Vault-13

ALPS ETF TR OUSA

OSHARES US QUALT · ETP · CUSIP 00162Q387

104 institutional holders +0 vs Q1 2023
7,853,4777.9m shares reported held*
$345.5mreported value*
6 new 33 added 38 reduced 6 sold out net sold ≈ $10.3m (-235.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($568.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.99. Options: 1 managers hold calls ($202.4k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 104Q1 23: 104Q2 23: 104104Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202296
Q4 2022104
Q1 2023104
Q2 2023104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224747
Q1 20233557
Q2 20233944

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $4.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $202.4kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$4.0k$00.00
Q2 2023$202.4k$00.00

Biggest buyers

NewEdge Advisors, LLC Added +47,012+47.0k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +30,154+30.2k
Apollon Wealth Management, LLC New +29,545+29.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +19,489+19.5k
Kestra Advisory Services, LLC Added +16,374+16.4k
Astoria Portfolio Advisors LLC. Added +10,140+10.1k
Raymond James Financial Services Advisors, Inc. Added +8,009+8.0k
Retirement Group, LLC Added +6,385+6.4k
MERCER GLOBAL ADVISORS INC /ADV New +5,562+5.6k
Creative Planning New +5,141+5.1k

Biggest sellers

ROYAL BANK OF CANADA Reduced -149,862-149.9k
WELLS FARGO & COMPANY/MN Reduced -125,191-125.2k
MORGAN STANLEY Reduced -31,976-32.0k
CITADEL ADVISORS LLC Reduced -31,380-31.4k
Forum Financial Management, LP Sold out -11,271-11.3k
Private Advisor Group, LLC Reduced -7,559-7.6k
Algorithmic Investment Models, LLC Reduced -5,927-5.9k
FLOW TRADERS U.S. LLC Reduced -5,863-5.9k
UBS Group AG Reduced -5,852-5.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,720-5.7k

