ANI PHARMACEUTICALS INC ANIP
COM · Common Stock · CUSIP 00182C103 · ISIN US00182C1036
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersPrinceton, NJ
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.72. Options: 5 managers hold calls ($718.1k notional), 5 hold puts ($777.5k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 126 |
| Q4 2022 | 126 |
| Q1 2023 | 139 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 63 | 51 |
| Q1 2023 | 60 | 60 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $726.0k | $1.7m | 2.36 |
| Q4 2022 | $904.9k | $687.8k | 0.76 |
| Q1 2023 | $718.1k | $777.5k | 1.08 |
Biggest buyers
| Rubric Capital Management LP | Added | +271.9k |
| Brandywine Global Investment Management, LLC | Added | +132.0k |
| LOOMIS SAYLES & CO L P | New | +104.0k |
| Phocas Financial Corp. | New | +75.7k |
| GREAT LAKES ADVISORS, LLC | New | +52.1k |
| JACOBS LEVY EQUITY MANAGEMENT, INC | New | +35.1k |
| VANGUARD GROUP INC | Added | +21.6k |
| Federation des caisses Desjardins du Quebec | New | +17.9k |
| Jump Financial, LLC | New | +13.5k |
| Global Alpha Capital Management Ltd. | Added | +13.4k |
Biggest sellers
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | Reduced | -155.1k |
| KENNEDY CAPITAL MANAGEMENT LLC | Reduced | -77.9k |
| EMERALD ADVISERS, LLC | Reduced | -69.8k |
| BlackRock Inc. | Reduced | -41.9k |
| Parkman Healthcare Partners LLC | Reduced | -26.9k |
| EMERALD MUTUAL FUND ADVISERS TRUST | Reduced | -25.4k |
| Regal Partners Ltd | Sold out | -25.0k |
| THOMPSON SIEGEL & WALMSLEY LLC | Reduced | -21.5k |
| JANE STREET GROUP, LLC | Reduced | -14.6k |
| PANAGORA ASSET MANAGEMENT INC | Reduced | -11.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $349.5k8.8k shares |
| CITADEL ADVISORS LLC | Added | $333.6k8.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $19.0k500 shares |
| GROUP ONE TRADING LLC | New | $15.9k400 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $464.7k11.7k shares |
| CITADEL ADVISORS LLC | Added | $230.4k5.8k shares |
| GROUP ONE TRADING LLC | New | $79.4k2.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $3.0k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +1.5 pts · filed 2026-07-27 | 12.8% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 3 | $275.0k | 0 | — | — |
| Q1 2022 | 4 | $890.4k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 1 | $673.0k | — |
| Q4 2022 | 0 | — | 1 | $7.7m | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 1.9m $77.1m | Reduced -41.9k |
| VANGUARD GROUP INC 0.00% of their portfolio | 834.2k $33.1m | Added +21.6k |
| Rubric Capital Management LP 1.03% of their portfolio | 648.0k $25.7m | Added +271.9k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 531.2k $21.1m | Added +4.1k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio | 529.1k $21.0m | Added +1.7k |
| Global Alpha Capital Management Ltd. 1.67% of their portfolio | 463.0k $18.4m | Added +13.4k |
| STATE STREET CORP 0.00% of their portfolio | 460.2k $18.3m | Added +12.2k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.25% of their portfolio | 393.8k $15.6m | Reduced -21.5k |
| EMERALD ADVISERS, LLC 0.71% of their portfolio | 373.4k $14.8m | Reduced -69.8k |
| AIGH Capital Management LLC 5.10% of their portfolio | 348.1k $13.8m | Reduced -10.0k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.72% of their portfolio | 306.3k $12.2m | Reduced -25.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 301.6k $12.0m | Reduced -30 |
| KENNEDY CAPITAL MANAGEMENT LLC 0.33% of their portfolio | 282.6k $11.2m | Reduced -77.9k |
| Brandywine Global Investment Management, LLC 0.04% of their portfolio | 259.7k $10.3m | Added +132.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 245.1k $9.7m | Added +5.8k |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC 2.80% of their portfolio | 206.3k $8.2m | Reduced -155.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 139.8k $5.6m | Reduced -1.7k |
| Ranger Investment Management, L.P. 0.33% of their portfolio | 125.6k $5.0m | Added +4.4k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.08% of their portfolio | 118.9k $4.7m | Reduced -5.3k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 109.5k $4.3m | Reduced -4.6k |
| MORGAN STANLEY 0.00% of their portfolio | 104.1k $4.1m | Added +2.9k |
| LOOMIS SAYLES & CO L P 0.01% of their portfolio | 104.0k $4.1m | New |
| Parkman Healthcare Partners LLC 0.86% of their portfolio | 100.0k $4.0m | Reduced -26.9k |
| Worth Venture Partners, LLC 1.67% of their portfolio | 85.6k $3.4m | Reduced -2.5k |
| MARATHON CAPITAL MANAGEMENT 0.83% of their portfolio | 84.9k $3.4m | Added +12.0k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 76.6k $3.0m | Reduced -963 |
| Phocas Financial Corp. 0.43% of their portfolio | 75.7k $3.0m | New |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 75.1k $3.0m | Reduced -9.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 67.1k $2.7m | Reduced -5.2k |
| Invesco Ltd. 0.00% of their portfolio | 66.1k $2.6m | Reduced -6.4k |
| GREAT LAKES ADVISORS, LLC 0.02% of their portfolio | 52.1k $2.1m | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 43.5k $1.7m | Added +4.4k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 40.9k $1.6m | Reduced -4.0k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio | 35.1k $1.4m | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 35.0k $1.4m | Added +384 |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 34.0k $1.4m | Added +2.4k |
