Vault-13

NEOS ETF TRUST QQQI

NASDAQ 100 HIGH · ETP · CUSIP 78433H675

208 institutional holders +72 vs Q2 2025
8,785,8408.8m shares reported held*
$476.5mreported value*
85 new 93 added 14 reduced 14 sold out net bought ≈ $231.4m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.23. Options: 4 managers hold calls ($12.6m notional), 6 hold puts ($25.0m).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q1 24: 12Q2 24: 32Q3 24: 48Q4 24: 71Q1 25: 92Q2 25: 136Q3 25: 208208Q1 24Q3 24Q1 25Q3 25
Numbers
QuarterHolders
Q1 202412
Q2 202432
Q3 202448
Q4 202471
Q1 202592
Q2 2025136
Q3 2025208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 25 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 74 bought or addedQ1 25: 22 cut or sold outQ1 25Q2 25: 113 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 178 bought or addedQ3 25: 28 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q2 2024255
Q3 2024379
Q4 20245413
Q1 20257422
Q2 202511318
Q3 202517828

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 24 calls: $371.8kQ4 24 puts: $958.4kQ4 24P/C 2.58Q1 25 calls: $763.6kQ1 25 puts: $1.8mQ1 25P/C 2.29Q2 25 calls: $2.6mQ2 25 puts: $5.2mQ2 25P/C 2.03Q3 25 calls: $12.6mQ3 25 puts: $25.0mQ3 25P/C 1.99
Numbers
QuarterCallsPutsP/C
Q4 2024$371.8k$958.4k2.58
Q1 2025$763.6k$1.8m2.29
Q2 2025$2.6m$5.2m2.03
Q3 2025$12.6m$25.0m1.99

Biggest buyers

LPL Financial LLC Added +570,237+570.2k
Howard Capital Management, LLC New +558,439+558.4k
Merit Financial Group, LLC New +492,567+492.6k
MADDEN SECURITIES Corp Added +190,930+190.9k
ROYAL BANK OF CANADA Added +174,433+174.4k
MML INVESTORS SERVICES, LLC Added +160,918+160.9k
Apollon Wealth Management, LLC Added +142,839+142.8k
JANE STREET GROUP, LLC New +140,958+141.0k
INDEPENDENT FINANCIAL GROUP, LLC Added +114,859+114.9k
UBS Group AG Added +111,284+111.3k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -141,500-141.5k
Quadrature Capital Ltd Sold out -89,941-89.9k
Cascade Wealth Advisors, Inc Reduced -71,173-71.2k
GOLDMAN SACHS GROUP INC Sold out -10,000-10.0k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -9,574-9.6k
COMMERCE BANK Sold out -9,433-9.4k
Park Square Financial Group, LLC Sold out -8,250-8.2k
HUB Investment Partners, LLC Sold out -7,825-7.8k
PVG ASSET MANAGEMENT CORP Sold out -6,581-6.6k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -4,358-4.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $7.3m133.9k shares
CITADEL ADVISORS LLC Reduced $2.5m46.5k shares
JANE STREET GROUP, LLC New $1.8m32.7k shares
WOLVERINE TRADING, LLC New $1.0m19.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $13.4m247.3k shares
CITADEL ADVISORS LLC Reduced $3.9m72.6k shares
SIMPLEX TRADING, LLC New $3.4m61.1k shares
GROUP ONE TRADING LLC New $2.0m36.8k shares
WOLVERINE TRADING, LLC New $1.3m24.6k shares
JANE STREET GROUP, LLC New $926.8k17.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,346,0151.3m $73.0m $73.0m 0.02% Added +570.2k +570,237
2 Howard Capital Management, LLC 0.40% of their portfolio Alpharetta, GA 558,439558.4k $30.3m $30.3m 0.40% New
3 Second Half Financial Partners, LLC 11.93% of their portfolio SEBRING, FL 499,503499.5k $27.1m $27.1m 11.93% Reduced -3.7k -3,659
4 Merit Financial Group, LLC 0.25% of their portfolio ALPHARETTA, GA 492,567492.6k $26.7m $26.7m 0.25% New
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 339,445339.4k $18.4m $18.4m 0.00% Added +174.4k +174,433