Biggest calls

Belvedere Trading LLC New $202.4k4.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,658,3111.7m $72.9m $72.9m 0.02% Reduced -125.2k -125,191
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,496,3521.5m $65.8m $65.8m 0.01% Reduced -32.0k -31,976
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 910,112910.1k $40.0m $40.0m 0.01% Reduced -149.9k -149,862
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 504,370504.4k $22.2m $22.2m 0.02% Added +226 +226
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 497,634497.6k $21.9m $21.9m 0.00% Reduced -3.5k -3,545
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 260,421260.4k $11.5m $11.5m 0.00% Reduced -5.9k -5,852
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 257,355257.4k $11.3m $11.3m 0.02% Added +8.0k +8,009
8 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 215,053215.1k $9.5m $9.5m 0.09% Added +16.4k +16,374
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 200,146200.1k $8.8m $8.8m 0.01% Reduced -5.7k -5,708
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 163,184163.2k $7.2m $7.2m 0.00% Reduced -5.7k -5,720
11 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 151,089151.1k $6.6m $6.6m 0.10% Reduced -2.4k -2,361
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 112,897112.9k $5.0m $5.0m 0.01% Reduced -3.5k -3,542
13 Algorithmic Investment Models, LLC 3.42% of their portfolio Boston, MA 112,038112.0k $4.9m $4.9m 3.42% Reduced -5.9k -5,927
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 102,894102.9k $4.5m $4.5m 0.01% Reduced -2.8k -2,785
15 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 100,644100.6k $4.4m $4.4m 0.04% Reduced -7.6k -7,559
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 70,73970.7k $3.1m $3.1m 0.02% Added +3.2k +3,167
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,26653.3k $2.3m $2.3m 0.00% Added +1.6k +1,554
18 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 53,01753.0k $2.3m $2.3m 0.05% Added +2.3k +2,347
19 Beaumont Financial Advisors, LLC 0.21% of their portfolio NEEDHAM, MA 51,82751.8k $2.3m $2.3m 0.21% Reduced -197 -197
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 51,55351.6k $2.3m $2.3m 0.08% Added +30.2k +30,154
21 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 47,19847.2k $2.1m $2.1m 0.02% Added +47.0k +47,012
22 Private Portfolio Partners LLC 0.49% of their portfolio PARAMUS, NJ 43,21443.2k $1.9m $1.9m 0.49% Reduced -681 -681
23 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 38,65938.7k $1.7m $1.7m 0.01% Reduced -1.4k -1,419
24 Park Edge Advisors, LLC 0.57% of their portfolio Cleveland, OH 38,19538.2k $1.7m $1.7m 0.57% Added +52 +52
25 Caldwell Trust Co 0.21% of their portfolio Venice, FL 36,06236.1k $1.6m $1.6m 0.21% Reduced -1.1k -1,099
26 Astoria Portfolio Advisors LLC. 0.58% of their portfolio NEW YORK, NY 33,89233.9k $1.5m $1.5m 0.58% Added +10.1k +10,140
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,88431.9k $1.4m $1.4m 0.01% Added +180 +180
28 Avant Capital LLC 1.45% of their portfolio LAFAYETTE, LA 29,90729.9k $1.3m $1.3m 1.45% Reduced -163 -163
29 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 29,54529.5k $1.3m $1.3m 0.06% New
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,75025.8k $1.1m $1.1m 0.00% Added +19.5k +19,489
31 ORG Partners LLC 0.17% of their portfolio ROANOKE, IN 24,44124.4k $1.1m $1.1m 0.17% Added +1.4k +1,445
32 Retirement Group, LLC 0.43% of their portfolio SAN DIEGO, CA 23,67023.7k $1.0m $1.0m 0.43% Added +6.4k +6,385
33 Grandview Asset Management LLC 0.98% of their portfolio HARRISBURG, PA 22,94022.9k $1.0m $1.0m 0.98% Added +250 +250
34 Sovereign Financial Group, Inc. 0.31% of their portfolio STAMFORD, CT 21,87721.9k $962.4k $962.4k 0.31% Reduced -400 -400
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,46420.5k $900.0k $900.0k 0.00% Reduced -1.5k -1,467
36 Capital Advisors, Ltd. LLC 0.12% of their portfolio SHAKER HEIGHTS, OH 17,56617.6k $773.0k $773.0k 0.12% Added +17 +17
37 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 17,44717.4k $767.5k $767.5k 0.03% Added +3.9k +3,863
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,15117.2k $754.5k $754.5k 0.00% Unchanged
39 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 16,66716.7k $733.2k $733.2k 0.05% Reduced -222 -222
40 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 16,54816.5k $728.0k $728.0k 0.06% Reduced -145 -145
41 Diligent Investors, LLC 0.21% of their portfolio REDLANDS, CA 15,85515.9k $697.4k $697.4k 0.21% Added +3 +3
42 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,04615.0k $661.9k $661.9k 0.01% Added +9 +9
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,88114.9k $655.0k $655.0k 0.00% Reduced -1.5k -1,486
44 PERSONAL CFO SOLUTIONS, LLC 0.12% of their portfolio CHESTER, NJ 12,92412.9k $568.5k $568.5k 0.12% Unchanged
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,26312.3k $539.4k $539.4k 0.00% Reduced -31.4k -31,380
46 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 11,42411.4k $502.6k $502.6k 0.03% Added +54 +54
47 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,94810.9k $481.6k $481.6k 0.01% Added +200 +200
48 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 9,97810.0k $438.9k $438.9k 0.02% Added +216 +216
