Catherine Avery Investment Management LLC

LONGBOAT KEY, FL · CIK 2103454 · 13F filing filed 2026-01-05

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$318.0m
Staff4 · 2 in investment roles
Main clients (by assets)High net worth individuals 27%
Form ADV · 2026-04-24SEC adviser record

Legal entityCATHERINE AVERY INVESTMENT MANAGEMENT LLC (US)

$155.2m reported value +17.9% vs Q2 2025

162positions

33.0%in top 10

12 new 37 added 35 reduced 16 sold out vs Q2 2025

Holdings, Q3 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	25,036	$5.9m3.81%	3.81%	Reduced -8.0k	-7,991 -24.2%
2	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	19,552	$5.5m3.55%	3.55%	Added +3.4k	+3,427 21.2%
3	JPMORGAN CHASE & CO COM JPM	JPM	16,608	$5.2m3.37%	3.37%	Added +1.8k	+1,779 12.0%
4	BROADCOM INC COM AVGO	AVGO	15,667	$5.2m3.33%	3.33%	Reduced -953	-953 -5.7%
5	ORACLE CORP COM ORCL	ORCL	18,239	$5.1m3.30%	3.30%	Reduced -1.3k	-1,338 -6.8%
6	RTX CORPORATION COM RTX	RTX	30,269	$5.1m3.26%	3.26%	Reduced -1.1k	-1,053 -3.4%
7	CITIGROUP INC COM NEW C	C	48,955	$5.0m3.20%	3.20%	Reduced -3.2k	-3,163 -6.1%
8	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	15,931	$4.9m3.13%	3.13%	Added +1.2k	+1,176 8.0%
9	CHEVRON CORP NEW COM CVX	CVX	30,014	$4.7m3.00%	3.00%	Added +5.1k	+5,101 20.5%
10	CISCO SYS INC COM CSCO	CSCO	68,115	$4.7m3.00%	3.00%	Added +7.0k	+6,977 11.4%
11	BAKER HUGHES COMPANY CL A BKR	BKR	91,561	$4.5m2.87%	2.87%	Reduced -1.8k	-1,832 -2.0%
12	COCA COLA CO COM KO	KO	66,842	$4.4m2.86%	2.86%	Added +13.9k	+13,919 26.3%
13	NEXTERA ENERGY INC COM NEE	NEE	58,179	$4.4m2.83%	2.83%	Added +6.7k	+6,658 12.9%
14	VERIZON COMMUNICATIONS INC COM VZ	VZ	99,234	$4.4m2.81%	2.81%	Added +22.2k	+22,170 28.8%
15	BANK AMERICA CORP COM BAC	BAC	84,480	$4.4m2.81%	2.81%	Added +15.1k	+15,117 21.8%
16	MCDONALDS CORP COM MCD	MCD	14,164	$4.3m2.77%	2.77%	Added +3.1k	+3,073 27.7%
17	ONEOK INC NEW COM OKE	OKE	58,521	$4.3m2.75%	2.75%	Added +58.3k	+58,252 21655.0%
18	QUALCOMM INC COM QCOM	QCOM	25,440	$4.2m2.73%	2.73%	Added +4.4k	+4,447 21.2%
19	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	171,108	$4.2m2.71%	2.71%	Added +18.3k	+18,347 12.0%
20	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	92,656	$4.2m2.69%	2.69%	Added +17.7k	+17,675 23.6%
21	MERCK & CO INC COM MRK	MRK	49,562	$4.2m2.68%	2.68%	Added +7.4k	+7,396 17.5%
22	TARGET CORP COM TGT	TGT	45,628	$4.1m2.64%	2.64%	Added +14.2k	+14,234 45.3%
23	BEST BUY INC COM BBY	BBY	53,572	$4.1m2.61%	2.61%	Added +12.2k	+12,224 29.6%
24	AMGEN INC COM AMGN	AMGN	13,600	$3.8m2.47%	2.47%	Added +3.5k	+3,550 35.3%
25	PFIZER INC COM PFE	PFE	147,234	$3.8m2.42%	2.42%	Added +29.4k	+29,439 25.0%
26	MICROSOFT CORP COM MSFT	MSFT	7,147	$3.7m2.38%	2.38%	Reduced -60	-60 -0.8%
27	TRUIST FINL CORP COM TFC	TFC	77,943	$3.6m2.30%	2.30%	Added +11.6k	+11,649 17.6%
28	UNITED PARCEL SERVICE INC CL B UPS	UPS	42,371	$3.5m2.28%	2.28%	Added +17.3k	+17,313 69.1%
29	LENNAR CORP CL A LEN	LEN	27,843	$3.5m2.26%	2.26%	New
30	FREEPORT-MCMORAN INC CL B FCX	FCX	88,088	$3.5m2.23%	2.23%	Reduced -1.2k	-1,219 -1.4%
31	STANLEY BLACK & DECKER INC COM SWK	SWK	46,212	$3.4m2.21%	2.21%	New
32	PACKAGING CORP AMER COM PKG	PKG	15,577	$3.4m2.19%	2.19%	New
33	PHILLIPS 66 COM PSX	PSX	22,863	$3.1m2.00%	2.00%	Added +692	+692 3.1%
34	COLGATE PALMOLIVE CO COM CL	CL	17,012	$1.4m0.88%	0.88%	Unchanged
35	VALERO ENERGY CORP COM VLO	VLO	7,847	$1.3m0.86%	0.86%	Reduced -42	-42 -0.5%
36	EVERGY INC COM EVRG	EVRG	16,258	$1.2m0.80%	0.80%	Reduced -34.2k	-34,218 -67.8%
37	JOHNSON CTLS INTL PLC SHS JCI	JCI	11,095	$1.2m0.79%	0.79%	Reduced -80	-80 -0.7%
38	CUMMINS INC COM CMI	CMI	2,540	$1.1m0.69%	0.69%	Reduced -250	-250 -9.0%
39	MORGAN STANLEY COM NEW MS	MS	4,232	$672.7k0.43%	0.43%	Unchanged
40	EXXON MOBIL CORP COM XOM	XOM	5,633	$635.1k0.41%	0.41%	Reduced -180	-180 -3.1%
41	AIR PRODS & CHEMS INC COM APD	APD	2,193	$598.1k0.39%	0.39%	Reduced -30	-30 -1.4%
42	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	2,493	$338.2k0.22%	0.22%	Unchanged
43	APPLE INC COM AAPL	AAPL	1,278	$325.4k0.21%	0.21%	Unchanged
44	MEDTRONIC PLC SHS MDT	MDT	3,069	$292.3k0.19%	0.19%	Reduced -37.1k	-37,127 -92.4%
45	JOHNSON & JOHNSON COM JNJ	JNJ	1,547	$286.8k0.18%	0.18%	Reduced -223	-223 -12.6%
