Vault-13

Herold Advisors, Inc.

New York, NY · CIK 1891713 · 13F filing filed 2022-11-08

SEC-registered investment adviser since 1976 · corporation

$205.8m reported value
188positions
24.5%in top 10
—no comparable previous quarter

Options: 0 call positions (— notional), 1 put positions ($2.3m notional) – listed below, not included above.

Holdings, Q3 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 APPLE INC COM AAPL AAPL 83,526 $11.5m5.61% 5.61% —
2 MICROSOFT CORP COM MSFT MSFT 34,961 $8.1m3.96% 3.96% —
3 MASTERCARD INCORPORATED CL A MA MA 17,580 $5.0m2.43% 2.43% —
4 VISA INC COM CL A V V 27,634 $4.9m2.39% 2.39% —
5 ABBVIE INC COM ABBV ABBV 32,398 $4.3m2.11% 2.11% —
6 BROOKFIELD INFRAST PARTNERS LP INT UNIT BIP BIP 120,250 $4.3m2.10% 2.10% —
7 JPMORGAN CHASE & CO COM JPM JPM 29,732 $3.1m1.51% 1.51% —
8 HOME DEPOT INC COM HD HD 11,126 $3.1m1.49% 1.49% —
9 CHEVRON CORP NEW COM CVX CVX 21,232 $3.0m1.48% 1.48% —
10 WALMART INC COM WMT WMT 22,743 $2.9m1.43% 1.43% —
11 ELI LILLY & CO COM LLY LLY 9,009 $2.9m1.42% 1.42% —
12 CVS HEALTH CORP COM CVS CVS 30,441 $2.9m1.41% 1.41% —
13 EXXON MOBIL CORP COM XOM XOM 33,039 $2.9m1.40% 1.40% —
14 JOHNSON & JOHNSON COM JNJ JNJ 17,469 $2.9m1.39% 1.39% —
15 PROCTER AND GAMBLE CO COM PG PG 22,422 $2.8m1.38% 1.38% —
16 NIKE INC CL B NKE NKE 33,976 $2.8m1.37% 1.37% —
17 SELECT SECTOR SPDR TR ENERGY XLE XLE 37,621 $2.7m1.32% 1.32% —
18 MERCK & CO INC COM MRK MRK 28,769 $2.5m1.20% 1.20% —
19 BROOKFIELD ASSET MGMT INC CL A LTD VT SH CL A LTD VT SH 59,340 $2.4m1.18% 1.18% —
20 COSTCO WHSL CORP NEW COM COST COST 5,057 $2.4m1.16% 1.16% —
21 INTERNATIONAL BUSINESS MACHS COM IBM IBM 19,723 $2.3m1.14% 1.14% —
22 AMERICAN TOWER CORP NEW COM AMT AMT 10,600 $2.3m1.11% 1.11% —
23 WASTE MGMT INC DEL COM WM WM 13,812 $2.2m1.08% 1.08% —
24 VERIZON COMMUNICATIONS INC COM VZ VZ 57,903 $2.2m1.07% 1.07% —
25 ONEOK INC NEW COM OKE OKE 41,962 $2.1m1.04% 1.04% —
26 BRISTOL-MYERS SQUIBB CO COM BMY BMY 29,823 $2.1m1.03% 1.03% —
27 ZOETIS INC CL A ZTS ZTS 13,843 $2.1m1.00% 1.00% —
28 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM OMFL OMFL 51,839 $2.0m0.98% 0.98% —
29 WP CAREY INC COM WPC WPC 28,526 $2.0m0.97% 0.97% —
30 INTUIT COM INTU INTU 5,120 $2.0m0.96% 0.96% —
31 ETF SER SOLUTIONS DISTILLATE US DSTL DSTL 51,724 $1.9m0.93% 0.93% —
32 GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC GSLC 26,825 $1.9m0.93% 0.93% —
33 CINTAS CORP COM CTAS CTAS 4,755 $1.8m0.90% 0.90% —
34 NVIDIA CORPORATION COM NVDA NVDA 15,024 $1.8m0.89% 0.89% —
35 CHUBB LIMITED COM CB CB 9,891 $1.8m0.87% 0.87% —
36 DEERE & CO COM DE DE 5,294 $1.8m0.86% 0.86% —
37 AMPHENOL CORP CL A APH APH 25,824 $1.7m0.84% 0.84% —
38 NEXTERA ENERGY INC COM NEE NEE 21,724 $1.7m0.83% 0.83% —
39 PHILLIPS 66 COM PSX PSX 20,847 $1.7m0.82% 0.82% —
40 UNITEDHEALTH GROUP INC COM UNH UNH 3,270 $1.7m0.80% 0.80% —
41 AMAZON COM INC COM AMZN AMZN 13,780 $1.6m0.76% 0.76% —
42 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT BEP BEP 49,556 $1.6m0.75% 0.75% —
43 ABBOTT LABS COM ABT ABT 15,942 $1.5m0.75% 0.75% —
44 TESLA INC COM TSLA TSLA 5,750 $1.5m0.74% 0.74% —
45 AVERY DENNISON CORP COM AVY AVY 9,279 $1.5m0.73% 0.73% —
46 NUCOR CORP COM NUE NUE 14,030 $1.5m0.73% 0.73% —
47 INTUITIVE SURGICAL INC COM NEW ISRG ISRG 7,950 $1.5m0.72% 0.72% —
48 HENRY JACK & ASSOC INC COM JKHY JKHY 8,120 $1.5m0.72% 0.72% —
49 PFIZER INC COM PFE PFE 32,101 $1.4m0.68% 0.68% —
50 QUALCOMM INC COM QCOM QCOM 12,377 $1.4m0.68% 0.68% —
