Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

145 institutional holders +4 vs Q1 2024
7,178,9857.2m shares reported held*
$354.6mreported value*
13 new 37 added 52 reduced 9 sold out net sold ≈ $138.0m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.39. Options: 1 managers hold calls ($306.4k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145145Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ2 23: 45 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 47 bought or addedQ3 23: 63 cut or sold outQ4 23: 46 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 59 cut or sold outQ2 24: 50 bought or addedQ2 24: 61 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226153
Q1 20236048
Q2 20234567
Q3 20234763
Q4 20234660
Q1 20244859
Q2 20245061

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $302.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $307.5kQ1 24 puts: $242.8kQ1 24P/C 0.79Q2 24 calls: $306.4kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$302.4k$00.00
Q1 2024$307.5k$242.8k0.79
Q2 2024$306.4k$00.00

Biggest buyers

Strategic Financial Concepts, LLC Added +461,563+461.6k
Meridian Wealth Management, LLC New +44,550+44.5k
CITADEL ADVISORS LLC New +15,703+15.7k
JANE STREET GROUP, LLC New +13,448+13.4k
GTS SECURITIES LLC New +10,860+10.9k
Baird Financial Group, Inc. Added +9,872+9.9k
LPL Financial LLC Added +9,027+9.0k
Capital Investment Counsel, LLC Added +7,890+7.9k
Summit Financial Wealth Advisors, LLC New +7,634+7.6k
OneDigital Investment Advisors LLC New +6,401+6.4k

Biggest sellers

MORGAN STANLEY Reduced -2,343,265-2.3m
Del-Sette Capital Management, LLC Reduced -81,441-81.4k
GOLDMAN SACHS GROUP INC Reduced -80,903-80.9k
UBS Group AG Reduced -42,654-42.7k
OSAIC HOLDINGS, INC. Reduced -39,088-39.1k
WELLS FARGO & COMPANY/MN Reduced -34,253-34.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -32,926-32.9k
MTM FINANCIAL GROUP, LLC Reduced -17,964-18.0k
Janney Montgomery Scott LLC Reduced -14,087-14.1k
Raymond James Financial Services Advisors, Inc. Reduced -8,704-8.7k

