Vault-13

ALPS ETF TR ACES

CLEAN ENERGY · ETP · CUSIP 00162Q460

51 institutional holders +0 vs Q1 2026
2,084,4722.1m shares reported held*
$73.8mreported value*
7 new 15 added 9 reduced 9 sold out net bought ≈ $2.7m (+77.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.42.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 79Q1 23: 71Q2 23: 73Q3 23: 66Q4 23: 67Q1 24: 70Q2 24: 58Q3 24: 53Q4 24: 44Q1 25: 43Q2 25: 42Q3 25: 43Q4 25: 50Q1 26: 51Q2 26: 5151Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202283
Q4 202279
Q1 202371
Q2 202373
Q3 202366
Q4 202367
Q1 202470
Q2 202458
Q3 202453
Q4 202444
Q1 202543
Q2 202542
Q3 202543
Q4 202550
Q1 202651
Q2 202651

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 17 bought or addedQ3 24: 36 cut or sold outQ4 24: 19 bought or addedQ4 24: 27 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 21 cut or sold outQ2 25: 14 bought or addedQ2 25: 25 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 20 cut or sold outQ4 25: 18 bought or addedQ4 25: 21 cut or sold outQ4 25Q1 26: 26 bought or addedQ1 26: 21 cut or sold outQ2 26: 22 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241736
Q4 20241927
Q1 20251721
Q2 20251425
Q3 20251520
Q4 20251821
Q1 20262621
Q2 20262218

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $10.1kQ1 26 puts: $435.6kQ1 26P/C 43.33Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$10.1k$435.6k43.33
Q2 2026$0$0—

Biggest buyers

CIBC Bancorp USA Inc. Added +83,080+83.1k
GTS SECURITIES LLC New +34,413+34.4k
CITIGROUP INC New +19,214+19.2k
Wealthfront Advisers LLC Added +10,715+10.7k
BANK OF AMERICA CORP /DE/ Added +7,424+7.4k
NORTHSTAR ASSET MANAGEMENT INC New +6,425+6.4k
WELLS FARGO & COMPANY/MN Added +6,032+6.0k
ROYAL BANK OF CANADA Added +5,746+5.7k
D. E. Shaw & Co., Inc. Added +4,113+4.1k
MORGAN STANLEY Added +2,873+2.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -29,176-29.2k
CITADEL ADVISORS LLC Sold out -28,964-29.0k
Massar Capital Management, LP Sold out -15,792-15.8k
HRT FINANCIAL LP Sold out -9,810-9.8k
TigerOak Management, L.L.C. Sold out -8,622-8.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,283-6.3k
GOLDMAN SACHS GROUP INC Reduced -4,263-4.3k
Belvedere Trading LLC Sold out -3,300-3.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -2,366-2.4k
Focus Partners Wealth Reduced -2,080-2.1k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Bancorp USA Inc. 0.06% of their portfolio CHICAGO, IL 1,474,9971.5m $52.2m $52.2m 0.06% Added +83.1k +83,080
2 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 107,745107.7k $3.8m $3.8m 0.01% Added +10.7k +10,715
3 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $3.5m $3.5m 0.00% Reduced -4.3k -4,263
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 70,13370.1k $2.5m $2.5m 0.00% Added +7.4k +7,424
5 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,82439.8k $1.4m $1.4m 0.00% Added +4.1k +4,113
6 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 35,12135.1k $1.2m $1.2m 0.00% Reduced -2.1k -2,080
7 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 34,41334.4k $1.2m $1.2m 0.03% New
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,99624.0k $850.2k $850.2k 0.00% Reduced -6.3k -6,283
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,13521.1k $748.9k $748.9k 0.00% Added +2.9k +2,873
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,27520.3k $718.3k $718.3k 0.00% Added +77 +77
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 19,86419.9k $703.8k $703.8k 0.00% Added +6.0k +6,032
12 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,21419.2k $680.8k $680.8k 0.00% New
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,59018.6k $658.6k $658.6k 0.00% Reduced -2.4k -2,366
14 WAYSTONE ADVISORS LLC 0.48% of their portfolio REDMOND, WA 18,20418.2k $645.0k $645.0k 0.48% Added +1.2k +1,175
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,20913.2k $468.0k $468.0k 0.00% Added +1.8k +1,774
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,52011.5k $408.2k $408.2k 0.00% Reduced -29.2k -29,176
17 TRILLIUM ASSET MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 8,5008.5k $301.2k $301.2k 0.01% Unchanged
18 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,1098.1k $287.3k $287.3k 0.00% Added +867 +867
19 LaSalle St. Investment Advisors, LLC 0.04% of their portfolio ELMHURST, IL 8,1038.1k $287.1k $287.1k 0.04% Added +1.8k +1,785
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,7637.8k $275.1k $275.1k 0.00% Added +1.4k +1,440
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,2417.2k $256.0k $256.0k 0.00% Added +5.7k +5,746
22 NORTHSTAR ASSET MANAGEMENT INC 0.07% of their portfolio Boston, MA 6,4256.4k $227.6k $227.6k 0.07% New
23 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 3,6953.7k $130.9k $130.9k 0.00% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9201.9k $68.1k $68.1k 0.00% Added +1.5k +1,473
25 Smithfield Trust Co 0.00% of their portfolio PITTSBURGH, PA 1,4121.4k $50.0k $50.0k 0.00% Unchanged
26 Aspect Partners, LLC 0.01% of their portfolio FAIRFAX, VA 677677 $24.0k $24.0k 0.01% New
27 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 302302 $10.7k $10.7k 0.00% Unchanged
28 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 293293 $10.4k $10.4k 0.00% Reduced -671 -671
29 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 267267 $9.5k $9.5k 0.00% Unchanged
30 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 245245 $8.7k $8.7k 0.00% Unchanged
31 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 200200 $7.1k $7.1k 0.00% Reduced -4 -4
32 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 197197 $7.0k $7.0k 0.00% New
33 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 183183 $6.0k $6.0k 0.00% Unchanged
34 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 120120 $4.3k $4.3k 0.00% Unchanged
35 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 100100 $3.5k $3.5k 0.00% Unchanged
36 Godfrey Financial Associates, Inc. 0.00% of their portfolio GLENMONT, NY 100100 $3.5k $3.5k 0.00% Unchanged
37 PlanVest Financial, Inc 0.00% of their portfolio GAITHERSBURG, MD 100100 $3.6k $3.6k 0.00% Unchanged
38 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 5959 $2.1k $2.1k 0.00% Unchanged
39 FMR LLC 0.00% of their portfolio BOSTON, MA 4444 $1.6k $1.6k 0.00% Reduced -125 -125
40 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4040 $1.4k $1.4k 0.00% First filing
41 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 3737 $1.3k $1.3k 0.00% Unchanged
42 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 2525 $886 $886 0.00% Unchanged
43 Cassaday & Co Wealth Management LLC 0.00% of their portfolio MCLEAN, VA 2020 $709 $709 0.00% Unchanged
44 Bear Mountain Capital, Inc. 0.00% of their portfolio SEATTLE, WA 1515 $498 $498 0.00% New
45 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 1313 $444 $444 0.00% First filing
46 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1010 $371 $371 0.00% Unchanged
47 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 99 $319 $319 0.00% Added +2 +2
48 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 33 $106 $106 0.00% Reduced -80 -80
49 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 33 $106 $106 0.00% Unchanged
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $64 $64 0.00% Unchanged
51 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 11 $35 $35 0.00% New