLC 0.07% of their portfolio CHARLOTTESVILLE, VA 7,6807.7k $727.0k $727.0k 0.07% New
63 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 7,1347.1k $675.4k $675.4k 0.01% New
64 Pacific Sun Financial Corp 0.37% of their portfolio LOS ANGELES, CA 6,9527.0k $658.1k $658.1k 0.37% Reduced -371 -371
65 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,7336.7k $637.4k $637.4k 0.01% Reduced -705 -705
66 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 6,6926.7k $633.6k $633.6k 0.02% Added +407 +407
67 Manske Wealth Management 0.23% of their portfolio HOUSTON, TX 6,4266.4k $608.3k $608.3k 0.23% Reduced -350 -350
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 6,3006.3k $596.4k $596.4k 0.00% New
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,2696.3k $593.4k $593.4k 0.00% Reduced -1.9k -1,948
70 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 6,1506.2k $582.2k $582.2k 0.03% Reduced -521 -521
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,0566.1k $573.3k $573.3k 0.00% Reduced -16.2k -16,171
72 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,8845.9k $557.0k $557.0k 0.00% Added +2.0k +1,987
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,6395.6k $566.4k $566.4k 0.00% Reduced -201 -201
74 17 CAPITAL PARTNERS, LLC 0.33% of their portfolio PHEONIX, AZ 5,5065.5k $521.3k $521.3k 0.33% Added +616 +616
75 Intrua Financial, LLC 0.08% of their portfolio Houston, TX 5,2005.2k $492.3k $492.3k 0.08% Reduced -300 -300
76 TWO SIGMA SECURITIES, LLC 0.07% of their portfolio NEW YORK, NY 5,1585.2k $488.3k $488.3k 0.07% Added +2.7k +2,680
77 Sovran Advisors, LLC 0.06% of their portfolio SAN DIEGO, CA 5,0725.1k $464.0k $464.0k 0.06% New
78 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 5,0235.0k $475.5k $475.5k 0.01% Reduced -8.8k -8,766
79 EMC Capital Management 0.29% of their portfolio HOUSTON, TX 4,9354.9k $478.0k $478.0k 0.29% Unchanged
80 EWG Elevate Inc. 0.17% of their portfolio ROSEVILLE, CA 4,8104.8k $455.4k $455.4k 0.17% Added +1.7k +1,712
81 DHK Financial Advisors, Inc. 0.24% of their portfolio PORTSMOUTH, NH 4,6024.6k $435.7k $435.7k 0.24% New
82 White Knight Strategic Wealth Advisors, LLC 0.38% of their portfolio PRINCETON, NJ 4,3914.4k $415.7k $415.7k 0.38% Reduced -8.0k -8,037
83 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,3284.3k $409.7k $409.7k 0.00% Reduced -839 -839
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,1594.2k $393.7k $393.7k 0.01% Reduced -381 -381
85 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 4,0584.1k $384.2k $384.2k 0.03% Added +810 +810
86 Clearstead Trust, LLC 0.08% of their portfolio PORTLAND, ME 3,9984.0k $378.5k $378.5k 0.08% Unchanged
87 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 3,8663.9k $366.0k $366.0k 0.03% Reduced -239 -239
88 Provenance Wealth Advisors, LLC 0.05% of their portfolio FORT LAUDERDALE, FL 3,7183.7k $352.0k $352.0k 0.05% Unchanged
89 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 3,6553.7k $346.0k $346.0k 0.02% Reduced -247 -247
90 Clear Harbor Asset Management, LLC 0.03% of their portfolio Stamford, CT 3,5083.5k $332.1k $332.1k 0.03% Reduced -159 -159
91 Vienna Asset Management LLC 0.26% of their portfolio SARATOGA, CA 3,4743.5k $328.9k $328.9k 0.26% New
92 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 3,4113.4k $322.9k $322.9k 0.01% Reduced -2.7k -2,736
93 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,3823.4k $320.2k $320.2k 0.01% New
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,0923.1k $292.7k $292.7k 0.00% Reduced -1.1k -1,085
95 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,0643.1k $290.1k $290.1k 0.00% New
96 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 3,0003.0k $284.0k $284.0k 0.00% Unchanged
97 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,9442.9k $278.7k $278.7k 0.01% Reduced -642 -642
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,9042.9k $275.0k $275.0k 0.00% Added +394 +394
99 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 2,7902.8k $264.1k $264.1k 0.02% Reduced -276 -276
100 Capital A Wealth Management, LLC 0.28% of their portfolio CRANBERRY TWP, PA 2,7782.8k $263.0k $263.0k 0.28% Reduced -2.6k -2,569