Biggest calls

Belvedere Trading LLC Added $306.4k5.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,457,0271.5m $77.0m $77.0m 0.01% Reduced -4.2k -4,196
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,117,1331.1m $59.0m $59.0m 0.00% Reduced -2.3m -2,343,265
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 764,973765.0k $40.4m $40.4m 0.01% Reduced -34.3k -34,253
4 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 469,913469.9k $8.3k $8.3k 0.00% Added +461.6k +461,563
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 367,908367.9k $19.4m $19.4m 0.01% Reduced -42.7k -42,654
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 304,118304.1k $16.1m $16.1m 0.01% Added +9.0k +9,027
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 297,001297.0k $15.7m $15.7m 0.02% Reduced -32.9k -32,926
8 Del-Sette Capital Management, LLC 9.32% of their portfolio SCHENECTADY, NY 214,979215.0k $11.4m $11.4m 9.32% Reduced -81.4k -81,441
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 154,811154.8k $8.2m $8.2m 0.00% Added +4.9k +4,898
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 128,003128.0k $6.8m $6.8m 0.00% Reduced -3.2k -3,182
11 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 107,596107.6k $5.7m $5.7m 0.02% Reduced -14.1k -14,087
12 MTM FINANCIAL GROUP, LLC 3.12% of their portfolio BETHLEHEM, PA 92,58592.6k $4.9m $4.9m 3.12% Reduced -18.0k -17,964
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 91,22491.2k $4.8m $4.8m 0.01% Reduced -8.7k -8,704
14 Capital Investment Counsel, LLC 0.94% of their portfolio DENVER, CO 90,48790.5k $4.8m $4.8m 0.94% Added +7.9k +7,890
15 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 69,81769.8k $3.7m $3.7m 0.12% Added +752 +752
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,32457.3k $3.0m $3.0m 0.00% Reduced -649 -649
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,79754.8k $3.0m $3.0m 0.00% Reduced -1.2k -1,202
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 46,24946.2k $2.4m $2.4m 0.02% Reduced -8.4k -8,391
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 45,86845.9k $2.4m $2.4m 0.01% Reduced -1.6k -1,637
20 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 45,58745.6k $2.4m $2.4m 0.03% Reduced -563 -563
21 Meridian Wealth Management, LLC 0.28% of their portfolio LEXINGTON, KY 44,55044.5k $2.4m $2.4m 0.28% New
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 43,16943.2k $2.3m $2.3m 0.01% Added +1.8k +1,755
23 Joseph P. Lucia & Associates, LLC 1.09% of their portfolio Yorktown Heights, NY 40,19340.2k $2.1m $2.1m 1.09% Reduced -1.6k -1,617
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,22938.2k $2.0m $2.0m 0.00% Reduced -39.1k -39,088
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,76833.8k $1.8m $1.8m 0.01% Added +4.0k +4,017
26 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 33,50233.5k $1.8m $1.8m 0.15% Added +865 +865
27 JPL Wealth Management, LLC 0.86% of their portfolio GREENWOOD VILLAGE, CO 33,34533.3k $1.8m $1.8m 0.86% Added +1.5k +1,510
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,45031.4k $1.7m $1.7m 0.01% Added +760 +760
29 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 31,33831.3k $1.7m $1.7m 0.02% Reduced -1.1k -1,077
30 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 31,00631.0k $1.6m $1.6m 0.05% Reduced -2.8k -2,837
31 Sage Capital Management, LLC 0.81% of their portfolio Stockton, NJ 29,10229.1k $1.5m $1.5m 0.81% Added +266 +266
32 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,21227.2k $1.4m $1.4m 0.01% Reduced -399 -399
33 Heartwood Wealth Advisors LLC 0.16% of their portfolio RICHMOND, VA 25,32425.3k $1.3m $1.3m 0.16% Reduced -1.9k -1,871
34 Gateway Advisory, LLC 0.21% of their portfolio WESTFIELD, NJ 23,14623.1k $1.2m $1.2m 0.21% Reduced -856 -856
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 22,88222.9k $1.2m $1.2m 0.01% Reduced -200 -200
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,43222.4k $1.2m $1.2m 0.00% Reduced -705 -705
37 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,75821.8k $1.1m $1.1m 0.01% Added +176 +176
38 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 21,05221.1k $1.2m $1.2m 0.01% Reduced -3.5k -3,484
39 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 20,10020.1k $1.1m $1.1m 0.00% Added +9.9k +9,872
40 Investors Research Corp 0.25% of their portfolio ATLANTA, GA 20,08620.1k $1.1m $1.1m 0.25% Reduced -1.1k -1,123
41 Great Diamond Partners, LLC 0.22% of their portfolio Portland, ME 18,09618.1k $956.0k $956.0k 0.22% Reduced -533 -533
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,96918.0k $948.0k $948.0k 0.00% Reduced -988 -988
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,68417.7k $934.2k $934.2k 0.00% Added +166 +166
44 Cypress Wealth Services, LLC 0.20% of their portfolio PALM DESERT, CA 17,39717.4k $919.1k $919.1k 0.20% Added +110 +110
45 CAHILL FINANCIAL ADVISORS INC 0.12% of their portfolio EDINA, MN 17,06417.1k $901.5k $901.5k 0.12% Reduced -38 -38
46 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 16,95617.0k $895.8k $895.8k 0.02% Reduced -55 -55
47 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 16,78216.8k $886.6k $886.6k 0.03% Added +559 +559
48 Madden Advisory Services, Inc. 0.44% of their portfolio Jacksonville, FL 16,40616.4k $866.7k $866.7k 0.44% Reduced -70 -70
