Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2025-10-29

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$796.7m reported value +10.0% vs Q2 2025

272positions

36.0%in top 10

22 new 171 added 52 reduced 9 sold out vs Q2 2025

Options: 2 call positions ($35.2k notional), 1 put positions ($5.0k notional) – listed below, not included above.

Holdings, Q3 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	333,527	$62.2m7.81%	7.81%	Reduced -1.5k	-1,473 -0.4%
2	APPLE INC COM AAPL	AAPL	163,600	$41.7m5.23%	5.23%	Added +5.3k	+5,326 3.4%
3	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	596,689	$30.5m3.83%	3.83%	Added +95.0k	+94,952 18.9%
4	MICROSOFT CORP COM MSFT	MSFT	56,474	$29.3m3.67%	3.67%	Added +3.6k	+3,649 6.9%
5	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	772,102	$26.2m3.28%	3.28%	Added +47.3k	+47,254 6.5%
6	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	799,016	$24.2m3.04%	3.04%	Added +9.1k	+9,107 1.1%
7	ISHARES TR RUS 1000 GRW ETF IWF	IWF	42,499	$19.9m2.50%	2.50%	Added +150	+150 0.3%
8	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	806,141	$18.1m2.28%	2.28%	Added +26.7k	+26,667 3.4%
9	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	381,824	$17.7m2.22%	2.22%	Added +15.7k	+15,747 4.3%
10	META PLATFORMS INC CL A META	META	23,458	$17.2m2.16%	2.16%	Reduced -1.5k	-1,502 -6.0%
11	ISHARES TR 20 YR TR BD ETF TLT	TLT	164,764	$14.7m1.85%	1.85%	Added +13.9k	+13,948 9.2%
12	ISHARES TR S&P 500 VAL ETF IVE	IVE	67,484	$13.9m1.75%	1.75%	Reduced -227	-227 -0.3%
13	ALPHABET INC CAP STK CL C GOOG	GOOG	56,419	$13.7m1.72%	1.72%	Added +267	+267 0.5%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	90,874	$12.7m1.59%	1.59%	Reduced -1.6k	-1,626 -1.8%
15	ISHARES TR RUS MD CP GR ETF IWP	IWP	89,016	$12.7m1.59%	1.59%	Reduced -1.5k	-1,510 -1.7%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	211,982	$10.9m1.36%	1.36%	Added +12.5k	+12,504 6.3%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	106,546	$10.1m1.27%	1.27%	Reduced -2.7k	-2,687 -2.5%
18	JPMORGAN CHASE & CO COM JPM	JPM	30,710	$9.7m1.22%	1.22%	Added +3.3k	+3,265 11.9%
19	ISHARES TR IBOXX HI YD ETF HYG	HYG	110,529	$9.0m1.13%	1.13%	Reduced -98.1k	-98,078 -47.0%
20	WISDOMTREE TR WSDM EMKTBD FD EMCB	EMCB	128,712	$8.6m1.08%	1.08%	New
21	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	72,163	$8.5m1.07%	1.07%	Reduced -932	-932 -1.3%
22	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	79,950	$8.4m1.05%	1.05%	Added +1.5k	+1,509 1.9%
23	AMAZON COM INC COM AMZN	AMZN	36,427	$8.0m1.00%	1.00%	Added +1.3k	+1,319 3.8%
24	WALMART INC COM WMT	WMT	74,101	$7.6m0.96%	0.96%	Added +273	+273 0.4%
25	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	88,875	$7.0m0.87%	0.87%	Reduced -423	-423 -0.5%
26	ISHARES TR RUS 2000 GRW ETF IWO	IWO	21,465	$6.9m0.86%	0.86%	Added +1.5k	+1,464 7.3%
27	ISHARES TR SP SMCP600VL ETF IJS	IJS	61,692	$6.8m0.86%	0.86%	Added +886	+886 1.5%
28	MORGAN STANLEY COM NEW MS	MS	42,798	$6.8m0.85%	0.85%	Added +38	+38 0.1%
29	CUMMINS INC COM CMI	CMI	14,806	$6.3m0.78%	0.78%	Added +38	+38 0.3%
30	VISA INC COM CL A V	V	18,058	$6.2m0.77%	0.77%	Added +286	+286 1.6%
31	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	111,063	$6.1m0.77%	0.77%	Added +4.5k	+4,489 4.2%
32	HOME DEPOT INC COM HD	HD	15,138	$6.1m0.77%	0.77%	Reduced -257	-257 -1.7%
