ALLEN WEALTH MANAGEMENT, LLC

Boone, NC · CIK 2012003 · 13F filing filed 2026-01-23

SEC-registered investment adviser since 2005 · limited liability company

Assets managed$664.3m
Staff7 · 4 in investment roles
Main clients (by assets)High net worth individuals 67%, Individuals 32%
Websiteallenwealthmanagement.com
Form ADV · 2026-01-29SEC adviser record

$166.2m reported value +12.7% vs Q3 2025

60positions

67.7%in top 10

5 new 22 added 27 reduced 2 sold out vs Q3 2025

Holdings, Q4 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS VALUE ETF VTV	VTV	152,940	$29.2m17.58%	17.58%	Reduced -5.1k	-5,145 -3.2%
2	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	918,905	$25.0m15.05%	15.05%	Reduced -51.7k	-51,670 -5.3%
3	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	259,722	$13.0m7.80%	7.80%	New
4	VANGUARD INDEX FDS MID CAP ETF VO	VO	44,640	$13.0m7.80%	7.80%	New
5	VANGUARD WORLD FD ENERGY ETF VDE	VDE	100,132	$12.6m7.59%	7.59%	Added +4.3k	+4,258 4.4%
6	ALPS ETF TR ALERIAN MLP AMLP	AMLP	106,042	$5.0m3.00%	3.00%	Reduced -223.5k	-223,479 -67.8%
7	EXXON MOBIL CORP COM XOM	XOM	35,493	$4.3m2.57%	2.57%	Reduced -687	-687 -1.9%
8	CHEVRON CORP NEW COM CVX	CVX	26,829	$4.1m2.46%	2.46%	Added +194	+194 0.7%
9	CISCO SYS INC COM CSCO	CSCO	41,279	$3.2m1.91%	1.91%	Reduced -2.0k	-1,976 -4.6%
10	LOCKHEED MARTIN CORP COM LMT	LMT	6,548	$3.2m1.91%	1.91%	Reduced -84	-84 -1.3%
11	CITIGROUP INC COM NEW C	C	24,801	$2.9m1.74%	1.74%	Reduced -906	-906 -3.5%
12	APPLE INC COM AAPL	AAPL	10,559	$2.9m1.73%	1.73%	Added +190	+190 1.8%
13	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	8,634	$2.6m1.58%	1.58%	Reduced -688	-688 -7.4%
14	MERCK & CO INC COM MRK	MRK	24,761	$2.6m1.57%	1.57%	Reduced -871	-871 -3.4%
15	LINCOLN NATL CORP IND COM LNC	LNC	56,046	$2.5m1.50%	1.50%	Added +400	+400 0.7%
16	JOHNSON & JOHNSON COM JNJ	JNJ	11,441	$2.4m1.42%	1.42%	Added +514	+514 4.7%
17	RIO TINTO PLC SPONSORED ADR RIO	RIO	28,421	$2.3m1.37%	1.37%	Added +453	+453 1.6%
18	BANK NEW YORK MELLON CORP COM BNY	BNY	18,627	$2.2m1.30%	1.30%	Reduced -2.7k	-2,712 -12.7%
19	MEDTRONIC PLC SHS MDT	MDT	21,534	$2.1m1.24%	1.24%	Added +157	+157 0.7%
20	NOVO-NORDISK A S ADR NVO	NVO	34,151	$1.7m1.05%	1.05%	Added +3.2k	+3,246 10.5%
21	PEPSICO INC COM PEP	PEP	11,749	$1.7m1.01%	1.01%	Added +504	+504 4.5%
22	SCHLUMBERGER LTD COM STK SLB	SLB	43,414	$1.7m1.00%	1.00%	Added +1.1k	+1,089 2.6%
23	CATERPILLAR INC COM CAT	CAT	2,771	$1.6m0.96%	0.96%	Reduced -400	-400 -12.6%
24	PUBLIC STORAGE COM PSA	PSA	5,880	$1.5m0.92%	0.92%	Reduced -516	-516 -8.1%
25	PRICE T ROWE GROUP INC COM TROW	TROW	14,491	$1.5m0.89%	0.89%	Added +636	+636 4.6%
26	STANLEY BLACK & DECKER INC COM SWK	SWK	19,559	$1.5m0.87%	0.87%	Reduced -2.0k	-1,973 -9.2%
27	SONOCO PRODS CO COM SON	SON	32,803	$1.4m0.86%	0.86%	Reduced -1.7k	-1,744 -5.0%