46	NVIDIA CORPORATION COM NVDA	NVDA	1,412	$263.5k0.17%	0.17%	Reduced -1.2k	-1,225 -46.5%
47	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	9,324	$241.0k0.16%	0.16%	Unchanged
48	WILLIAMS COS INC COM WMB	WMB	3,400	$215.4k0.14%	0.14%	Unchanged
49	INTUIT COM INTU	INTU	300	$204.9k0.13%	0.13%	Unchanged
50	FRANKLIN RESOURCES INC COM BEN	BEN	8,695	$201.1k0.13%	0.13%	Reduced -113.2k	-113,200 -92.9%
51	AMERICAN EXPRESS CO COM AXP	AXP	550	$182.7k0.12%	0.12%	Reduced -150	-150 -21.4%
52	WASTE MGMT INC DEL COM WM	WM	700	$154.6k0.10%	0.10%	Reduced -50	-50 -6.7%
53	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	824	$150.3k0.10%	0.10%	Unchanged
54	ABBOTT LABS COM ABT	ABT	1,120	$150.0k0.10%	0.10%	Unchanged
55	CATERPILLAR INC COM CAT	CAT	283	$135.0k0.09%	0.09%	Reduced -5	-5 -1.7%
56	ISHARES TR RUS 1000 VAL ETF IWD	IWD	592	$120.5k0.08%	0.08%	Unchanged
57	EMERSON ELEC CO COM EMR	EMR	769	$100.9k0.06%	0.06%	Added +30	+30 4.1%
58	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	660	$91.9k0.06%	0.06%	Unchanged
59	ALPHABET INC CAP STK CL A GOOGL	GOOGL	371	$90.2k0.06%	0.06%	Unchanged
60	CINCINNATI FINL CORP COM CINF	CINF	500	$79.0k0.05%	0.05%	Unchanged
61	LOCKHEED MARTIN CORP COM LMT	LMT	157	$78.4k0.05%	0.05%	Unchanged
62	VISA INC COM CL A V	V	204	$69.6k0.04%	0.04%	Unchanged
63	ILLINOIS TOOL WKS INC COM ITW	ITW	261	$68.1k0.04%	0.04%	Unchanged
64	ISHARES TR U.S. MED DVC ETF IHI	IHI	1,112	$66.8k0.04%	0.04%	Unchanged
65	ALAMOS GOLD INC NEW COM CL A AGI	AGI	1,902	$66.3k0.04%	0.04%	Unchanged
66	PHILIP MORRIS INTL INC COM PM	PM	379	$61.4k0.04%	0.04%	Added +3	+3 0.8%
67	ABBVIE INC COM ABBV	ABBV	262	$60.6k0.04%	0.04%	Added +1	+1 0.4%
68	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	1,806	$49.3k0.03%	0.03%	Unchanged
69	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	518	$47.5k0.03%	0.03%	Added +314	+314 153.9%
70	MICRON TECHNOLOGY INC COM MU	MU	282	$47.1k0.03%	0.03%	Added +1	+1 0.4%
71	FIRST TR EXCH TRADED FD III FT VEST SMID SDVD	SDVD	2,163	$46.8k0.03%	0.03%	Unchanged
72	FORD MTR CO COM F	F	3,393	$40.6k0.03%	0.03%	Unchanged
73	HOME DEPOT INC COM HD	HD	90	$36.5k0.02%	0.02%	Unchanged
74	LYONDELLBASELL INDUSTRIES N SHS - A - LYB	LYB	706	$34.6k0.02%	0.02%	Reduced -51.6k	-51,607 -98.7%
75	OMNICOM GROUP INC COM OMC	OMC	403	$32.9k0.02%	0.02%	Unchanged
76	KIMBERLY-CLARK CORP COM KMB	KMB	260	$32.3k0.02%	0.02%	Added +10	+10 4.0%
77	META PLATFORMS INC CL A META	META	42	$30.8k0.02%	0.02%	Unchanged
78	DISNEY WALT CO COM DIS	DIS	262	$30.0k0.02%	0.02%	Reduced -150	-150 -36.4%
79	BLACKROCK INC COM BLK	BLK	25	$29.1k0.02%	0.02%	Unchanged
80	LOWES COS INC COM LOW	LOW	112	$28.1k0.02%	0.02%	Unchanged
81	NETFLIX INC COM NFLX	NFLX	23	$27.6k0.02%	0.02%	Unchanged
82	CONSTELLATION BRANDS INC CL A STZ	STZ	200	$26.9k0.02%	0.02%	Unchanged
83	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	152	$25.6k0.02%	0.02%	Unchanged
84	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	405	$23.3k0.02%	0.02%	Unchanged
85	NEWMONT CORP COM NEM	NEM	273	$23.0k0.01%	0.01%	Added +1	+1 0.4%
86	COSTCO WHSL CORP NEW COM COST	COST	23	$21.3k0.01%	0.01%	Reduced -5	-5 -17.9%
87	ISHARES TR SELECT DIVID ETF DVY	DVY	149	$21.2k0.01%	0.01%	Unchanged
88	AMAZON COM INC COM AMZN	AMZN	89	$19.5k0.01%	0.01%	Unchanged
89	CONAGRA BRANDS INC COM CAG	CAG	949	$17.4k0.01%	0.01%	Reduced -158.3k	-158,275 -99.4%
90	PROCTER AND GAMBLE CO COM PG	PG	109	$16.7k0.01%	0.01%	Unchanged
91	GENERAL MTRS CO COM GM	GM	250	$15.2k0.01%	0.01%	Reduced -50	-50 -16.7%
92	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	30	$15.1k0.01%	0.01%	Added +8	+8 36.4%
93	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	50	$14.7k0.01%	0.01%	Unchanged
94	ENTERGY CORP NEW COM ETR	ETR	154	$14.4k0.01%	0.01%	Unchanged
95	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	256	$12.9k0.01%	0.01%	Added +3	+3 1.2%
96	ALTRIA GROUP INC COM MO	MO	170	$11.2k0.01%	0.01%	Reduced -20	-20 -10.5%
97	MONDELEZ INTL INC CL A MDLZ	MDLZ	167	$10.5k0.01%	0.01%	Added +1	+1 0.6%
98	ISHARES TR CORE S&P MCP ETF IJH	IJH	155	$10.1k0.01%	0.01%	Unchanged
99	SOUNDHOUND AI INC CLASS A COM SOUN	SOUN	629	$10.1k0.01%	0.01%	Unchanged
100	NASDAQ INC COM NDAQ	NDAQ	112	$9.9k0.01%	0.01%	Unchanged