51 AMERICAN CENTY ETF TR US EQT ETF AVUS AVUS 22,339 $1.4m0.68% 0.68% —
52 PROLOGIS INC. COM PLD PLD 13,423 $1.4m0.66% 0.66% —
53 TRACTOR SUPPLY CO COM TSCO TSCO 7,059 $1.3m0.64% 0.64% —
54 WISDOMTREE TR US QTLY DIV GRT DGRW DGRW 23,879 $1.3m0.63% 0.63% —
55 LOCKHEED MARTIN CORP COM LMT LMT 3,252 $1.3m0.61% 0.61% —
56 DISNEY WALT CO COM DIS DIS 13,227 $1.2m0.61% 0.61% —
57 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY RDVY 31,446 $1.2m0.59% 0.59% —
58 BLACKROCK INC COM BLK BLK 2,155 $1.2m0.58% 0.58% —
59 MCDONALDS CORP COM MCD MCD 4,987 $1.1m0.56% 0.56% —
60 NRG ENERGY INC COM NEW NRG NRG 28,846 $1.1m0.54% 0.54% —
61 WISDOMTREE TR EM EX ST-OWNED XSOE XSOE 43,541 $1.1m0.52% 0.52% —
62 SCHWAB STRATEGIC TR US LCAP GR ETF SCHG SCHG 19,120 $1.1m0.52% 0.52% —
63 UNION PAC CORP COM UNP UNP 5,406 $1.1m0.51% 0.51% —
64 IQVIA HLDGS INC COM IQV IQV 5,800 $1.1m0.51% 0.51% —
65 RTX CORPORATION COM RTX RTX 12,796 $1.0m0.51% 0.51% —
66 SHELL PLC SPON ADS SHEL SHEL 20,978 $1.0m0.51% 0.51% —
67 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI JEPI 19,710 $1.0m0.49% 0.49% —
68 BANK AMERICA CORP COM BAC BAC 33,343 $1.0m0.49% 0.49% —
69 CISCO SYS INC COM CSCO CSCO 25,110 $1.0m0.49% 0.49% —
70 CONSTELLATION BRANDS INC CL A STZ STZ 4,375 $1.0m0.49% 0.49% —
71 POOL CORP COM POOL POOL 3,100 $986.0k0.48% 0.48% —
72 ALPHABET INC CAP STK CL A GOOGL GOOGL 10,280 $983.0k0.48% 0.48% —
73 ISHARES TR CONV BD ETF ICVT ICVT 13,815 $951.0k0.46% 0.46% —
74 PEPSICO INC COM PEP PEP 5,780 $943.0k0.46% 0.46% —
75 WISDOMTREE TR US EFFICIENT COR NTSX NTSX 30,600 $935.0k0.45% 0.45% —
76 ISHARES TR CORE DIV GRWTH DGRO DGRO 20,906 $929.0k0.45% 0.45% —
77 WISDOMTREE TR US LARGECAP FUND EPS EPS 24,210 $929.0k0.45% 0.45% —
78 AT&T INC COM T T 59,659 $915.0k0.44% 0.44% —
79 L3HARRIS TECHNOLOGIES INC COM LHX LHX 4,305 $894.0k0.43% 0.43% —
80 SPDR SER TR BBG CONV SEC ETF CWB CWB 14,058 $889.0k0.43% 0.43% —
81 ICICI BANK LIMITED ADR IBN IBN 40,700 $853.0k0.41% 0.41% —
82 PUBLIC SVC ENTERPRISE GRP IN COM PEG PEG 15,108 $849.0k0.41% 0.41% —
83 META PLATFORMS INC CL A META META 6,200 $841.0k0.41% 0.41% —
84 COMCAST CORP NEW CL A CMCSA CMCSA 28,461 $834.0k0.41% 0.41% —
85 ALPHABET INC CAP STK CL C GOOG GOOG 8,200 $788.0k0.38% 0.38% —
86 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 2,950 $787.0k0.38% 0.38% —
87 GSK PLC SPONSORED ADR GSK GSK 26,558 $781.0k0.38% 0.38% —
88 EATON CORP PLC SHS ETN ETN 5,725 $763.0k0.37% 0.37% —
89 FLEXSHARES TR MORNSTAR UPSTR GUNR GUNR 19,635 $738.0k0.36% 0.36% —
90 CONSOLIDATED EDISON INC COM ED ED 8,138 $697.0k0.34% 0.34% —
91 AMERICAN CENTY ETF TR INTL EQT ETF AVDE AVDE 15,219 $694.0k0.34% 0.34% —
92 PACER FDS TR US CASH COWS 100 COWZ COWZ 16,369 $671.0k0.33% 0.33% —
93 MCCORMICK & CO INC COM NON VTG MKC MKC 9,380 $668.0k0.32% 0.32% —
94 BOEING CO COM BA BA 5,496 $665.0k0.32% 0.32% —
95 SPDR GOLD TR GOLD SHS GLD GLD 3,905 $603.0k0.29% 0.29% —
96 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG VIG 4,408 $595.0k0.29% 0.29% —
97 AIR PRODS & CHEMS INC COM APD APD 2,525 $587.0k0.29% 0.29% —
98 BNY MELLON ETF TRUST US LRG CP CORE BKLC BKLC 8,795 $584.0k0.28% 0.28% —
99 J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST JPST 11,406 $572.0k0.28% 0.28% —
100 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A COM SB VTG SHS A 13,616 $557.0k0.27% 0.27% —

Options (notional value)

UnderlyingTickerTypeShares controlled NotionalChange
S&P GLOBAL INC SPGI · Put SPGIPut 7,420 $2.3m7.4k shares —