Catherine Avery Investment Management LLC

LONGBOAT KEY, FL · CIK 2103454 · 13F filing filed 2026-01-05

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$318.0m
Staff4 · 2 in investment roles
Main clients (by assets)High net worth individuals 27%
Form ADV · 2026-04-24SEC adviser record

Legal entityCATHERINE AVERY INVESTMENT MANAGEMENT LLC (US)

$167.0m reported value +7.5% vs Q3 2025

158positions

31.4%in top 10

5 new 36 added 34 reduced 9 sold out vs Q3 2025

Holdings, Q4 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	CITIGROUP INC COM NEW C	C	49,325	$5.8m3.45%	3.45%	Added +370	+370 0.8%
2	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	18,322	$5.4m3.25%	3.25%	Reduced -1.2k	-1,230 -6.3%
3	RTX CORPORATION COM RTX	RTX	29,576	$5.4m3.25%	3.25%	Reduced -693	-693 -2.3%
4	FREEPORT-MCMORAN INC CL B FCX	FCX	106,208	$5.4m3.23%	3.23%	Added +18.1k	+18,120 20.6%
5	BROADCOM INC COM AVGO	AVGO	15,580	$5.4m3.23%	3.23%	Reduced -87	-87 -0.6%
6	JPMORGAN CHASE & CO COM JPM	JPM	16,399	$5.3m3.16%	3.16%	Reduced -209	-209 -1.3%
7	CISCO SYS INC COM CSCO	CSCO	68,576	$5.3m3.16%	3.16%	Added +461	+461 0.7%
8	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	92,839	$5.0m3.00%	3.00%	Added +183	+183 0.2%
9	MERCK & CO INC COM MRK	MRK	45,132	$4.8m2.85%	2.85%	Reduced -4.4k	-4,430 -8.9%
10	CHEVRON CORP NEW COM CVX	CVX	30,997	$4.7m2.83%	2.83%	Added +983	+983 3.3%
11	COCA COLA CO COM KO	KO	67,301	$4.7m2.82%	2.82%	Added +459	+459 0.7%
12	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	15,891	$4.7m2.79%	2.79%	Reduced -40	-40 -0.2%
13	NEXTERA ENERGY INC COM NEE	NEE	57,859	$4.6m2.78%	2.78%	Reduced -320	-320 -0.6%
14	TARGET CORP COM TGT	TGT	46,182	$4.5m2.70%	2.70%	Added +554	+554 1.2%
15	BAKER HUGHES COMPANY CL A BKR	BKR	98,398	$4.5m2.68%	2.68%	Added +6.8k	+6,837 7.5%
16	STANLEY BLACK & DECKER INC COM SWK	SWK	59,579	$4.4m2.65%	2.65%	Added +13.4k	+13,367 28.9%
17	VERIZON COMMUNICATIONS INC COM VZ	VZ	108,357	$4.4m2.64%	2.64%	Added +9.1k	+9,123 9.2%
18	MCDONALDS CORP COM MCD	MCD	14,314	$4.4m2.62%	2.62%	Added +150	+150 1.1%
19	ORACLE CORP COM ORCL	ORCL	22,378	$4.4m2.61%	2.61%	Added +4.1k	+4,139 22.7%
20	BANK AMERICA CORP COM BAC	BAC	78,101	$4.3m2.57%	2.57%	Reduced -6.4k	-6,379 -7.5%
21	QUALCOMM INC COM QCOM	QCOM	25,025	$4.3m2.56%	2.56%	Reduced -415	-415 -1.6%
22	UNITED PARCEL SERVICE INC CL B UPS	UPS	42,741	$4.2m2.54%	2.54%	Added +370	+370 0.9%
23	ONEOK INC NEW COM OKE	OKE	57,564	$4.2m2.53%	2.53%	Reduced -957	-957 -1.6%
24	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	172,697	$4.1m2.48%	2.48%	Added +1.6k	+1,589 0.9%
25	AMGEN INC COM AMGN	AMGN	12,539	$4.1m2.46%	2.46%	Reduced -1.1k	-1,061 -7.8%
26	TRUIST FINL CORP COM TFC	TFC	83,006	$4.1m2.45%	2.45%	Added +5.1k	+5,063 6.5%
27	KEYCORP COM KEY	KEY	191,059	$3.9m2.36%	2.36%	New
28	PFIZER INC COM PFE	PFE	152,477	$3.8m2.27%	2.27%	Added +5.2k	+5,243 3.6%
29	BEST BUY INC COM BBY	BBY	55,170	$3.7m2.21%	2.21%	Added +1.6k	+1,598 3.0%