Sold out since Q2 2025

Security	Ticker	Shares held before	Value then
AMPLIFY ETF TR DIVO	DIVO	564	$24.0k564 shares
NEOS ETF TRUST QQQI	QQQI	441	$22.9k441 shares
JANUS DETROIT STR TR JSI	JSI	289	$15.2k289 shares
BONDBLOXX ETF TRUST PCMM	PCMM	295	$14.9k295 shares
ELI LILLY & CO LLY	LLY	15	$11.7k15 shares
AMERIPRISE FINL INC AMP	AMP	14	$7.5k14 shares
HASHDEX NASDAQ CME CRYPTO NCIQ	NCIQ	186	$5.1k186 shares
PAYONEER GLOBAL INC PAYO	PAYO	175	$1.2k175 shares
ALIBABA GROUP HLDG LTD BABA	BABA	10	$1.1k10 shares
CAPITAL ONE FINL CORP COF	COF	5	$1.1k5 shares
AMERICAN CENTY ETF TR AVGE	AVGE	13	$1.0k13 shares
TERADATA CORP DEL TDC	TDC	40	$89240 shares
ACM RESH INC ACMR	ACMR	25	$64825 shares
BAIDU INC BIDU	BIDU	7	$6007 shares
JD.COM INC JD	JD	10	$32610 shares
OCEANEERING INTL INC OII	OII	15	$31115 shares