ALLEN WEALTH MANAGEMENT, LLC

Boone, NC · CIK 2012003 · 13F filing filed 2026-05-08

SEC-registered investment adviser since 2005 · limited liability company

Assets managed$664.3m
Staff7 · 4 in investment roles
Main clients (by assets)High net worth individuals 67%, Individuals 32%
Websiteallenwealthmanagement.com
Form ADV · 2026-01-29SEC adviser record

$199.8m reported value +20.2% vs Q4 2025

59positions

70.7%in top 10

3 new 17 added 29 reduced 4 sold out vs Q4 2025

Holdings, Q1 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS VALUE ETF VTV	VTV	159,176	$31.2m15.63%	15.63%	Added +6.2k	+6,236 4.1%
2	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	962,107	$26.8m13.41%	13.41%	Added +43.2k	+43,202 4.7%
3	VANGUARD WORLD FD ENERGY ETF VDE	VDE	108,606	$18.8m9.41%	9.41%	Added +8.5k	+8,474 8.5%
4	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	291,996	$15.4m7.71%	7.71%	Added +32.3k	+32,274 12.4%
5	VANGUARD INDEX FDS MID CAP ETF VO	VO	52,316	$15.0m7.52%	7.52%	Added +7.7k	+7,676 17.2%
6	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	95,954	$14.1m7.04%	7.04%	New
7	EXXON MOBIL CORP COM XOM	XOM	34,311	$5.8m2.91%	2.91%	Reduced -1.2k	-1,182 -3.3%
8	CHEVRON CORP NEW COM CVX	CVX	26,609	$5.5m2.76%	2.76%	Reduced -220	-220 -0.8%
9	ALPS ETF TR ALERIAN MLP AMLP	AMLP	94,314	$5.0m2.48%	2.48%	Reduced -11.7k	-11,728 -11.1%
10	LOCKHEED MARTIN CORP COM LMT	LMT	6,137	$3.7m1.86%	1.86%	Reduced -411	-411 -6.3%
11	CISCO SYS INC COM CSCO	CSCO	39,762	$3.1m1.54%	1.54%	Reduced -1.5k	-1,517 -3.7%
12	MERCK & CO INC COM MRK	MRK	25,195	$3.0m1.52%	1.52%	Added +434	+434 1.8%
13	JOHNSON & JOHNSON COM JNJ	JNJ	11,545	$2.8m1.41%	1.41%	Added +104	+104 0.9%
14	CITIGROUP INC COM NEW C	C	23,335	$2.6m1.32%	1.32%	Reduced -1.5k	-1,466 -5.9%
15	APPLE INC COM AAPL	AAPL	10,185	$2.6m1.29%	1.29%	Reduced -374	-374 -3.5%
16	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	7,259	$2.5m1.23%	1.23%	Reduced -1.4k	-1,375 -15.9%
17	RIO TINTO PLC SPONSORED ADR RIO	RIO	26,036	$2.4m1.22%	1.22%	Reduced -2.4k	-2,385 -8.4%
18	SCHLUMBERGER LTD COM STK SLB	SLB	43,190	$2.2m1.11%	1.11%	Reduced -224	-224 -0.5%
19	LINCOLN NATL CORP IND COM LNC	LNC	58,752	$2.1m1.04%	1.04%	Added +2.7k	+2,706 4.8%
20	BANK NEW YORK MELLON CORP COM BNY	BNY	17,457	$2.1m1.04%	1.04%	Reduced -1.2k	-1,170 -6.3%
21	SONOCO PRODS CO COM SON	SON	37,432	$2.0m1.01%	1.01%	Added +4.6k	+4,629 14.1%
22	PEPSICO INC COM PEP	PEP	12,999	$2.0m1.01%	1.01%	Added +1.2k	+1,250 10.6%
23	MEDTRONIC PLC SHS MDT	MDT	22,154	$1.9m0.96%	0.96%	Added +620	+620 2.9%
24	CATERPILLAR INC COM CAT	CAT	2,526	$1.8m0.90%	0.90%	Reduced -245	-245 -8.8%
25	PUBLIC STORAGE COM PSA	PSA	6,417	$1.7m0.87%	0.87%	Added +537	+537 9.1%
26	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	8,469	$1.7m0.84%	0.84%	New
27	KIMBERLY-CLARK CORP COM KMB	KMB	17,139	$1.7m0.83%	0.83%	Added +5.9k	+5,885 52.3%
