Vault-13

Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2022-11-08

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$333.5m reported value
180positions
37.8%in top 10
—no comparable previous quarter

Holdings, Q3 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 SPDR SER TR PORTFOLIO INTRMD SPIB SPIB 774,937 $24.3m7.28% 7.28% —
2 SPDR SER TR PORTFOLIO SHORT SPSB SPSB 766,522 $22.4m6.72% 6.72% —
3 APPLE INC COM AAPL AAPL 121,371 $16.8m5.03% 5.03% —
4 ISHARES TR RUS 1000 GRW ETF IWF IWF 59,047 $12.4m3.72% 3.72% —
5 PIMCO ETF TR ACTIVE BD ETF BOND BOND 127,797 $11.5m3.44% 3.44% —
6 ISHARES TR IBOXX HI YD ETF HYG HYG 144,682 $10.3m3.10% 3.10% —
7 ISHARES TR S&P 500 VAL ETF IVE IVE 64,794 $8.3m2.50% 2.50% —
8 VANGUARD BD INDEX FDS SHORT TRM BOND BSV BSV 97,951 $7.3m2.20% 2.20% —
9 ISHARES TR CORE INTL AGGR IAGG IAGG 134,249 $6.5m1.95% 1.95% —
10 MICROSOFT CORP COM MSFT MSFT 26,626 $6.2m1.86% 1.86% —
11 ISHARES TR RUS MDCP VAL ETF IWS IWS 60,355 $5.8m1.74% 1.74% —
12 SPDR SERIES TRUST PRTFLO S&P500 GW SPYG SPYG 100,397 $5.0m1.51% 1.51% —
13 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU VEU 111,909 $5.0m1.49% 1.49% —
14 ISHARES TR RUS MD CP GR ETF IWP IWP 61,907 $4.9m1.46% 1.46% —
15 NVIDIA CORPORATION COM NVDA NVDA 37,269 $4.5m1.36% 1.36% —
16 SPDR SERIES TRUST PRTFLO S&P500 VL SPYV SPYV 111,219 $3.8m1.15% 1.15% —
17 ISHARES TR PFD AND INCM SEC PFF PFF 111,248 $3.5m1.06% 1.06% —
18 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG VIG 25,602 $3.5m1.04% 1.04% —
19 ISHARES TR CORE S&P SCP ETF IJR IJR 35,426 $3.1m0.93% 0.93% —
20 META PLATFORMS INC CL A META META 22,475 $3.0m0.91% 0.91% —
21 UNITEDHEALTH GROUP INC COM UNH UNH 6,022 $3.0m0.91% 0.91% —
22 ISHARES TR MBS ETF MBB MBB 31,455 $2.9m0.86% 0.86% —
23 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO VWO 76,597 $2.8m0.84% 0.84% —
24 HOME DEPOT INC COM HD HD 9,819 $2.7m0.81% 0.81% —
25 ISHARES TR 0-5 YR TIPS ETF STIP STIP 27,001 $2.6m0.78% 0.78% —
26 MOSAIC CO NEW COM MOS MOS 52,917 $2.6m0.77% 0.77% —
27 RELIANCE INC COM RS RS 14,386 $2.5m0.75% 0.75% —
28 SELECT SECTOR SPDR TR SBI HEALTHCARE XLV XLV 20,526 $2.5m0.75% 0.75% —
29 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY EMLP EMLP 97,952 $2.4m0.73% 0.73% —
30 ISHARES TR U.S. TECH ETF IYW IYW 32,967 $2.4m0.73% 0.73% —
31 MORGAN STANLEY COM NEW MS MS 30,481 $2.4m0.72% 0.72% —
32 SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW SPDW 93,027 $2.4m0.72% 0.72% —
33 CENCORA INC COM COR COR 17,685 $2.4m0.72% 0.72% —
34 PIMCO ETF TR ENHAN SHRT MA AC MINT MINT 24,101 $2.4m0.71% 0.71% —