28	DUKE ENERGY CORP NEW COM NEW DUK	DUK	11,952	$1.4m0.84%	0.84%	Added +1.0k	+1,012 9.2%
29	KIMBERLY-CLARK CORP COM KMB	KMB	11,254	$1.1m0.68%	0.68%	New
30	UNILEVER PLC SPON ADR NEW UL	UL	15,534	$1.0m0.61%	0.61%	New
31	COCA COLA CO COM KO	KO	14,423	$1.0m0.61%	0.61%	Added +650	+650 4.7%
32	MICROSOFT CORP COM MSFT	MSFT	2,044	$988.5k0.59%	0.59%	Added +210	+210 11.4%
33	JPMORGAN CHASE & CO COM JPM	JPM	2,980	$960.2k0.58%	0.58%	Added +104	+104 3.6%
34	VISA INC COM CL A V	V	2,591	$908.7k0.55%	0.55%	Reduced -175	-175 -6.3%
35	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	25,876	$829.6k0.50%	0.50%	Reduced -1.6k	-1,600 -5.8%
36	AMGEN INC COM AMGN	AMGN	2,468	$807.8k0.49%	0.49%	Reduced -10	-10 -0.4%
37	PFIZER INC COM PFE	PFE	31,302	$779.4k0.47%	0.47%	Reduced -4.4k	-4,353 -12.2%
38	WALMART INC COM WMT	WMT	6,389	$711.8k0.43%	0.43%	Reduced -30	-30 -0.5%
39	PROCTER AND GAMBLE CO COM PG	PG	4,704	$674.1k0.41%	0.41%	Added +265	+265 6.0%
40	FEDEX CORP COM FDX	FDX	2,205	$636.9k0.38%	0.38%	Reduced -34	-34 -1.5%
41	NOVARTIS AG SPONSORED ADR NVS	NVS	4,570	$630.1k0.38%	0.38%	Added +400	+400 9.6%
42	AMAZON COM INC COM AMZN	AMZN	2,192	$506.0k0.30%	0.30%	Reduced -20	-20 -0.9%
43	BANK AMERICA CORP COM BAC	BAC	8,723	$479.8k0.29%	0.29%	Added +461	+461 5.6%
44	NORTHROP GRUMMAN CORP COM NOC	NOC	800	$456.2k0.27%	0.27%	Reduced -107	-107 -11.8%
45	ALPHABET INC CAP STK CL C GOOG	GOOG	1,447	$454.1k0.27%	0.27%	Unchanged
46	STARBUCKS CORP COM SBUX	SBUX	4,961	$417.8k0.25%	0.25%	Reduced -1.3k	-1,290 -20.6%
47	SPDR GOLD TR GOLD SHS GLD	GLD	937	$371.3k0.22%	0.22%	Unchanged
48	WASTE MGMT INC DEL COM WM	WM	1,626	$357.2k0.21%	0.21%	Unchanged
49	NEWMONT CORP COM NEM	NEM	3,338	$333.3k0.20%	0.20%	Reduced -267	-267 -7.4%
50	MCDONALDS CORP COM MCD	MCD	1,047	$320.0k0.19%	0.19%	Unchanged
51	METLIFE INC COM MET	MET	3,964	$313.0k0.19%	0.19%	Added +1	+1 0.0%
52	GENERAL DYNAMICS CORP COM GD	GD	914	$307.7k0.19%	0.19%	Unchanged
53	LOWES COS INC COM LOW	LOW	1,201	$289.6k0.17%	0.17%	Reduced -50	-50 -4.0%
54	VERIZON COMMUNICATIONS INC COM VZ	VZ	7,046	$287.0k0.17%	0.17%	Added +1.5k	+1,529 27.7%
55	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	1,070	$275.4k0.17%	0.17%	Unchanged
56	ABBVIE INC COM ABBV	ABBV	1,125	$257.1k0.15%	0.15%	Reduced -184	-184 -14.1%
57	PHILIP MORRIS INTL INC COM PM	PM	1,509	$242.0k0.15%	0.15%	Added +100	+100 7.1%
58	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	457	$229.7k0.14%	0.14%	Reduced -7	-7 -1.5%
59	TESLA INC COM TSLA	TSLA	494	$222.2k0.13%	0.13%	New
60	ALLSTATE CORP COM ALL	ALL	1,031	$214.6k0.13%	0.13%	Added +70	+70 7.3%

Sold out since Q3 2025

Security	Ticker	Shares held before	Value then
UNILEVER PLC		17,864	$1.1m17.9k shares
NETFLIX INC NFLX	NFLX	2,000	$239.8k2.0k shares