GUGGENHEIM INVESTMENT ADVISORS, LLC
New York, United States · CRD 108263
SEC-registered investment adviser since 2000 · limited liability company. It files no 13F, so there are no holdings to show.
- Assets managed$840.9m
- Main clients (by assets)Companies 98%, High net worth individuals 2%
- Form ADV · 2026-03-31SEC adviser record
- Kindhedge funds, private equity, real estate, structured credit, mutual funds, institutions, futures
- Others nearbySaint Louis, MO, New York, NY, Stamford, CT, Chicago, IL, Santa Monica, CA, Rockville, MD
- FamilyGUGGENHEIM CAPITAL LLC · 11 related pages · largest: GUGGENHEIM CAPITAL LLC
As an employer
- Staff (Form ADV)9 · 8 in investment roles
- Offices in1 country
Where they work
Offices
From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.
| City | People |
|---|---|
| New York, NY (main office)United States | about 3 |
| Chicago, ILUnited States | 4 |
| Stamford, CTUnited States | 1 |
Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.