6 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 322,263322.3k $17.5m $17.5m 0.05% Added +160.9k +160,918
7 INDEPENDENT FINANCIAL GROUP, LLC 0.39% of their portfolio SAN DIEGO, CA 299,721299.7k $16.2m $16.2m 0.39% Added +114.9k +114,859
8 MADDEN SECURITIES Corp 3.83% of their portfolio DALLAS, TX 230,905230.9k $12.5m $12.5m 3.83% Added +190.9k +190,930
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 212,848212.8k $11.5m $11.5m 0.00% Added +111.3k +111,284
10 MBL Wealth, LLC 0.99% of their portfolio CHARLOTTE, NC 208,892208.9k $11.3m $11.3m 0.99% Added +89.5k +89,491
11 Apollon Wealth Management, LLC 0.19% of their portfolio MOUNT PLEASANT, SC 201,125201.1k $10.9m $10.9m 0.19% Added +142.8k +142,839
12 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 193,175193.2k $10.5m $10.5m 0.05% Added +28.5k +28,531
13 Capital Investment Advisory Services, LLC 0.72% of their portfolio RALEIGH, NC 168,092168.1k $9.1m $9.1m 0.72% Added +51.2k +51,228
14 Cascade Wealth Advisors, Inc 4.30% of their portfolio WENATCHEE, WA 158,168158.2k $8.7m $8.7m 4.30% Reduced -71.2k -71,173
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 157,870157.9k $8.6m $8.6m 0.00% Added +84.0k +84,000
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 140,958141.0k $7.6m $7.6m 0.01% New
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 110,021110.0k $6.0m $6.0m 0.01% Added +17.5k +17,492
18 Chung Wu Investment Group, LLC 4.49% of their portfolio SUGAR LAND, TX 99,51699.5k $5.4m $5.4m 4.49% New
19 StoneCrest Wealth Management, Inc. 2.27% of their portfolio CHANDLER, AZ 95,61095.6k $5.2m $5.2m 2.27% New
20 Palacios Wealth Management, LLC 3.22% of their portfolio ORMOND BEACH, FL 90,19190.2k $4.9m $4.9m 3.22% Added +43.3k +43,292
21 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 86,94186.9k $4.7m $4.7m 0.01% Added +52.9k +52,890
22 RFG Advisory, LLC 0.10% of their portfolio BIRMINGHAM, AL 86,47986.5k $4.7m $4.7m 0.10% Added +24.3k +24,340
23 Summit Financial, LLC 0.07% of their portfolio PARSIPPANY, NJ 84,21684.2k $4.6m $4.6m 0.07% New
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 83,43383.4k $4.5m $4.5m 0.01% Added +32.7k +32,659
25 RiverTree Advisors, LLC 2.78% of their portfolio WINTER PARK, FL 79,98680.0k $4.3m $4.3m 2.78% Added +28.6k +28,596
26 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 71,16071.2k $3.9m $3.9m 0.05% Added +15.3k +15,293
27 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 69,48569.5k $3.8m $3.8m 0.01% New
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 68,56068.6k $3.7m $3.7m 0.01% Added +50.0k +50,039
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,24267.2k $3.6m $3.6m 0.00% Added +49.8k +49,795
30 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 65,49365.5k $3.5m $3.5m 0.05% Added +39.2k +39,209
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,56062.6k $3.4m $3.4m 0.00% Added +42.4k +42,366
32 PFG Investments, LLC 0.17% of their portfolio WOODBURY, NY 61,99662.0k $3.4m $3.4m 0.17% Added +10.3k +10,302
33 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,22060.2k $3.3m $3.3m 0.01% Added +21.4k +21,383
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 52,88752.9k $2.9m $2.9m 0.01% Added +46.0k +45,997
35 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 49,25049.2k $2.7m $2.7m 0.01% Unchanged
36 PSI Advisors, LLC 0.64% of their portfolio TAMPA, FL 46,18446.2k $2.5m $2.5m 0.64% New