28	PRICE T ROWE GROUP INC COM TROW	TROW	17,566	$1.6m0.79%	0.79%	Added +3.1k	+3,075 21.2%
29	STANLEY BLACK & DECKER INC COM SWK	SWK	21,947	$1.6m0.78%	0.78%	Added +2.4k	+2,388 12.2%
30	DUKE ENERGY CORP NEW COM NEW DUK	DUK	11,552	$1.5m0.76%	0.76%	Reduced -400	-400 -3.4%
31	COCA COLA CO COM KO	KO	13,793	$1.0m0.53%	0.53%	Reduced -630	-630 -4.4%
32	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	23,604	$893.2k0.45%	0.45%	Reduced -2.3k	-2,272 -8.8%
33	UNILEVER PLC SPON ADR NEW UL	UL	15,055	$857.7k0.43%	0.43%	Reduced -479	-479 -3.1%
34	JPMORGAN CHASE & CO COM JPM	JPM	2,867	$843.4k0.42%	0.42%	Reduced -113	-113 -3.8%
35	AMGEN INC COM AMGN	AMGN	2,344	$824.7k0.41%	0.41%	Reduced -124	-124 -5.0%
36	PFIZER INC COM PFE	PFE	29,040	$815.5k0.41%	0.41%	Reduced -2.3k	-2,262 -7.2%
37	WALMART INC COM WMT	WMT	6,389	$794.0k0.40%	0.40%	Unchanged
38	FEDEX CORP COM FDX	FDX	2,205	$785.4k0.39%	0.39%	Unchanged
39	MICROSOFT CORP COM MSFT	MSFT	2,049	$758.5k0.38%	0.38%	Added +5	+5 0.2%
40	VISA INC COM CL A V	V	2,501	$755.9k0.38%	0.38%	Reduced -90	-90 -3.5%
41	NOVARTIS AG SPONSORED ADR NVS	NVS	4,370	$667.5k0.33%	0.33%	Reduced -200	-200 -4.4%
42	PROCTER AND GAMBLE CO COM PG	PG	4,604	$665.0k0.33%	0.33%	Reduced -100	-100 -2.1%
43	AMAZON COM INC COM AMZN	AMZN	2,636	$549.0k0.27%	0.27%	Added +444	+444 20.3%
44	NORTHROP GRUMMAN CORP COM NOC	NOC	795	$542.4k0.27%	0.27%	Reduced -5	-5 -0.6%
45	BANK AMERICA CORP COM BAC	BAC	8,420	$410.5k0.21%	0.21%	Reduced -303	-303 -3.5%
46	SPDR GOLD TR GOLD SHS GLD	GLD	937	$403.2k0.20%	0.20%	Unchanged
47	WASTE MGMT INC DEL COM WM	WM	1,609	$369.7k0.19%	0.19%	Reduced -17	-17 -1.1%
48	STARBUCKS CORP COM SBUX	SBUX	4,083	$365.8k0.18%	0.18%	Reduced -878	-878 -17.7%
49	ALPHABET INC CAP STK CL C GOOG	GOOG	1,260	$361.4k0.18%	0.18%	Reduced -187	-187 -12.9%
50	NEWMONT CORP COM NEM	NEM	3,338	$361.3k0.18%	0.18%	Unchanged
51	VERIZON COMMUNICATIONS INC COM VZ	VZ	7,046	$353.7k0.18%	0.18%	Unchanged
52	MCDONALDS CORP COM MCD	MCD	1,047	$325.4k0.16%	0.16%	Unchanged
53	GENERAL DYNAMICS CORP COM GD	GD	914	$313.7k0.16%	0.16%	Unchanged
54	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	476	$274.7k0.14%	0.14%	New
55	METLIFE INC COM MET	MET	3,766	$266.4k0.13%	0.13%	Reduced -198	-198 -5.0%
56	LOWES COS INC COM LOW	LOW	1,068	$252.3k0.13%	0.13%	Reduced -133	-133 -11.1%
57	PHILIP MORRIS INTL INC COM PM	PM	1,509	$249.5k0.12%	0.12%	Unchanged
58	ABBVIE INC COM ABBV	ABBV	1,125	$244.7k0.12%	0.12%	Unchanged
59	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	457	$219.0k0.11%	0.11%	Unchanged

Sold out since Q4 2025

Security	Ticker	Shares held before	Value then
NOVO-NORDISK A S NVO	NVO	34,151	$1.7m34.2k shares
AUTOMATIC DATA PROCESSING IN ADP	ADP	1,070	$275.4k1.1k shares
TESLA INC TSLA	TSLA	494	$222.2k494 shares
ALLSTATE CORP ALL	ALL	1,031	$214.6k1.0k shares