Vault-13

ARK ETF TR ARKK

INNOVATION ETF · ETP · CUSIP 00214Q104 · ISIN US00214Q1040

636 institutional holders +42 vs Q1 2026
45,360,98745.4m shares reported held*
$3.7bnreported value*
95 new 139 added 224 reduced 60 sold out net bought ≈ $278.1m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.80. Options: 30 managers hold calls ($1.3bn notional), 22 hold puts ($1.6bn).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 622Q4 22: 597Q1 23: 625Q2 23: 603Q3 23: 598Q4 23: 675Q1 24: 639Q2 24: 595Q3 24: 545Q4 24: 610Q1 25: 559Q2 25: 578Q3 25: 624Q4 25: 634Q1 26: 594Q2 26: 636636Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022622
Q4 2022597
Q1 2023625
Q2 2023603
Q3 2023598
Q4 2023675
Q1 2024639
Q2 2024595
Q3 2024545
Q4 2024610
Q1 2025559
Q2 2025578
Q3 2025624
Q4 2025634
Q1 2026594
Q2 2026636

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 118 bought or addedQ3 24: 370 cut or sold outQ4 24: 183 bought or addedQ4 24: 305 cut or sold outQ4 24Q1 25: 173 bought or addedQ1 25: 345 cut or sold outQ2 25: 204 bought or addedQ2 25: 304 cut or sold outQ2 25Q3 25: 273 bought or addedQ3 25: 250 cut or sold outQ4 25: 223 bought or addedQ4 25: 292 cut or sold outQ4 25Q1 26: 215 bought or addedQ1 26: 318 cut or sold outQ2 26: 234 bought or addedQ2 26: 284 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024118370
Q4 2024183305
Q1 2025173345
Q2 2025204304
Q3 2025273250
Q4 2025223292
Q1 2026215318
Q2 2026234284

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2bn$4bn$6bnQ3 25 calls: $2.8bnQ3 25 puts: $5.0bnQ3 25P/C 1.78Q4 25 calls: $1.5bnQ4 25 puts: $1.5bnQ4 25P/C 1.02Q1 26 calls: $1.1bnQ1 26 puts: $1.1bnQ1 26P/C 1.01Q2 26 calls: $1.3bnQ2 26 puts: $1.6bnQ2 26P/C 1.19
Numbers
QuarterCallsPutsP/C
Q3 2025$2.8bn$5.0bn1.78
Q4 2025$1.5bn$1.5bn1.02
Q1 2026$1.1bn$1.1bn1.01
Q2 2026$1.3bn$1.6bn1.19

Biggest buyers

JPMORGAN CHASE & CO Added +2,943,135+2.9m
BANK OF AMERICA CORP /DE/ Added +1,744,043+1.7m
GOLDMAN SACHS GROUP INC Added +992,647+992.6k
CITIGROUP INC Added +637,817+637.8k
Jain Global LLC Added +484,312+484.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +445,262+445.3k
MORGAN STANLEY Added +420,622+420.6k
WELLS FARGO & COMPANY/MN Added +312,374+312.4k
HRT FINANCIAL LP New +270,378+270.4k
Cambridge Investment Research Advisors, Inc. Added +206,278+206.3k

Biggest sellers

UBS Group AG Reduced -1,992,529-2.0m
STATE OF WISCONSIN INVESTMENT BOARD Reduced -1,104,487-1.1m
D. E. Shaw & Co., Inc. Reduced -637,726-637.7k
Qube Research & Technologies Ltd Sold out -454,043-454.0k
CITADEL ADVISORS LLC Sold out -365,915-365.9k
Mariner, LLC Reduced -169,491-169.5k
GFS Advisors, LLC Sold out -149,042-149.0k
JANE STREET GROUP, LLC Sold out -114,330-114.3k
Point72 Asset Management, L.P. Sold out -99,798-99.8k
Caption Management, LLC Reduced -91,500-91.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $376.8m4.7m shares
CITADEL ADVISORS LLC Added $211.7m2.6m shares
JANE STREET GROUP, LLC Reduced $166.8m2.1m shares
Tidal Investments LLC Reduced $112.5m1.4m shares
GROUP ONE TRADING LLC Reduced $97.8m1.2m shares
IMC-Chicago, LLC Added $63.8m789.4k shares
CITIGROUP INC New $58.2m720.0k shares
JPMORGAN CHASE & CO New $52.0m645.0k shares
NOMURA HOLDINGS INC New $36.6m452.9k shares
GOLDMAN SACHS GROUP INC New $28.3m350.0k shares