37 NFSG Corp 0.36% of their portfolio BOCA RATON, FL 44,98545.0k $2.4m $2.4m 0.36% Added +7.3k +7,315
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,96844.0k $2.4m $2.4m 0.00% Added +11.3k +11,268
39 Grantvest Financial Group LLC 1.64% of their portfolio MATAWAN, NJ 43,71143.7k $2.4m $2.4m 1.64% Added +998 +998
40 Arete Wealth Advisors, LLC 0.15% of their portfolio CHICAGO, IL 43,37943.4k $2.4m $2.4m 0.15% Added +13.3k +13,315
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,55342.6k $2.3m $2.3m 0.01% Added +18.9k +18,947
42 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 42,10342.1k $2.2m $2.2m 0.01% Added +17.1k +17,052
43 Teamwork Financial Advisors, LLC 0.24% of their portfolio San Antonio, TX 41,41741.4k $2.2m $2.2m 0.24% Added +9.0k +8,967
44 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 38,11938.1k $2.1m $2.1m 0.02% Added +10.8k +10,845
45 Alpha Financial Partners LLC 1.20% of their portfolio LEXINGTON, KY 33,94033.9k $1.8m $1.8m 1.20% Added +9.9k +9,859
46 Kaizen Financial Strategies 0.83% of their portfolio CAMPBELL, CA 33,75233.8k $1.8m $1.8m 0.83% New
47 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 32,52532.5k $1.8m $1.8m 0.03% Added +19.5k +19,529
48 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 31,31931.3k $1.7m $1.7m 0.05% Added +6.1k +6,070
49 Owen LaRue, LLC 0.66% of their portfolio ELIZABETHTOWN, KY 31,01731.0k $1.7m $1.7m 0.66% Added +16.2k +16,196
50 FSA Advisors, Inc. 1.32% of their portfolio TROY, MI 30,69130.7k $1.7m $1.7m 1.32% Added +7.5k +7,498
51 Tactive Advisors, LLC 0.46% of their portfolio Jacksonville, FL 29,80329.8k $1.6m $1.6m 0.46% New
52 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 29,63229.6k $1.6m $1.6m 0.02% New
53 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 27,50027.5k $1.5m $1.5m 0.00% Reduced -141.5k -141,500
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,87726.9k $1.5m $1.5m 0.00% Added +3.7k +3,683
55 BlueStem Wealth Partners, LLC 0.17% of their portfolio MINNETONKA, MN 26,80526.8k $1.5m $1.5m 0.17% Added +7.8k +7,782
56 CAP Partners, LLC 0.82% of their portfolio FRANKLIN, TN 26,63126.6k $1.4m $1.4m 0.82% Added +1.8k +1,774
57 Davies Financial Advisors, Inc. 1.16% of their portfolio MURRIETA, CA 26,30026.3k $1.4m $1.4m 1.16% Added +16.3k +16,278
58 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 24,77824.8k $1.3m $1.3m 0.05% New
59 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 24,44524.4k $1.3m $1.3m 0.02% Added +8.8k +8,765
60 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 24,32724.3k $1.3m $1.3m 0.03% New
61 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 24,29524.3k $1.3m $1.3m 0.05% Added +1.4k +1,421
62 Garden State Investment Advisory Services LLC 0.33% of their portfolio Red Bank, NJ 24,05224.1k $1.3m $1.3m 0.33% Added +7.4k +7,438
63 High Net Worth Advisory Group LLC 0.28% of their portfolio NAPLES, FL 21,72721.7k $1.2m $1.2m 0.28% Added +3.8k +3,816
64 Gainplan LLC 0.49% of their portfolio BLOOMFIELD HILLS, MI 21,20421.2k $1.1m $1.1m 0.49% Added +4.5k +4,517
65 Fortis Group Advisors, LLC 0.19% of their portfolio WESTWOOD, NJ 20,02820.0k $1.1m $1.1m 0.19% Added +2.9k +2,903
66 Clearstead Advisors, LLC 0.02% of their portfolio CLEVELAND, OH 19,21319.2k $1.0m $1.0m 0.02% New
67 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 18,75518.8k $1.0m $1.0m 0.01% New
