Vault-13

ARK ETF TR ARKQ

AUTNMUS TECHNLGY · ETP · CUSIP 00214Q203

170 institutional holders +0 vs Q1 2024
2,821,7612.8m shares reported held*
$144.6mreported value*
17 new 29 added 62 reduced 19 sold out net sold ≈ $64.5m (-955.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.25. Options: 4 managers hold calls ($2.4m notional), 3 hold puts ($457.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 174Q1 23: 163Q2 23: 169Q3 23: 178Q4 23: 185Q1 24: 170Q2 24: 170170Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022175
Q4 2022174
Q1 2023163
Q2 2023169
Q3 2023178
Q4 2023185
Q1 2024170
Q2 2024170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 85 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 81 cut or sold outQ2 23: 60 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 61 cut or sold outQ4 23: 52 bought or addedQ4 23: 85 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 98 cut or sold outQ2 24: 46 bought or addedQ2 24: 81 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225585
Q1 20234181
Q2 20236058
Q3 20236461
Q4 20235285
Q1 20244598
Q2 20244681

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $7.5mQ3 23 puts: $912.8kQ3 23P/C 0.12Q4 23 calls: $3.0mQ4 23 puts: $1.0mQ4 23P/C 0.35Q1 24 calls: $13.7mQ1 24 puts: $864.4kQ1 24P/C 0.06Q2 24 calls: $2.4mQ2 24 puts: $457.2kQ2 24P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2023$7.5m$912.8k0.12
Q4 2023$3.0m$1.0m0.35
Q1 2024$13.7m$864.4k0.06
Q2 2024$2.4m$457.2k0.19

Biggest buyers

GFS Advisors, LLC New +203,553+203.6k
Tower Research Capital LLC (TRC) Added +19,784+19.8k
JANE STREET GROUP, LLC Added +14,566+14.6k
MERCER GLOBAL ADVISORS INC /ADV Added +12,640+12.6k
AlTi Global, Inc. New +12,186+12.2k
Strategic Advocates LLC New +8,282+8.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +4,844+4.8k
Belpointe Asset Management LLC New +4,671+4.7k
Dynamic Advisor Solutions LLC New +3,973+4.0k
CITADEL ADVISORS LLC Added +2,704+2.7k