Biggest puts

GOLDMAN SACHS GROUP INC Added $415.4m5.1m shares
JANE STREET GROUP, LLC Reduced $370.0m4.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $292.7m3.6m shares
CITADEL ADVISORS LLC Reduced $194.2m2.4m shares
Jain Global LLC New $57.6m713.0k shares
LMR Partners LLP Added $49.7m614.8k shares
CITIGROUP INC Reduced $40.4m500.0k shares
CAPSTONE INVESTMENT ADVISORS, LLC New $32.3m400.0k shares
NOMURA HOLDINGS INC New $31.2m386.5k shares
Centiva Capital, LP Added $30.7m379.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,287,2166.3m $508.1m $508.1m 0.03% Added +420.6k +420,622
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 4,722,6974.7m $380.8m $380.8m 0.02% Added +2.9m +2,943,135
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,445,6224.4m $359.3m $359.3m 0.04% Added +992.6k +992,647
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,992,3414.0m $322.7m $322.7m 0.02% Added +1.7m +1,744,043
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.16% of their portfolio BALA CYNWYD, PA 2,270,9992.3m $183.5m $183.5m 0.16% Added +445.3k +445,262
6 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,128,9302.1m $172.1m $172.1m 0.03% Added +312.4k +312,374
7 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 2,113,8632.1m $170.8m $170.8m 0.08% Added +637.8k +637,817
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,087,3632.1m $168.7m $168.7m 0.04% Reduced -15.8k -15,817
9 STATE OF WISCONSIN INVESTMENT BOARD 0.30% of their portfolio MADISON, WI 1,849,0571.8m $149.4m $149.4m 0.30% Reduced -1.1m -1,104,487
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,243,8601.2m $100.5m $100.5m 0.02% Reduced -2.0m -1,992,529
11 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 835,430835.4k $67.5m $67.5m 0.02% Reduced -5.9k -5,876
12 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 775,517775.5k $62.7m $62.7m 0.03% Reduced -62.0k -61,982
13 Jain Global LLC 0.51% of their portfolio NEW YORK, NY 534,312534.3k $43.2m $43.2m 0.51% Added +484.3k +484,312
14 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 530,732530.7k $42.9m $42.9m 0.03% Reduced -637.7k -637,726
15 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 440,817440.8k $35.6m $35.6m 0.04% Added +206.3k +206,278
16 Ascension Capital Advisors, Inc. 8.56% of their portfolio Houston, TX 377,222377.2k $30.5m $30.5m 8.56% Reduced -5.7k -5,746
17 Cresset Asset Management, LLC 0.11% of their portfolio Chicago, IL 366,817366.8k $29.6m $29.6m 0.11% Reduced -13.5k -13,482
18 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 345,283345.3k $27.9m $27.9m 0.03% Added +14.9k +14,906
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 322,865322.9k $26.1m $26.1m 0.00% Reduced -55.0k -55,005
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 304,988305.0k $24.6m $24.6m 0.03% Reduced -18.2k -18,199
21 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 270,378270.4k $21.9m $21.9m 0.05% New
22 Venture Visionary Partners LLC 0.59% of their portfolio Sylvania, OH 262,269262.3k $21.2m $21.2m 0.59% Added +3.5k +3,474
23 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 260,877260.9k $21.1m $21.1m 0.10% Added +12.9k +12,887
24 MISSION WEALTH MANAGEMENT, LP 0.25% of their portfolio Santa Barbara, CA 250,838250.8k $20.3m $20.3m 0.25% Reduced -629 -629
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,231225.2k $18.2m $18.2m 0.00% Added +48.0k +48,003
26 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 216,017216.0k $17.5m $17.5m 0.02% Reduced -25.6k -25,581
27 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 204,666204.7k $16.5m $16.5m 0.02% Added +5.0k +5,035
28 GERBER, LLC 6.43% of their portfolio COLUMBUS, OH 169,246169.2k $13.7m $13.7m 6.43% Added +966 +966
29 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 147,211147.2k $11.9m $11.9m 0.04% Reduced -980 -980
30 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 144,913144.9k $11.7m $11.7m 0.02% Reduced -11.5k -11,472
