Vault-13

ARK ETF TR ARKQ

AUTNMUS TECHNLGY · ETP · CUSIP 00214Q203

183 institutional holders +25 vs Q1 2025
2,746,4122.7m shares reported held*
$244.6mreported value*
44 new 46 added 36 reduced 22 sold out net bought ≈ $27.8m (+302.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $89.08. Options: 6 managers hold calls ($5.4m notional), 6 hold puts ($18.1m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 174Q1 23: 163Q2 23: 169Q3 23: 178Q4 23: 185Q1 24: 170Q2 24: 170Q3 24: 154Q4 24: 173Q1 25: 158Q2 25: 183183Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022175
Q4 2022174
Q1 2023163
Q2 2023169
Q3 2023178
Q4 2023185
Q1 2024170
Q2 2024170
Q3 2024154
Q4 2024173
Q1 2025158
Q2 2025183

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 64 bought or addedQ3 23: 61 cut or sold outQ4 23: 52 bought or addedQ4 23: 85 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 98 cut or sold outQ2 24: 46 bought or addedQ2 24: 81 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 90 cut or sold outQ4 24: 52 bought or addedQ4 24: 65 cut or sold outQ4 24Q1 25: 65 bought or addedQ1 25: 73 cut or sold outQ2 25: 90 bought or addedQ2 25: 58 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20236461
Q4 20235285
Q1 20244598
Q2 20244681
Q3 20242790
Q4 20245265
Q1 20256573
Q2 20259058

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 24 calls: $2.0mQ3 24 puts: $182.8kQ3 24P/C 0.09Q4 24 calls: $2.6mQ4 24 puts: $579.4kQ4 24P/C 0.22Q1 25 calls: $2.5mQ1 25 puts: $13.3mQ1 25P/C 5.28Q2 25 calls: $5.4mQ2 25 puts: $18.1mQ2 25P/C 3.35
Numbers
QuarterCallsPutsP/C
Q3 2024$2.0m$182.8k0.09
Q4 2024$2.6m$579.4k0.22
Q1 2025$2.5m$13.3m5.28
Q2 2025$5.4m$18.1m3.35

Biggest buyers

MORGAN STANLEY Added +96,563+96.6k
LPL Financial LLC Added +72,079+72.1k
EWG Elevate Inc. New +49,338+49.3k
Financial Sense Advisors, Inc. New +40,205+40.2k
WELLS FARGO & COMPANY/MN Added +26,354+26.4k
TRUIST FINANCIAL CORP Added +18,951+19.0k
ENVESTNET ASSET MANAGEMENT INC Added +17,937+17.9k
PRUDENTIAL PLC Added +15,100+15.1k
AVANTAX ADVISORY SERVICES, INC. Added +10,609+10.6k
NFSG Corp New +9,679+9.7k

Biggest sellers

DRW Securities, LLC Reduced -41,686-41.7k
BANK OF AMERICA CORP /DE/ Reduced -30,558-30.6k
UBS Group AG Reduced -27,901-27.9k
Whipplewood Advisors, LLC Sold out -11,733-11.7k
Atria Investments, Inc Sold out -11,245-11.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -10,700-10.7k
GWN SECURITIES INC. Sold out -7,585-7.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,129-5.1k
INTEGRITY ALLIANCE, LLC. Sold out -4,151-4.2k
ROYAL BANK OF CANADA Reduced -3,564-3.6k

Biggest calls

JANE STREET GROUP, LLC Added $2.2m24.5k shares
CITADEL ADVISORS LLC Added $1.4m15.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $856.0k9.6k shares
WOLVERINE TRADING, LLC New $715.6k8.1k shares
GROUP ONE TRADING LLC Added $267.5k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