| Schonfeld Strategic Advisors LLC 0.01% of their portfolio | 29.8k $1.2m | Reduced -10.1k |
| Legal & General Group Plc 0.00% of their portfolio | 29.3k $1.2m | Reduced -426 |
| Swiss National Bank 0.00% of their portfolio | 28.2k $1.1m | Reduced -3.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.2k $1.0m | Reduced -3 |
| Defender Capital, LLC. 0.33% of their portfolio | 24.0k $953.3k | Unchanged |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 22.0k $873.0k | Unchanged |
| BROWN ADVISORY INC 0.00% of their portfolio | 21.8k $864.0k | Unchanged |
| Public Sector Pension Investment Board 0.01% of their portfolio | 21.5k $853.5k | Reduced -628 |
| 1492 Capital Management LLC 0.45% of their portfolio | 18.2k $722.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 17.9k $713.0k | New |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 17.4k $692.6k | Added +5 |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 16.8k $668.0k | Reduced -9.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 16.2k $645.0k | Reduced -202 |
| MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio | 16.2k $644.3k | Unchanged |
| SEI INVESTMENTS CO 0.00% of their portfolio | 16.0k $633.8k | Added +4.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 15.8k $628.6k | Added +6.4k |
| Mitsubishi UFJ Asset Management (UK) Ltd. 0.39% of their portfolio | 15.0k $596.0k | Reduced -8.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 13.6k $541.0k | Unchanged |
| Jump Financial, LLC 0.02% of their portfolio | 13.5k $536.2k | New |
| PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio | 13.1k $520.9k | Reduced -11.9k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 12.9k $514.4k | Reduced -1.8k |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio | 12.9k $513.9k | Reduced -139 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.8k $508.9k | New |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 12.1k $481.0k | Reduced -424 |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 12.0k $478.0k | Added +500 |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 11.9k $472.4k | Reduced -410 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 11.8k $469.5k | Reduced -14.6k |
| UBS Group AG 0.00% of their portfolio | 11.7k $464.6k | Added +4.9k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 11.2k $444.8k | New |
| CORNERCAP INVESTMENT COUNSEL INC 0.08% of their portfolio | 11.2k $444.1k | New |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 11.0k $437.0k | Reduced -1.6k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio | 11.0k $435.2k | Added +2.7k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 10.9k $433.8k | Reduced -1.2k |
| Cullen Capital Management, LLC 0.00% of their portfolio | 10.2k $405.3k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 10.2k $403.3k | Added +5.1k |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 10.0k $397.0k | Unchanged |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 10.0k $389.0k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 9.2k $367.0k | New |
| JUPITER ASSET MANAGEMENT LTD 0.00% of their portfolio | 8.5k $338.6k | Reduced -1.8k |
| PERKINS CAPITAL MANAGEMENT INC 0.32% of their portfolio | 8.5k $339.0k | Unchanged |
| State of Alaska, Department of Revenue 0.00% of their portfolio | 8.4k $332.0k | Reduced -141 |
| Trexquant Investment LP 0.01% of their portfolio | 8.2k $325.9k | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 8.0k $319.1k | Added +2.2k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 7.9k $314.2k | Added +2.3k |
| Tejara Capital Ltd 0.15% of their portfolio | 7.6k $301.9k | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 7.1k $283.6k | Added +595 |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 6.9k $275.5k | New |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 6.9k $275.2k | Reduced -910 |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 6.9k $275.1k | Added +35 |
| Mesirow Financial Investment Management, Inc. 1.13% of their portfolio | 6.9k $273.8k | Unchanged |
| SG Americas Securities, LLC 0.00% of their portfolio | 6.8k $272.0k | Added +2.8k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 6.7k $267.2k | Added +288 |
| BTC Capital Management, Inc. 0.03% of their portfolio | 6.6k $262.7k | Reduced -1.6k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 6.5k $257.0k | New |
| CITIGROUP INC 0.00% of their portfolio | 6.3k $250.0k | Reduced -1.7k |
| Sowell Financial Services LLC 0.02% of their portfolio | 5.9k $235.0k | New |
| High Note Wealth, LLC 0.09% of their portfolio | 5.8k $230.5k | Unchanged |
| XTX Topco Ltd 0.05% of their portfolio | 5.8k $228.9k | New |
| Louisiana State Employees Retirement System 0.01% of their portfolio | 5.7k $226.4k | Reduced -100 |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 5.3k $209.0k | New |
| AMALGAMATED BANK 0.00% of their portfolio | 5.2k $205.0k | Reduced -155 |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 5.1k $202.6k | Reduced -1.6k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 5.1k $201.4k | Unchanged |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 4.2k $164.9k | Reduced -912 |