30	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	13,144	$3.6m2.17%	2.17%	Reduced -11.9k	-11,892 -47.5%
31	MICROSOFT CORP COM MSFT	MSFT	7,132	$3.4m2.07%	2.07%	Reduced -15	-15 -0.2%
32	HOME DEPOT INC COM HD	HD	9,702	$3.3m2.00%	2.00%	Added +9.6k	+9,612 10680.0%
33	PACKAGING CORP AMER COM PKG	PKG	16,019	$3.3m1.98%	1.98%	Added +442	+442 2.8%
34	LENNAR CORP CL A LEN	LEN	31,545	$3.2m1.94%	1.94%	Added +3.7k	+3,702 13.3%
35	PHILLIPS 66 COM PSX	PSX	23,216	$3.0m1.79%	1.79%	Added +353	+353 1.5%
36	COLGATE PALMOLIVE CO COM CL	CL	17,012	$1.3m0.81%	0.81%	Unchanged
37	JOHNSON CTLS INTL PLC SHS JCI	JCI	10,620	$1.3m0.76%	0.76%	Reduced -475	-475 -4.3%
38	VALERO ENERGY CORP COM VLO	VLO	7,786	$1.3m0.76%	0.76%	Reduced -61	-61 -0.8%
39	CUMMINS INC COM CMI	CMI	2,476	$1.3m0.76%	0.76%	Reduced -64	-64 -2.5%
40	EVERGY INC COM EVRG	EVRG	15,283	$1.1m0.66%	0.66%	Reduced -975	-975 -6.0%
41	MORGAN STANLEY COM NEW MS	MS	4,189	$743.7k0.45%	0.45%	Reduced -43	-43 -1.0%
42	EXXON MOBIL CORP COM XOM	XOM	5,633	$677.9k0.41%	0.41%	Unchanged
43	APPLE INC COM AAPL	AAPL	1,508	$410.0k0.25%	0.25%	Added +230	+230 18.0%
44	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	2,493	$347.4k0.21%	0.21%	Unchanged
45	JOHNSON & JOHNSON COM JNJ	JNJ	1,547	$320.2k0.19%	0.19%	Unchanged
46	AIR PRODS & CHEMS INC COM APD	APD	1,246	$307.8k0.18%	0.18%	Reduced -947	-947 -43.2%
47	MEDTRONIC PLC SHS MDT	MDT	3,060	$293.9k0.18%	0.18%	Reduced -9	-9 -0.3%
48	NVIDIA CORPORATION COM NVDA	NVDA	1,412	$263.3k0.16%	0.16%	Unchanged
49	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	9,324	$244.7k0.15%	0.15%	Unchanged
50	WILLIAMS COS INC COM WMB	WMB	3,400	$204.4k0.12%	0.12%	Unchanged
51	ALPHABET INC CAP STK CL A GOOGL	GOOGL	651	$203.8k0.12%	0.12%	Added +280	+280 75.5%
52	AMERICAN EXPRESS CO COM AXP	AXP	550	$203.5k0.12%	0.12%	Unchanged
53	INTUIT COM INTU	INTU	300	$198.7k0.12%	0.12%	Unchanged
54	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	1,759	$160.7k0.10%	0.10%	Added +1.2k	+1,241 239.6%
55	WASTE MGMT INC DEL COM WM	WM	700	$153.8k0.09%	0.09%	Unchanged
56	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	824	$146.5k0.09%	0.09%	Unchanged
57	ABBOTT LABS COM ABT	ABT	1,120	$140.3k0.08%	0.08%	Unchanged
58	ISHARES TR RUS 1000 VAL ETF IWD	IWD	592	$124.5k0.07%	0.07%	Unchanged
59	FRANKLIN RESOURCES INC COM BEN	BEN	4,428	$105.8k0.06%	0.06%	Reduced -4.3k	-4,267 -49.1%
60	EMERSON ELEC CO COM EMR	EMR	769	$102.1k0.06%	0.06%	Unchanged
61	CATERPILLAR INC COM CAT	CAT	152	$87.1k0.05%	0.05%	Reduced -131	-131 -46.3%
62	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	660	$86.1k0.05%	0.05%	Unchanged
63	CINCINNATI FINL CORP COM CINF	CINF	500	$81.7k0.05%	0.05%	Unchanged
64	MICRON TECHNOLOGY INC COM MU	MU	282	$80.4k0.05%	0.05%	Unchanged
65	LOCKHEED MARTIN CORP COM LMT	LMT	164	$79.3k0.05%	0.05%	Added +7	+7 4.5%
66	ALAMOS GOLD INC NEW COM CL A AGI	AGI	1,902	$73.4k0.04%	0.04%	Unchanged
67	VISA INC COM CL A V	V	204	$71.5k0.04%	0.04%	Unchanged