Biggest sellers

MORGAN STANLEY Reduced -860,784-860.8k
Hartford Financial Management Inc. Reduced -80,993-81.0k
BANK OF AMERICA CORP /DE/ Reduced -57,659-57.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -50,438-50.4k
D. E. Shaw & Co., Inc. Reduced -32,757-32.8k
Aviance Capital Partners, LLC Sold out -20,000-20.0k
OSAIC HOLDINGS, INC. Reduced -18,369-18.4k
WELLS FARGO & COMPANY/MN Reduced -18,077-18.1k
JPMORGAN CHASE & CO Reduced -14,602-14.6k
Cambridge Investment Research Advisors, Inc. Reduced -11,736-11.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m27.1k shares
CITADEL ADVISORS LLC Reduced $595.0k10.8k shares
WOLVERINE TRADING, LLC New $352.6k6.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $429.7k7.8k shares
CITADEL ADVISORS LLC Reduced $27.5k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 665,510665.5k $36.7m $36.7m 0.00% Reduced -57.7k -57,659
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 364,146364.1k $20.1m $20.1m 0.00% Reduced -860.8k -860,784
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 215,427215.4k $11.9m $11.9m 0.01% Reduced -10.8k -10,764
4 GFS Advisors, LLC 0.00% of their portfolio HOUSTON, TX 203,553203.6k $2.0k $2.0k 0.00% New
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 124,199124.2k $6.8m $6.8m 0.00% Reduced -18.1k -18,077
6 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 67,18167.2k $4.0m $4.0m 0.07% Reduced -7.8k -7,803
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 66,02766.0k $3.6m $3.6m 0.01% Reduced -50.4k -50,438
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 57,27257.3k $3.2m $3.2m 0.01% Reduced -18.4k -18,369
9 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 50,65050.6k $2.8m $2.8m 0.02% Reduced -6.5k -6,500
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,80444.8k $2.5m $2.5m 0.00% Reduced -14.6k -14,602
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,61440.6k $2.2m $2.2m 0.00% Reduced -4.2k -4,223
12 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,93739.9k $2.2m $2.2m 0.01% Added +849 +849
13 Hartford Financial Management Inc. 0.43% of their portfolio WEST HARTFORD, CT 36,52236.5k $2.0m $2.0m 0.43% Reduced -81.0k -80,993
14 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 36,46136.5k $2.0m $2.0m 0.01% Reduced -278 -278
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,07235.1k $1.9m $1.9m 0.00% Reduced -6.3k -6,281
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,62933.6k $1.9m $1.9m 0.00% Reduced -2.2k -2,195
17 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 28,71228.7k $1.6m $1.6m 0.00% Reduced -32.8k -32,757
18 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 27,39527.4k $1.5m $1.5m 0.05% Reduced -1.8k -1,808
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 27,39127.4k $1.5m $1.5m 0.01% Reduced -11.7k -11,736
20 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 25,94125.9k $1.4m $1.4m 0.02% Unchanged
21 Wealth Management Partners, LLC 0.66% of their portfolio TUCSON, AZ 24,61024.6k $1.4m $1.4m 0.66% Reduced -469 -469
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,44824.4k $1.3m $1.3m 0.00% Added +4.8k +4,844
23 Rooted Wealth Advisors, Inc. 0.63% of their portfolio BOURBONNAIS, IL 24,38724.4k $1.4m $1.4m 0.63% Added +2.1k +2,146
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,97224.0k $1.3m $1.3m 0.00% Reduced -1.1k -1,122
25 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 23,67123.7k $1.3m $1.3m 0.01% Added +2.6k +2,585
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,40922.4k $1.2m $1.2m 0.00% Added +14.6k +14,566
27 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 20,62820.6k $1.1m $1.1m 0.02% Added +19.8k +19,784
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,96720.0k $1.1m $1.1m 0.00% Added +146 +146
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,14717.1k $944.6k $944.6k 0.01% Reduced -717 -717
30 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 16,43916.4k $913.4k $913.4k 0.00% Added +12.6k +12,640
31 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,08816.1k $886.0k $886.0k 0.00% Added +532 +532
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,97316.0k $880.0k $880.0k 0.00% Reduced -1.8k -1,848
33 Crescent Grove Advisors, LLC 0.10% of their portfolio LAKE FOREST, IL 15,85215.9k $873.3k $873.3k 0.10% Added +1.7k +1,722
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,97215.0k $824.8k $824.8k 0.00% Reduced -1 -1
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,73914.7k $812.0k $812.0k 0.00% Reduced -104 -104
36 Stevard, LLC 0.67% of their portfolio Chicago, IL 13,99914.0k $771.2k $771.2k 0.67% Unchanged
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,65913.7k $752.4k $752.4k 0.00% Reduced -186 -186
38 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,59213.6k $748.8k $748.8k 0.01% Reduced -1.1k -1,101
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,39612.4k $682.9k $682.9k 0.00% Reduced -151 -151
40 AlTi Global, Inc. 0.02% of their portfolio NEW YORK, NY 12,18612.2k $671.3k $671.3k 0.02% New
41 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 11,59611.6k $638.8k $638.8k 0.05% Reduced -4.2k -4,201
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,90010.9k $600.5k $600.5k 0.00% Reduced -283 -283
43 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 10,88910.9k $599.9k $599.9k 0.01% Added +1.0k +1,026
44 DHK Financial Advisors, Inc. 0.40% of their portfolio PORTSMOUTH, NH 10,42510.4k $570.4k $570.4k 0.40% Unchanged
45 Sweet Financial Partners, LLC 0.11% of their portfolio FAIRMONT, MN 8,4908.5k $467.7k $467.7k 0.11% Unchanged
46 Strategic Advocates LLC 0.18% of their portfolio SACRAMENTO, CA 8,2828.3k $456.3k $456.3k 0.18% New