33	SALESFORCE INC COM CRM	CRM	25,708	$6.1m0.76%	0.76%	Added +11.5k	+11,462 80.5%
34	CATERPILLAR INC COM CAT	CAT	12,752	$6.1m0.76%	0.76%	Added +160	+160 1.3%
35	CENCORA INC COM COR	COR	18,759	$5.9m0.74%	0.74%	Added +217	+217 1.2%
36	CARDINAL HEALTH INC COM CAH	CAH	35,865	$5.6m0.71%	0.71%	Added +241	+241 0.7%
37	NETAPP INC COM NTAP	NTAP	47,356	$5.6m0.70%	0.70%	Added +609	+609 1.3%
38	SOUTHERN COPPER CORP COM SCCO	SCCO	45,837	$5.6m0.70%	0.70%	Added +1.4k	+1,387 3.1%
39	QUALCOMM INC COM QCOM	QCOM	32,359	$5.4m0.68%	0.68%	Added +566	+566 1.8%
40	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	124,643	$5.3m0.67%	0.67%	Added +5.5k	+5,456 4.6%
41	HUBBELL INC COM HUBB	HUBB	12,225	$5.3m0.66%	0.66%	Added +202	+202 1.7%
42	DOMINION ENERGY INC COM D	D	85,846	$5.3m0.66%	0.66%	Added +935	+935 1.1%
43	APPLIED MATLS INC COM AMAT	AMAT	25,559	$5.2m0.66%	0.66%	Added +807	+807 3.3%
44	DELL TECHNOLOGIES INC CL C DELL	DELL	36,752	$5.2m0.65%	0.65%	Added +261	+261 0.7%
45	EMERSON ELEC CO COM EMR	EMR	38,539	$5.1m0.63%	0.63%	Added +243	+243 0.6%
46	AT&T INC COM T	T	176,648	$5.0m0.63%	0.63%	Added +6.3k	+6,261 3.7%
47	RELIANCE INC COM RS	RS	17,722	$5.0m0.62%	0.62%	Added +63	+63 0.4%
48	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	20,882	$5.0m0.62%	0.62%	Added +230	+230 1.1%
49	QUEST DIAGNOSTICS INC COM DGX	DGX	26,040	$5.0m0.62%	0.62%	Added +275	+275 1.1%
50	DUKE ENERGY CORP NEW COM NEW DUK	DUK	40,051	$5.0m0.62%	0.62%	Added +120	+120 0.3%
51	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	112,103	$4.8m0.60%	0.60%	Reduced -1.2k	-1,247 -1.1%
52	BAKER HUGHES COMPANY CL A BKR	BKR	96,954	$4.7m0.59%	0.59%	Added +3.7k	+3,746 4.0%
53	GILEAD SCIENCES INC COM GILD	GILD	41,118	$4.6m0.57%	0.57%	Added +448	+448 1.1%
54	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	92,038	$4.4m0.55%	0.55%	Added +294	+294 0.3%
55	JACOBS SOLUTIONS INC COM J	J	29,319	$4.4m0.55%	0.55%	Added +862	+862 3.0%
56	AMGEN INC COM AMGN	AMGN	15,499	$4.4m0.55%	0.55%	Added +338	+338 2.2%
57	MARSH & MCLENNAN COS INC COM MRSH	MRSH	21,606	$4.4m0.55%	0.55%	Added +831	+831 4.0%
58	ILLINOIS TOOL WKS INC COM ITW	ITW	16,299	$4.3m0.53%	0.53%	Added +488	+488 3.1%
59	MERCK & CO INC COM MRK	MRK	49,912	$4.2m0.53%	0.53%	Added +1.5k	+1,473 3.0%
60	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	99,667	$4.2m0.52%	0.52%	Reduced -1.5k	-1,531 -1.5%
61	CHUBB LIMITED COM CB	CB	14,556	$4.1m0.52%	0.52%	Added +807	+807 5.9%
62	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	12,604	$3.6m0.45%	0.45%	Added +11.3k	+11,348 903.5%
63	HERSHEY CO COM HSY	HSY	18,153	$3.4m0.43%	0.43%	Added +1.4k	+1,378 8.2%
64	ALBEMARLE CORP COM ALB	ALB	40,861	$3.3m0.42%	0.42%	New
65	TESLA INC COM TSLA	TSLA	7,423	$3.3m0.41%	0.41%	Added +791	+791 11.9%
66	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	11,653	$3.3m0.41%	0.41%	Added +2.5k	+2,471 26.9%
67	OKTA INC CL A OKTA	OKTA	33,108	$3.0m0.38%	0.38%	Added +3	+3 0.0%
68	ALPHABET INC CAP STK CL A GOOGL	GOOGL	12,467	$3.0m0.38%	0.38%	Added +4.0k	+3,994 47.1%
69	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$3.0m0.38%	0.38%	Unchanged
70	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	32,284	$3.0m0.37%	0.37%	Added +1.3k	+1,291 4.2%
71	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	35,288	$2.9m0.37%	0.37%	Added +1.5k	+1,475 4.4%