68	ISHARES TR U.S. MED DVC ETF IHI	IHI	1,112	$69.1k0.04%	0.04%	Unchanged
69	PHILIP MORRIS INTL INC COM PM	PM	382	$61.3k0.04%	0.04%	Added +3	+3 0.8%
70	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	1,806	$49.5k0.03%	0.03%	Unchanged
71	FIRST TR EXCH TRADED FD III FT VEST SMID SDVD	SDVD	2,163	$46.4k0.03%	0.03%	Unchanged
72	FORD MTR CO COM F	F	3,343	$43.9k0.03%	0.03%	Reduced -50	-50 -1.5%
73	ABBVIE INC COM ABBV	ABBV	156	$35.7k0.02%	0.02%	Reduced -106	-106 -40.5%
74	OMNICOM GROUP INC COM OMC	OMC	403	$32.5k0.02%	0.02%	Unchanged
75	LYONDELLBASELL INDUSTRIES N SHS - A - LYB	LYB	654	$28.3k0.02%	0.02%	Reduced -52	-52 -7.4%
76	META PLATFORMS INC CL A META	META	42	$27.7k0.02%	0.02%	Unchanged
77	NEWMONT CORP COM NEM	NEM	273	$27.3k0.02%	0.02%	Unchanged
78	LOWES COS INC COM LOW	LOW	112	$27.0k0.02%	0.02%	Unchanged
79	BLACKROCK INC COM BLK	BLK	25	$26.8k0.02%	0.02%	Unchanged
80	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	152	$24.6k0.01%	0.01%	Unchanged
81	DISNEY WALT CO COM DIS	DIS	210	$23.8k0.01%	0.01%	Reduced -52	-52 -19.9%
82	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	405	$23.5k0.01%	0.01%	Unchanged
83	NETFLIX INC COM NFLX	NFLX	230	$21.6k0.01%	0.01%	Unchanged
84	ISHARES TR SELECT DIVID ETF DVY	DVY	149	$21.0k0.01%	0.01%	Unchanged
85	AMAZON COM INC COM AMZN	AMZN	89	$20.5k0.01%	0.01%	Unchanged
86	GENERAL MTRS CO COM GM	GM	250	$20.3k0.01%	0.01%	Unchanged
87	COSTCO WHSL CORP NEW COM COST	COST	20	$17.2k0.01%	0.01%	Reduced -3	-3 -13.0%
88	PROCTER AND GAMBLE CO COM PG	PG	109	$15.6k0.01%	0.01%	Unchanged
89	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	31	$15.6k0.01%	0.01%	Added +1	+1 3.3%
90	MILLROSE PPTYS INC COM CL A MRP	MRP	516	$15.4k0.01%	0.01%	New
91	CONAGRA BRANDS INC COM CAG	CAG	783	$13.6k0.01%	0.01%	Reduced -166	-166 -17.5%
92	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	259	$13.0k0.01%	0.01%	Added +3	+3 1.2%
93	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	50	$12.9k0.01%	0.01%	Unchanged
94	CAL MAINE FOODS INC COM NEW CALM	CALM	157	$12.5k0.01%	0.01%	Added +107	+107 214.0%
95	NASDAQ INC COM NDAQ	NDAQ	112	$10.9k0.01%	0.01%	Unchanged
96	ISHARES TR CORE S&P MCP ETF IJH	IJH	155	$10.2k0.01%	0.01%	Unchanged
97	ALTRIA GROUP INC COM MO	MO	170	$9.8k0.01%	0.01%	Unchanged
98	WALMART INC COM WMT	WMT	82	$9.1k0.01%	0.01%	Unchanged
99	MONDELEZ INTL INC CL A MDLZ	MDLZ	169	$9.1k0.01%	0.01%	Added +2	+2 1.2%
100	PRUDENTIAL FINL INC COM PRU	PRU	80	$9.0k0.01%	0.01%	Unchanged

Sold out since Q3 2025

Security	Ticker	Shares held before	Value then
ILLINOIS TOOL WKS INC ITW	ITW	261	$68.1k261 shares
CONSTELLATION BRANDS INC STZ	STZ	200	$26.9k200 shares
ALPHABET INC GOOG	GOOG	5	$1.2k5 shares
INTUITIVE MACHINES INC LUNR	LUNR	100	$1.1k100 shares
BANK NOVA SCOTIA HALIFAX BNS	BNS	15	$97015 shares
WPP PLC NEW WPP	WPP	35	$87735 shares
LULULEMON ATHLETICA INC LULU	LULU	4	$7124 shares
TARSUS PHARMACEUTICALS INC TARS	TARS	10	$59410 shares
WESTERN UN CO WU	WU	50	$40050 shares