47 Purus Wealth Management, LLC 0.19% of their portfolio Newport Beach, CA 7,9548.0k $438.2k $438.2k 0.19% Reduced -188 -188
48 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,9117.9k $435.8k $435.8k 0.01% Added +252 +252
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,2857.3k $401.3k $401.3k 0.00% Reduced -232 -232
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,2667.3k $400.3k $400.3k 0.00% Reduced -1.6k -1,606
51 EAGLE WEALTH STRATEGIES LLC 0.31% of their portfolio MULLICA HILL, NJ 6,8666.9k $378.2k $378.2k 0.31% Added +118 +118
52 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,6476.6k $366.2k $366.2k 0.01% Reduced -90 -90
53 Insight Advisors, LLC/ PA 0.07% of their portfolio Newtown, PA 6,5306.5k $359.7k $359.7k 0.07% Reduced -346 -346
54 Navis Wealth Advisors, LLC 0.41% of their portfolio RYE BROOK, NY 6,4656.5k $356.2k $356.2k 0.41% Unchanged
55 PFG Advisors 0.02% of their portfolio Phoenix, AZ 6,4526.5k $355.4k $355.4k 0.02% Reduced -1.7k -1,657
56 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 6,4296.4k $351.7k $351.7k 0.00% Added +50 +50
57 HIGHLINE WEALTH PARTNERS LLC 0.13% of their portfolio SHERMAN OAKS, CA 6,3656.4k $350.6k $350.6k 0.13% Reduced -540 -540
58 Tyler-Stone Wealth Management 0.14% of their portfolio Beachwood, OH 6,2606.3k $344.9k $344.9k 0.14% Reduced -2.5k -2,475
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,1096.1k $336.6k $336.6k 0.00% Added +835 +835
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 5,4805.5k $301.0k $301.0k 0.00% Added +587 +587
61 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 5,4005.4k $297.0k $297.0k 0.03% Reduced -873 -873
62 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 5,1965.2k $286.2k $286.2k 0.01% Reduced -235 -235
63 Clearstead Trust, LLC 0.07% of their portfolio PORTLAND, ME 5,0805.1k $279.8k $279.8k 0.07% Unchanged
64 SAXON INTERESTS, INC. 0.13% of their portfolio HOUSTON, TX 5,0655.1k $279.0k $279.0k 0.13% Added +363 +363
65 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,8134.8k $265.0k $265.0k 0.01% Reduced -1.0k -1,008
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,7814.8k $263.4k $263.4k 0.00% Reduced -4.2k -4,250
67 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 4,6714.7k $257.3k $257.3k 0.02% New
68 Tacita Capital Inc 0.17% of their portfolio TORONTO, A6 4,4004.4k $242.4k $242.4k 0.17% Unchanged
69 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,4004.4k $242.4k $242.4k 0.00% Reduced -1.2k -1,202
70 United Asset Strategies, Inc. 0.02% of their portfolio GARDEN CITY, NY 4,3294.3k $238.5k $238.5k 0.02% Reduced -115 -115
71 Granite Bay Wealth Management, LLC 0.13% of their portfolio PORTSMOUTH, NH 4,2444.2k $234.0k $234.0k 0.13% Reduced -1.8k -1,774
72 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 4,0124.0k $209.5k $209.5k 0.02% Added +255 +255
73 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 3,9734.0k $218.9k $218.9k 0.01% New
74 Heritage Wealth Management, Inc. 0.07% of their portfolio CINCINNATI, OH 3,7093.7k $215.3k $215.3k 0.07% First filing
75 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,2373.2k $178.3k $178.3k 0.00% Added +2.7k +2,704
76 Financial Perspectives, Inc 0.06% of their portfolio MINNEAPOLIS, MN 2,8752.9k $158.4k $158.4k 0.06% Unchanged
77 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 2,6292.6k $144.8k $144.8k 0.01% Added +444 +444
78 Activest Wealth Management 0.04% of their portfolio AVENTURA, FL 2,4722.5k $136.2k $136.2k 0.04% New
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2912.3k $126.2k $126.2k 0.00% Reduced -700 -700
80 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 2,1652.2k $119.0k $119.0k 0.01% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,1072.1k $116.1k $116.1k 0.00% Reduced -71 -71
82 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,0802.1k $114.6k $114.6k 0.00% Added +65 +65
83 Fairscale Capital, LLC 0.11% of their portfolio NASHUA, NH 1,9992.0k $121.6k $121.6k 0.11% First filing
84 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,7711.8k $97.6k $97.6k 0.00% Added +1.1k +1,127
85 Avondale Wealth Management 0.06% of their portfolio WEST LAKE HILLS, TX 1,5371.5k $84.7k $84.7k 0.06% Unchanged
86 Chris Bulman Inc 0.06% of their portfolio ROSEVILLE, CA 1,5281.5k $84.2k $84.2k 0.06% First filing
87 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,5071.5k $83.0k $83.0k 0.00% New
88 OXFORD FINANCIAL GROUP, LTD. LLC 0.01% of their portfolio INDIANAPOLIS, IN 1,4361.4k $79.1k $79.1k 0.01% Unchanged
89 Belvedere Trading LLC 0.00% of their portfolio CHICAGO, IL 1,4161.4k $78.0k $78.0k 0.00% New
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,4151.4k $78.0k $78.0k 0.00% Reduced -50 -50
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,2831.3k $73.5k $73.5k 0.00% Unchanged
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,2441.2k $68.5k $68.5k 0.00% Unchanged
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1181.1k $61.6k $61.6k 0.00% Added +803 +803
94 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,0381.0k $57.2k $57.2k 0.00% Unchanged
95 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0051.0k $55.4k $55.4k 0.00% Reduced -85 -85
96 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 797797 $43.9k $43.9k 0.01% Unchanged
97 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 781781 $42.9k $42.9k 0.00% Unchanged
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 641641 $35.3k $35.3k 0.00% Reduced -4.0k -4,012
99 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 637637 $35.1k $35.1k 0.00% Unchanged
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 582582 $32.1k $32.1k 0.00% Unchanged