31 TITLEIST ASSET MANAGEMENT, LLC 0.78% of their portfolio SAN ANTONIO, TX 143,803143.8k $11.6m $11.6m 0.78% Reduced -18 -18
32 Schonfeld Strategic Advisors LLC 0.06% of their portfolio NEW YORK, NY 139,032139.0k $11.2m $11.2m 0.06% New
33 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 129,772129.8k $10.1m $10.1m 0.00% Added +10.6k +10,587
34 BYRNE FINANCIAL FREEDOM, LLC 3.83% of their portfolio FRANKLIN, MA 121,220121.2k $9.8m $9.8m 3.83% Added +4.8k +4,843
35 GROUP ONE TRADING LLC 0.27% of their portfolio CHICAGO, IL 116,664116.7k $9.4m $9.4m 0.27% Added +103.7k +103,708
36 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 109,901109.9k $8.9m $8.9m 0.09% Reduced -9.8k -9,802
37 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 109,568109.6k $8.9m $8.9m 0.01% Added +76.5k +76,514
38 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 104,424104.4k $8.4m $8.4m 0.01% Reduced -685 -685
39 Blue Sky Capital Consultants Group, Inc. 3.59% of their portfolio Poway, CA 103,922103.9k $8.4m $8.4m 3.59% Added +7.5k +7,486
40 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 102,541102.5k $8.3m $8.3m 0.02% New
41 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 101,919101.9k $8.2m $8.2m 0.02% Added +24.2k +24,197
42 Strategic Family Wealth Counselors, L.L.C. 1.80% of their portfolio FAIRFIELD, NJ 95,60595.6k $7.7m $7.7m 1.80% Added +6.7k +6,653
43 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 91,23991.2k $7.4m $7.4m 0.02% Reduced -5.1k -5,094
44 ARK Investment Management LLC 0.05% of their portfolio ST. PETERSBURG, FL 91,10591.1k $7.4m $7.4m 0.05% Reduced -4.5k -4,532
45 Luken Investment Analytics, LLC 2.53% of their portfolio BRENTWOOD, TN 89,59289.6k $7.2m $7.2m 2.53% New
46 SkyOak Wealth, LLC 1.18% of their portfolio SOUTHFIELD, MI 89,40089.4k $7.2m $7.2m 1.18% Reduced -3.0k -3,031
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 80,14480.1k $6.5m $6.5m 0.00% Reduced -5.0k -4,956
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 76,63276.6k $6.2m $6.2m 0.00% Added +9.2k +9,245
49 ABOUND FINANCIAL, LLC 2.45% of their portfolio GRANITE BAY, CA 76,01176.0k $6.1m $6.1m 2.45% Added +48.8k +48,752
50 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 75,59875.6k $6.1m $6.1m 0.09% Reduced -7.5k -7,515
51 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 72,72272.7k $5.9m $5.9m 0.01% Added +72.2k +72,227
52 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 72,02472.0k $5.8m $5.8m 0.01% Reduced -3.6k -3,614
53 NBZ Investment Advisors LLC 2.26% of their portfolio KNOXVILLE, TN 71,69671.7k $5.8m $5.8m 2.26% Reduced -1.6k -1,582
54 Ausdal Financial Partners, Inc. 0.23% of their portfolio Davenport, IA 71,06171.1k $5.7m $5.7m 0.23% Added +3.5k +3,530
55 One Charles Private Wealth Services, LLC 1.29% of their portfolio HINGHAM, MA 69,28869.3k $5.6m $5.6m 1.29% Reduced -1.8k -1,800
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,60566.6k $5.4m $5.4m 0.00% Reduced -37.0k -37,038
57 LMR Partners LLP 0.04% of their portfolio LONDON, X0 65,64365.6k $5.3m $5.3m 0.04% Added +65.6k +65,642
58 ELEVATION POINT WEALTH PARTNERS, LLC 0.10% of their portfolio DENVER, CO 64,74664.7k $5.2m $5.2m 0.10% Added +587 +587
59 EFG International AG 0.10% of their portfolio Zurich, V8 64,39464.4k $5.2m $5.2m 0.10% Added +185 +185
60 Quantitative Investment Management, LLC 0.56% of their portfolio CHARLOTTESVILLE, VA 63,83963.8k $5.2m $5.2m 0.56% New
61 Maven Securities LTD 0.49% of their portfolio ST HELIER, Y9 62,07762.1k $5.0m $5.0m 0.49% Unchanged
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 60,85960.9k $4.9m $4.9m 0.05% Reduced -4.0k -3,956
63 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 60,34660.3k $4.9m $4.9m 0.08% Reduced -18.4k -18,359
64 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 53,42353.4k $4.3m $4.3m 0.02% Added +335 +335
65 Clear Street Group Inc. 0.01% of their portfolio NEW YORK, NY 51,99352.0k $4.2m $4.2m 0.01% New