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,16417.2k $935.4k $935.4k 0.00% New
69 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 16,67616.7k $903.8k $903.8k 0.00% New
70 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 16,65616.7k $902.8k $902.8k 0.01% Added +350 +350
71 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 16,24816.2k $880.7k $880.7k 0.04% Added +1.6k +1,620
72 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 15,87515.9k $860.4k $860.4k 0.00% Added +3.3k +3,274
73 DIVERSIFY WEALTH MANAGEMENT, LLC 0.05% of their portfolio SANDY, UT 15,86815.9k $883.9k $883.9k 0.05% Added +8.7k +8,681
74 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 15,22215.2k $825.0k $825.0k 0.01% New
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,04315.0k $815.3k $815.3k 0.00% New
76 Keystone Financial Group 0.06% of their portfolio LEXINGTON, KY 14,58014.6k $790.2k $790.2k 0.06% Added +10.6k +10,580
77 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 14,12414.1k $776.5k $776.5k 0.08% Added +934 +934
78 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 13,92313.9k $754.6k $754.6k 0.01% Added +3.7k +3,667
79 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,17512.2k $671.3k $671.3k 0.01% Unchanged
80 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 11,96112.0k $648.3k $648.3k 0.06% New
81 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 11,48711.5k $622.6k $622.6k 0.03% New
82 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 11,38711.4k $617.2k $617.2k 0.02% Added +1.7k +1,687
83 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,38411.4k $617.0k $617.0k 0.00% New
84 WORLD EQUITY GROUP, INC. 0.14% of their portfolio SCHAUMBURG, IL 11,22711.2k $608.5k $608.5k 0.14% Added +2.9k +2,886
85 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 11,20011.2k $607.1k $607.1k 0.01% New
86 SEAVIEW INVESTMENT MANAGERS LLC 0.22% of their portfolio MIAMI, FL 11,08211.1k $600.6k $600.6k 0.22% New
87 Lifestyle Asset Management, Inc. 0.20% of their portfolio FRIENDSWOOD, TX 10,60610.6k $574.8k $574.8k 0.20% New
88 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,47910.5k $567.4k $567.4k 0.00% Added +6.3k +6,303
89 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 9,8349.8k $533.0k $533.0k 0.01% New
90 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,7409.7k $527.9k $527.9k 0.00% Added +348 +348
91 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,7069.7k $526.1k $526.1k 0.00% Added +4.2k +4,212
92 PMG Family Office LLC 0.59% of their portfolio PLANO, TX 9,6619.7k $523.6k $523.6k 0.59% First filing
93 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,5789.6k $519.0k $519.0k 0.00% New
94 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 9,4609.5k $512.7k $512.7k 0.05% New
95 MILESTONE ASSET MANAGEMENT, LLC 0.09% of their portfolio PITTSBURGH, PA 9,2299.2k $500.2k $500.2k 0.09% New
96 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 9,1639.2k $496.6k $496.6k 0.03% Added +897 +897
97 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio CONCORD, MA 9,1209.1k $494.3k $494.3k 0.06% Added +1.8k +1,811
98 CWA Asset Management Group, LLC 0.02% of their portfolio NAPLES, FL 9,0829.1k $492.2k $492.2k 0.02% New
99 NORDEN GROUP LLC 0.05% of their portfolio PROVO, UT 8,9679.0k $486.0k $486.0k 0.05% Added +3.7k +3,666
100 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 8,7508.8k $474.2k $474.2k 0.07% Added +3.2k +3,200