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,30816.3k $861.5k $861.5k 0.00% Reduced -7 -7
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,04516.0k $847.7k $847.7k 0.00% Added +227 +227
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,76415.8k $832.9k $832.9k 0.00% Reduced -1.9k -1,936
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,70315.7k $829.6k $829.6k 0.00% New
53 PFG Advisors 0.06% of their portfolio Phoenix, AZ 15,42015.4k $814.6k $814.6k 0.06% Reduced -4.2k -4,215
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,44813.4k $710.5k $710.5k 0.00% New
55 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,59112.6k $665.2k $665.2k 0.00% Added +26 +26
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,41412.4k $655.8k $655.8k 0.00% Reduced -1.6k -1,613
57 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 11,80411.8k $623.6k $623.6k 0.04% Added +973 +973
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,55811.6k $610.6k $610.6k 0.00% Added +5.3k +5,267
59 BKM Wealth Management, LLC 0.29% of their portfolio BROOKFIELD, WI 11,37311.4k $600.8k $600.8k 0.29% Reduced -313 -313
60 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,30511.3k $588.5k $588.5k 0.00% First filing
61 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 11,23411.2k $593.5k $593.5k 0.01% Added +64 +64
62 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,86010.9k $573.7k $573.7k 0.01% New
63 Rockport Wealth LLC 0.23% of their portfolio Fairview Park, OH 10,29610.3k $543.9k $543.9k 0.23% Unchanged
64 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,5019.5k $501.9k $501.9k 0.00% Added +2.2k +2,219
65 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,1689.2k $484.3k $484.3k 0.02% Added +936 +936
66 Bright Futures Wealth Management, LLC. 0.25% of their portfolio WEBSTER, NY 14580, NY 8,2278.2k $457.8k $457.8k 0.25% Unchanged
67 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 8,0028.0k $422.7k $422.7k 0.04% Added +419 +419
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7107.7k $407.3k $407.3k 0.00% Added +476 +476
69 Summit Financial Wealth Advisors, LLC 0.08% of their portfolio Lafayette, LA 7,6347.6k $403.3k $403.3k 0.08% New
70 SWEENEY & MICHEL, LLC 0.17% of their portfolio CHICO, CA 7,5587.6k $398.4k $398.4k 0.17% Added +68 +68
71 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,5477.5k $398.7k $398.7k 0.00% Reduced -496 -496
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,3827.4k $390.0k $390.0k 0.03% Added +8 +8
73 FMR LLC 0.00% of their portfolio BOSTON, MA 7,3617.4k $388.9k $388.9k 0.00% Added +450 +450
74 Pinnacle Bancorp, Inc. 0.10% of their portfolio BEATRICE, NE 6,7006.7k $354.0k $354.0k 0.10% Unchanged
75 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 6,6846.7k $353.1k $353.1k 0.00% Reduced -80.9k -80,903
76 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,4236.4k $339.3k $339.3k 0.02% Reduced -530 -530
77 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 6,4016.4k $338.2k $338.2k 0.00% New
78 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,1696.2k $325.9k $325.9k 0.00% New
79 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $320.6k $320.6k 0.01% Unchanged
80 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,8805.9k $310.6k $310.6k 0.00% Added +5 +5
81 Aspen Grove Capital, LLC 0.07% of their portfolio AVON, CO 5,7505.8k $303.8k $303.8k 0.07% Unchanged
82 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 5,2825.3k $278.4k $278.4k 0.02% New
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,2555.3k $277.6k $277.6k 0.00% Added +102 +102
84 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,2075.2k $275.0k $275.0k 0.01% Reduced -516 -516
85 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,1805.2k $273.7k $273.7k 0.01% Added +1.2k +1,250
86 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $272.1k $272.1k 0.06% Unchanged
87 Tyche Wealth Partners LLC 0.07% of their portfolio PLANO, TX 5,1425.1k $271.7k $271.7k 0.07% Reduced -1.0k -1,015
88 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,9525.0k $261.6k $261.6k 0.00% Added +985 +985
89 Hibernia Wealth Partners, LLC 0.09% of their portfolio BATON ROUGE, LA 4,9354.9k $260.8k $260.8k 0.09% New
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,9024.9k $259.0k $259.0k 0.01% Added +50 +50
91 Convergence Financial, LLC 0.07% of their portfolio COLUMBIA, MO 4,8894.9k $258.3k $258.3k 0.07% Unchanged
92 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,8844.9k $258.0k $258.0k 0.01% Reduced -2.5k -2,550
93 CENTRAL VALLEY ADVISORS, LLC 0.11% of their portfolio SACRAMENTO, CA 4,7984.8k $260.1k $260.1k 0.11% Reduced -2 -2
94 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7204.7k $249.4k $249.4k 0.01% Unchanged
95 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6924.7k $247.8k $247.8k 0.05% Added +6 +6
96 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,6594.7k $246.2k $246.2k 0.00% Reduced -634 -634
97 MKT Advisors LLC 0.12% of their portfolio CARLSBAD, CA 4,4184.4k $232.9k $232.9k 0.12% Unchanged
98 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 4,3224.3k $227.5k $227.5k 0.00% Added +2.2k +2,240
99 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $226.4k $226.4k 0.04% Unchanged
100 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,2704.3k $225.6k $225.6k 0.00% Unchanged