DRW Securities, LLC Added $16.7m187.0k shares
JANE STREET GROUP, LLC Reduced $642.0k7.2k shares
CITADEL ADVISORS LLC Reduced $329.9k3.7k shares
WOLVERINE TRADING, LLC New $220.8k2.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $205.1k2.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 579,927579.9k $51.7m $51.7m 0.00% Reduced -30.6k -30,558
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 411,262411.3k $36.7m $36.7m 0.00% Added +96.6k +96,563
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 310,658310.7k $27.7m $27.7m 0.01% Added +72.1k +72,079
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 187,515187.5k $16.7m $16.7m 0.00% Added +26.4k +26,354
5 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 78,45078.5k $7.0m $7.0m 0.04% Added +15.1k +15,100
6 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 60,60460.6k $5.4m $5.4m 0.07% Reduced -2.4k -2,380
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 52,51852.5k $4.7m $4.7m 0.00% Added +5.8k +5,841
8 EWG Elevate Inc. 1.36% of their portfolio ROSEVILLE, CA 49,33849.3k $4.4m $4.4m 1.36% New
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 48,17948.2k $4.3m $4.3m 0.01% Reduced -2.9k -2,895
10 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 46,48646.5k $4.1m $4.1m 0.02% Added +9.6k +9,622
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,62640.6k $3.6m $3.6m 0.00% Added +17.9k +17,937
12 Financial Sense Advisors, Inc. 0.87% of their portfolio SAN DIEGO, CA 40,20540.2k $3.6m $3.6m 0.87% New
13 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 38,83038.8k $3.5m $3.5m 0.01% Added +4.6k +4,575
14 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 37,27837.3k $3.3m $3.3m 0.02% Added +10.6k +10,609
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,21733.2k $3.0m $3.0m 0.00% Added +20 +20
16 Hartford Financial Management Inc. 0.79% of their portfolio WEST HARTFORD, CT 32,51532.5k $2.9m $2.9m 0.79% Reduced -413 -413
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,37531.4k $2.8m $2.8m 0.00% Reduced -5.1k -5,129
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,95629.0k $2.6m $2.6m 0.00% Reduced -3.6k -3,564
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,29928.3k $2.5m $2.5m 0.00% Added +4.5k +4,523
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,71626.7k $2.4m $2.4m 0.01% Added +451 +451
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,28722.3k $2.0m $2.0m 0.00% Added +19.0k +18,951
22 CWM, LLC 0.01% of their portfolio OMAHA, NE 21,17521.2k $1.9m $1.9m 0.01% Added +264 +264
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,85220.9k $1.9m $1.9m 0.00% Added +246 +246
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,33320.3k $1.8m $1.8m 0.00% Reduced -27.9k -27,901
25 Strategic Advocates LLC 0.51% of their portfolio SACRAMENTO, CA 19,11319.1k $1.7m $1.7m 0.51% Added +682 +682
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,73117.7k $1.6m $1.6m 0.00% Added +3.6k +3,599
27 Wealth Management Partners, LLC 0.50% of their portfolio TUCSON, AZ 16,16416.2k $1.4m $1.4m 0.50% Reduced -507 -507
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,89515.9k $1.4m $1.4m 0.01% Added +410 +410
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,97215.0k $1.3m $1.3m 0.00% Unchanged
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,85214.9k $1.3m $1.3m 0.00% Added +435 +435
31 Crescent Grove Advisors, LLC 0.11% of their portfolio LAKE FOREST, IL 13,08813.1k $1.2m $1.2m 0.11% Added +284 +284
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,69712.7k $1.1m $1.1m 0.00% Added +954 +954
33 AlTi Global, Inc. 0.03% of their portfolio NEW YORK, NY 12,18612.2k $1.1m $1.1m 0.03% Unchanged
34 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,17012.2k $1.1m $1.1m 0.00% Added +90 +90
35 DHK Financial Advisors, Inc. 0.53% of their portfolio PORTSMOUTH, NH 10,42510.4k $929.6k $929.6k 0.53% Unchanged
36 DRW Securities, LLC 0.07% of their portfolio CHICAGO, IL 10,40510.4k $927.8k $927.8k 0.07% Reduced -41.7k -41,686
37 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 10,03610.0k $894.9k $894.9k 0.03% Reduced -302 -302
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,9029.9k $883.0k $883.0k 0.00% Reduced -384 -384
39 NFSG Corp 0.14% of their portfolio BOCA RATON, FL 9,6799.7k $863.0k $863.0k 0.14% New
40 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 9,2589.3k $736.4k $736.4k 0.04% Reduced -2.9k -2,899
41 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 8,2218.2k $733.1k $733.1k 0.01% Added +72 +72
42 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 8,1158.1k $723.6k $723.6k 0.03% Added +766 +766
43 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 6,9927.0k $623.5k $623.5k 0.01% New
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,9927.0k $623.5k $623.5k 0.00% Added +2.2k +2,156
45 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 6,9106.9k $616.2k $616.2k 0.01% Reduced -152 -152
46 Purus Wealth Management, LLC 0.21% of their portfolio Newport Beach, CA 6,8696.9k $612.5k $612.5k 0.21% Reduced -3 -3
47 One Capital Management, LLC 0.02% of their portfolio WESTLAKE VILLAGE, CA 6,7986.8k $606.2k $606.2k 0.02% Added +2.2k +2,187
48 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,5566.6k $584.7k $584.7k 0.00% Added +2.6k +2,602