66 Variant Private Wealth, LLC 4.57% of their portfolio TYSONS, VA 50,31950.3k $4.1m $4.1m 4.57% Reduced -4.4k -4,439
67 National Philanthropic Trust 0.06% of their portfolio Jenkintown, PA 48,38748.4k $3.9m $3.9m 0.06% Unchanged
68 Candriam S.C.A. 0.21% of their portfolio STRASSEN, N4 45,99546.0k $46.2m $46.2m 0.21% New
69 Missouri Trust & Investment Co 0.88% of their portfolio SPRINGFIELD, MO 45,58545.6k $3.2m $3.2m 0.88% Added +1.8k +1,805
70 ARBOR CAPITAL MANAGEMENT INC /ADV 3.31% of their portfolio ANCHORAGE, AK 44,84144.8k $3.4m $3.4m 3.31% Reduced -6.2k -6,172
71 Madison Park Capital Advisors, LLC 2.51% of their portfolio SEATTLE, WA 43,54443.5k $3.5m $3.5m 2.51% Added +603 +603
72 Blue Trust, Inc. 0.04% of their portfolio BRENTWOOD, TN 42,03042.0k $3.4m $3.4m 0.04% Reduced -6.9k -6,873
73 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,46840.5k $3.3m $3.3m 0.00% Reduced -2.3k -2,261
74 Rose Capital Advisors LLC 1.73% of their portfolio MIAMI BEACH, FL 39,94539.9k $3.2m $3.2m 1.73% First filing
75 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 39,93139.9k $3.2m $3.2m 0.04% Reduced -26.3k -26,301
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 39,84339.8k $3.2m $3.2m 0.01% Reduced -1.3k -1,299
77 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 39,00039.0k $3.2m $3.2m 0.01% Reduced -1.0k -1,000
78 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 37,78737.8k $3.1m $3.1m 0.02% Added +23.2k +23,239
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 36,93036.9k $3.0m $3.0m 0.00% Reduced -3.1k -3,062
80 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 35,52035.5k $2.9m $2.9m 0.01% Unchanged
81 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 35,11235.1k $2.8m $2.8m 0.02% Reduced -1.8k -1,768
82 Intrepid Financial Planning Group LLC 0.96% of their portfolio CARMEL, IN 34,87934.9k $2.8m $2.8m 0.96% Reduced -253 -253
83 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 34,76934.8k $2.8m $2.8m 0.00% Reduced -17.3k -17,261
84 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 34,68434.7k $2.8m $2.8m 0.01% Reduced -2.7k -2,672
85 KERR FINANCIAL PLANNING Corp 3.12% of their portfolio FRESNO, CA 34,52934.5k $2.8m $2.8m 3.12% Reduced -253 -253
86 Bravera Wealth 1.06% of their portfolio BISMARCK, ND 34,17034.2k $2.8m $2.8m 1.06% Added +5.1k +5,065
87 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 33,38733.4k $2.7m $2.7m 0.06% Reduced -9.3k -9,310
88 Bleakley Financial Group, LLC 0.03% of their portfolio PARSIPPANY, NJ 32,33032.3k $2.6m $2.6m 0.03% Added +1.5k +1,492
89 JTC Employer Solutions Trustee Ltd 0.21% of their portfolio ST HELIER, Y9 32,15232.2k $2.6m $2.6m 0.21% Unchanged
90 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 32,10132.1k $2.6m $2.6m 0.02% Reduced -275 -275
91 O'Connor Alternative Investments LLC 0.19% of their portfolio NEW YORK, NY 31,60031.6k $2.6m $2.6m 0.19% Not comparable
92 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 31,12531.1k $2.5m $2.5m 0.01% Added +56 +56
93 CARY STREET PARTNERS FINANCIAL LLC 0.05% of their portfolio RICHMOND, VA 31,04531.0k $2.5m $2.5m 0.05% Reduced -2.2k -2,233
94 Purus Wealth Management, LLC 0.69% of their portfolio Newport Beach, CA 30,93830.9k $2.5m $2.5m 0.69% Reduced -390 -390
95 Post Resch Tallon Group Inc. 1.70% of their portfolio PITTSFORD, NY 30,33330.3k $2.5m $2.5m 1.70% Added +545 +545
96 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 30,00930.0k $2.4m $2.4m 0.00% Reduced -957 -957
97 Crescent Grove Advisors, LLC 0.20% of their portfolio LAKE FOREST, IL 29,64829.6k $2.4m $2.4m 0.20% Reduced -2.1k -2,147
98 Cassaday & Co Wealth Management LLC 0.04% of their portfolio MCLEAN, VA 28,93228.9k $2.3m $2.3m 0.04% Reduced -441 -441
99 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 28,45128.5k $2.3m $2.3m 0.09% Reduced -14 -14
100 PFG Investments, LLC 0.09% of their portfolio WOODBURY, NY 28,37628.4k $2.3m $2.3m 0.09% Added +583 +583