72	DICKS SPORTING GOODS INC COM DKS	DKS	12,612	$2.8m0.35%	0.35%	Added +790	+790 6.7%
73	ISHARES TR CORE US AGGBD ET AGG	AGG	26,507	$2.7m0.33%	0.33%	Added +503	+503 1.9%
74	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	56,488	$2.6m0.33%	0.33%	Added +2.0k	+2,034 3.7%
75	DIGITAL RLTY TR INC COM DLR	DLR	15,222	$2.6m0.33%	0.33%	Added +1.0k	+1,038 7.3%
76	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	41,438	$2.4m0.30%	0.30%	Reduced -593	-593 -1.4%
77	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	81,987	$2.4m0.30%	0.30%	Reduced -349	-349 -0.4%
78	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	3,802	$2.3m0.29%	0.29%	Added +838	+838 28.3%
79	SPDR SER TR S&P DIVID ETF SDY	SDY	16,227	$2.3m0.29%	0.29%	Unchanged
80	CISCO SYS INC COM CSCO	CSCO	32,623	$2.2m0.28%	0.28%	Added +3.8k	+3,777 13.1%
81	ABBVIE INC COM ABBV	ABBV	9,544	$2.2m0.28%	0.28%	Added +1.5k	+1,485 18.4%
82	CLOROX CO DEL COM CLX	CLX	17,155	$2.1m0.27%	0.27%	New
83	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,191	$2.1m0.26%	0.26%	Added +523	+523 14.3%
84	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	4,134	$2.0m0.25%	0.25%	Added +578	+578 16.2%
85	KIMBERLY-CLARK CORP COM KMB	KMB	15,675	$1.9m0.24%	0.24%	New
86	ORACLE CORP COM ORCL	ORCL	6,531	$1.8m0.23%	0.23%	Added +829	+829 14.5%
87	ISHARES INC CORE MSCI EMKT IEMG	IEMG	27,850	$1.8m0.23%	0.23%	Added +4.1k	+4,144 17.5%
88	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	49,841	$1.8m0.23%	0.23%	Added +771	+771 1.6%
89	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,664	$1.8m0.22%	0.22%	Reduced -11	-11 -0.4%
90	ISHARES TR CORE MSCI EAFE IEFA	IEFA	19,830	$1.7m0.22%	0.22%	Added +3.4k	+3,407 20.8%
91	EXXON MOBIL CORP COM XOM	XOM	13,895	$1.6m0.20%	0.20%	Added +981	+981 7.6%
92	ELI LILLY & CO COM LLY	LLY	2,031	$1.5m0.19%	0.19%	Added +65	+65 3.3%
93	APPLOVIN CORP COM CL A APP	APP	1,993	$1.4m0.18%	0.18%	Added +133	+133 7.2%
94	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,966	$1.4m0.18%	0.18%	Unchanged
95	NETFLIX INC COM NFLX	NFLX	1,122	$1.3m0.17%	0.17%	Added +39	+39 3.6%
96	ISHARES TR SELECT DIVID ETF DVY	DVY	9,395	$1.3m0.17%	0.17%	Unchanged
97	ISHARES TR RUS MID CAP ETF IWR	IWR	12,961	$1.3m0.16%	0.16%	Added +124	+124 1.0%
98	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	8,033	$1.1m0.14%	0.14%	Added +1.4k	+1,402 21.1%
99	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	12,418	$1.1m0.14%	0.14%	Added +168	+168 1.4%
100	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	11,553	$1.1m0.14%	0.14%	Added +326	+326 2.9%

Sold out since Q2 2025

Security	Ticker	Shares held before	Value then
AGILENT TECHNOLOGIES INC A	A	27,263	$3.2m27.3k shares
CONSTELLATION BRANDS INC STZ	STZ	15,958	$2.6m16.0k shares
OMNICOM GROUP INC OMC	OMC	34,317	$2.5m34.3k shares
ISHARES TR GOVT	GOVT	14,019	$322.2k14.0k shares
THE TRADE DESK INC TTD	TTD	3,362	$242.0k3.4k shares
CME GROUP INC CME	CME	861	$237.3k861 shares
COLGATE PALMOLIVE CO CL	CL	2,601	$236.5k2.6k shares
INVESCO EXCHANGE TRADED FD T RSP	RSP	1,273	$231.4k1.3k shares
T-MOBILE US INC TMUS	TMUS	918	$218.7k918 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
WILLIAMS COS INC WMB · Call	WMB	Call	1,500	$18.4k1.5k shares	Unchanged
CHENIERE ENERGY INC LNG · Call	LNG	Call	400	$16.7k400 shares	Unchanged
NVIDIA CORPORATION NVDA · Put	NVDA	Put	800	$5.0k800 shares	Reduced