49 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 6,4296.4k $573.2k $573.2k 0.01% Unchanged
50 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,3116.3k $562.8k $562.8k 0.01% Reduced -74 -74
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,2296.2k $552.9k $552.9k 0.00% Added +6 +6
52 COMPASS CAPITAL CORP /MA/ /ADV 0.22% of their portfolio BRAINTREE, MA 6,1516.2k $470.7k $470.7k 0.22% New
53 PFG Advisors 0.02% of their portfolio Phoenix, AZ 6,0066.0k $535.5k $535.5k 0.02% Added +100 +100
54 Advyzon Investment Management, LLC 0.12% of their portfolio LISLE, IL 5,8925.9k $525.4k $525.4k 0.12% Added +154 +154
55 PVG ASSET MANAGEMENT CORP 1.70% of their portfolio GOLDEN, CO 5,6125.6k $500.4k $500.4k 1.70% New
56 Navis Wealth Advisors, LLC 0.41% of their portfolio RYE BROOK, NY 5,4195.4k $483.2k $483.2k 0.41% Unchanged
57 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,2255.2k $465.9k $465.9k 0.00% Added +57 +57
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1325.1k $457.7k $457.7k 0.00% Reduced -2.2k -2,231
59 Clearstead Trust, LLC 0.09% of their portfolio PORTLAND, ME 5,0805.1k $453.0k $453.0k 0.09% Unchanged
60 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 5,0515.1k $450.4k $450.4k 0.02% Added +13 +13
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,0085.0k $446.5k $446.5k 0.00% Added +543 +543
62 Copia Wealth Management 0.37% of their portfolio BEND, OR 4,9695.0k $443.1k $443.1k 0.37% Reduced -61 -61
63 Tacita Capital Inc 0.26% of their portfolio TORONTO, A6 4,6004.6k $410.2k $410.2k 0.26% Added +200 +200
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,5344.5k $403.6k $403.6k 0.01% Reduced -3.1k -3,110
65 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 4,4064.4k $392.9k $392.9k 0.02% Reduced -50 -50
66 SAXON INTERESTS, INC. 0.13% of their portfolio HOUSTON, TX 4,3444.3k $287.8k $287.8k 0.13% Unchanged
67 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 4,2154.2k $375.8k $375.8k 0.00% New
68 Jaffetilchin Investment Partners, LLC 0.02% of their portfolio TAMPA, FL 4,0024.0k $356.8k $356.8k 0.02% New
69 United Asset Strategies, Inc. 0.03% of their portfolio GARDEN CITY, NY 3,8473.8k $343.0k $343.0k 0.03% Unchanged
70 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,7863.8k $337.6k $337.6k 0.01% Reduced -337 -337
71 Medallion Wealth Advisors, LLC 0.13% of their portfolio FARMINGTON, CT 3,7733.8k $331.9k $331.9k 0.13% Added +131 +131
72 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 3,7223.7k $331.9k $331.9k 0.00% New
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,6443.6k $324.9k $324.9k 0.00% Added +608 +608
74 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 3,6003.6k $321.0k $321.0k 0.02% New
75 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,5133.5k $313.3k $313.3k 0.00% New
76 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,3033.3k $294.5k $294.5k 0.01% Reduced -66 -66
77 Granite Bay Wealth Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 3,3003.3k $294.0k $294.0k 0.09% New
78 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 3,2073.2k $286.0k $286.0k 0.00% Added +20 +20
79 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 3,1723.2k $282.9k $282.9k 0.01% Reduced -791 -791
80 EAGLE WEALTH STRATEGIES LLC 0.15% of their portfolio MULLICA HILL, NJ 3,0263.0k $269.8k $269.8k 0.15% New
81 Whalen Wealth Management Inc. 0.16% of their portfolio LAS VEGAS, NV 2,9412.9k $262.2k $262.2k 0.16% New
82 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 2,9232.9k $260.7k $260.7k 0.02% New
83 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 2,9032.9k $258.9k $258.9k 0.01% New
84 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 2,8532.9k $254.4k $254.4k 0.02% New
85 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 2,8252.8k $251.9k $251.9k 0.01% New
86 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 2,8152.8k $251.0k $251.0k 0.01% Reduced -325 -325
87 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 2,8132.8k $250.8k $250.8k 0.01% New
88 Traynor Capital Management, Inc. 0.02% of their portfolio MALVERN, PA 2,7942.8k $240.9k $240.9k 0.02% New
89 Heritage Wealth Management, Inc. 0.08% of their portfolio CINCINNATI, OH 2,7092.7k $241.6k $241.6k 0.08% New
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 2,6022.6k $232.0k $232.0k 0.00% New
91 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 2,5202.5k $224.7k $224.7k 0.01% New
92 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 2,5092.5k $223.7k $223.7k 0.01% New
93 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,5052.5k $223.4k $223.4k 0.00% Added +49 +49
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 2,5002.5k $222.9k $222.9k 0.00% Reduced -10.7k -10,700
95 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 2,4852.5k $221.6k $221.6k 0.00% New
96 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,4462.4k $218.1k $218.1k 0.01% First filing
97 GERBER, LLC 0.15% of their portfolio COLUMBUS, OH 2,3922.4k $213.3k $213.3k 0.15% New
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,3662.4k $211.0k $211.0k 0.00% Unchanged
99 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 2,3112.3k $206.1k $206.1k 0.00% New
100 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 2,2622.3k $201.7k $201.7k 0.02% New