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,8259.8k $432.0k $432.0k 0.00% Unchanged
50 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,8179.8k $431.8k $431.8k 0.00% Reduced -100 -100
51 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 8,8108.8k $388.0k $388.0k 0.02% Unchanged
52 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 8,2988.3k $365.0k $365.0k 0.03% Reduced -5.7k -5,660
53 TAP Consulting, LLC 0.09% of their portfolio KIRKWOOD, MO 7,9778.0k $350.9k $350.9k 0.09% Added +38 +38
54 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 7,7947.8k $342.9k $342.9k 0.02% Added +22 +22
55 ATLAS CAPITAL ADVISORS INC. 0.05% of their portfolio JACKSON, WY 7,6837.7k $338.0k $338.0k 0.05% Reduced -1.0k -1,000
56 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,5607.6k $332.6k $332.6k 0.00% Reduced -78 -78
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,4927.5k $329.6k $329.6k 0.00% Added +57 +57
58 MTM FINANCIAL GROUP, LLC 0.28% of their portfolio BETHLEHEM, PA 7,3957.4k $325.3k $325.3k 0.28% Unchanged
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,7606.8k $297.4k $297.4k 0.00% Reduced -300 -300
60 Burns Matteson Capital Management, LLC 0.18% of their portfolio CORNING, NY 6,7436.7k $296.6k $296.6k 0.18% Unchanged
61 Beacon Financial Advisory LLC 0.15% of their portfolio CLEVELAND, OH 6,1396.1k $270.0k $270.0k 0.15% Unchanged
62 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 5,9966.0k $263.8k $263.8k 0.03% Added +19 +19
63 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,7445.7k $252.7k $252.7k 0.00% Reduced -1.1k -1,127
64 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,7005.7k $250.7k $250.7k 0.01% Reduced -3.1k -3,143
65 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 5,6555.7k $248.8k $248.8k 0.02% Unchanged
66 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,5625.6k $245.0k $245.0k 0.00% New
67 WESPAC Advisors SoCal, LLC 0.08% of their portfolio Pasadena, CA 5,2505.2k $230.9k $230.9k 0.08% Reduced -5.2k -5,250
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,1415.1k $226.2k $226.2k 0.00% New
69 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,0815.1k $223.5k $223.5k 0.01% Reduced -150 -150
70 Nemes Rush Group LLC 0.04% of their portfolio NOVI, MI 5,0005.0k $219.9k $219.9k 0.04% First filing
71 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,9114.9k $216.0k $216.0k 0.01% Reduced -5.9k -5,863
72 ACAS, LLC 0.29% of their portfolio RANCHO SANTA FE, CA 4,9094.9k $215.9k $215.9k 0.29% Unchanged
73 Next Level Private LLC 0.13% of their portfolio HARRISON, NY 4,6414.6k $201.9k $201.9k 0.13% New
74 Stephens Consulting, LLC 0.08% of their portfolio FLINT, MI 4,4994.5k $197.9k $197.9k 0.08% Reduced -580 -580
75 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 2,1002.1k $92.4k $92.4k 0.02% Unchanged
76 Johnson Midwest Financial, LLC 0.08% of their portfolio GLIDDEN, IA 1,9301.9k $84.9k $84.9k 0.08% Unchanged
77 EMFO, LLC 0.06% of their portfolio WESTON, FL 1,3801.4k $60.7k $60.7k 0.06% Unchanged
78 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,2451.2k $54.8k $54.8k 0.01% Added +670 +670
79 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,0761.1k $47.3k $47.3k 0.00% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0721.1k $47.2k $47.2k 0.00% Unchanged
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 906906 $39.9k $39.9k 0.00% Reduced -357 -357
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 804804 $35.4k $35.4k 0.00% Added +4 +4
83 VitalStone Financial, LLC 0.02% of their portfolio SHAVANO PARK, TX 800800 $34.0k $34.0k 0.02% New
84 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 662662 $29.1k $29.1k 0.00% Added +2 +2
85 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 618618 $27.2k $27.2k 0.01% Unchanged
86 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 571571 $25.1k $25.1k 0.00% Unchanged
87 Jackson Hole Capital Partners, LLC 0.01% of their portfolio TULSA, OK 552552 $24.3k $24.3k 0.01% Unchanged
88 Resurgent Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 515515 $22.6k $22.6k 0.02% Added +3 +3
89 PCA Investment Advisory Services Inc. 0.01% of their portfolio CINCINNATI, OH 455455 $20.1k $20.1k 0.01% New
90 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 312312 $13.7k $13.7k 0.00% Added +2 +2
91 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 303303 $13.3k $13.3k 0.01% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 300300 $13.0k $13.0k 0.00% Unchanged
93 Robinswood Financial LLC 0.00% of their portfolio KIRKLAND, WA 237237 $10.4k $10.4k 0.00% First filing
94 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 178178 $7.8k $7.8k 0.00% Unchanged
95 Archer Investment Corp 0.00% of their portfolio Carmel, IN 148148 $6.5k $6.5k 0.00% Unchanged
96 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 115115 $5.1k $5.1k 0.00% Reduced -60 -60
97 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 100100 $4.4k $4.4k 0.00% Reduced -1.8k -1,845
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9090 $4.0k $4.0k 0.00% Reduced -82 -82
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 8888 $3.7k $3.7k 0.00% Added +54 +54
100 USA FINANCIAL FORMULAS 0.01% of their portfolio ADA, MI 8787 $3.8k $3.8k 0.01% Unchanged