35 SPDR S&P 500 ETF TR TR UNIT SPY SPY 6,563 $2.3m0.70% 0.70% —
36 SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM SPEM 73,415 $2.3m0.68% 0.68% —
37 HUBBELL INC COM HUBB HUBB 10,203 $2.3m0.68% 0.68% —
38 CLEARWAY ENERGY INC CL C CWEN CWEN 70,817 $2.3m0.68% 0.68% —
39 WALMART INC COM WMT WMT 17,156 $2.2m0.67% 0.67% —
40 MARSH & MCLENNAN COS INC COM MRSH MRSH 14,539 $2.2m0.65% 0.65% —
41 QUEST DIAGNOSTICS INC COM DGX DGX 17,363 $2.1m0.64% 0.64% —
42 ISHARES TR NATIONAL MUN ETF MUB MUB 20,511 $2.1m0.63% 0.63% —
43 ISHARES TR CORE US AGGBD ET AGG AGG 21,749 $2.1m0.63% 0.63% —
44 SPDR SER TR S&P DIVID ETF SDY SDY 18,402 $2.1m0.62% 0.62% —
45 CUMMINS INC COM CMI CMI 10,077 $2.1m0.61% 0.61% —
46 CONSTELLATION BRANDS INC CL A STZ STZ 8,819 $2.0m0.61% 0.61% —
47 AGILENT TECHNOLOGIES INC COM A A 16,635 $2.0m0.61% 0.61% —
48 VERIZON COMMUNICATIONS INC COM VZ VZ 51,335 $1.9m0.58% 0.58% —
49 PUBLIC SVC ENTERPRISE GRP IN COM PEG PEG 34,559 $1.9m0.58% 0.58% —
50 QUALCOMM INC COM QCOM QCOM 17,033 $1.9m0.58% 0.58% —
51 VISA INC COM CL A V V 10,730 $1.9m0.57% 0.57% —
52 TARGET CORP COM TGT TGT 12,656 $1.9m0.56% 0.56% —
53 BROADRIDGE FINL SOLUTIONS IN COM BR BR 12,932 $1.9m0.56% 0.56% —
54 KNIGHT-SWIFT TRANSN HLDGS IN CL A KNX KNX 38,089 $1.9m0.56% 0.56% —
55 NETAPP INC COM NTAP NTAP 29,746 $1.8m0.55% 0.55% —
56 HP INC COM HPQ HPQ 73,148 $1.8m0.55% 0.55% —
57 ISHARES TR SP SMCP600VL ETF IJS IJS 21,975 $1.8m0.54% 0.54% —
58 AVNET INC COM AVT AVT 48,631 $1.8m0.53% 0.53% —
59 EMERSON ELEC CO COM EMR EMR 23,699 $1.7m0.52% 0.52% —
60 BERKSHIRE HATHAWAY INC DEL CL A BRK.A BRK.A 4 $1.6m0.49% 0.49% —
61 TESLA INC COM TSLA TSLA 6,074 $1.6m0.48% 0.48% —
62 ISHARES TR RUS 2000 GRW ETF IWO IWO 7,757 $1.6m0.48% 0.48% —
63 ARCHER DANIELS MIDLAND CO COM ADM ADM 19,531 $1.6m0.47% 0.47% —
64 JPMORGAN CHASE & CO COM JPM JPM 14,662 $1.5m0.46% 0.46% —
65 SPDR SER TR BLOOMBERG HIGH Y JNK JNK 17,236 $1.5m0.45% 0.45% —
66 ISHARES TR RUSSELL 2000 ETF IWM IWM 9,090 $1.5m0.45% 0.45% —
67 PFIZER INC COM PFE PFE 33,690 $1.5m0.44% 0.44% —
68 PRICE T ROWE GROUP INC COM TROW TROW 13,904 $1.5m0.44% 0.44% —
69 AMAZON COM INC COM AMZN AMZN 12,773 $1.4m0.43% 0.43% —
70 SPDR SER TR BBG CONV SEC ETF CWB CWB 22,686 $1.4m0.43% 0.43% —
71 VOLTA INC COM CL A COM CL A 1,160,627 $1.4m0.42% 0.42% —
72 FIRST AMERN FINL CORP COM FAF FAF 29,359 $1.4m0.41% 0.41% —
73 APPLIED MATLS INC COM AMAT AMAT 16,425 $1.3m0.40% 0.40% —
74 PIMCO ETF TR INTER MUN BD ACT MUNI MUNI 26,250 $1.3m0.39% 0.39% —
75 WISDOMTREE TR US QTLY DIV GRT DGRW DGRW 23,896 $1.3m0.39% 0.39% —
76 3M CO COM MMM MMM 11,136 $1.2m0.37% 0.37% —
77 NIKE INC CL B NKE NKE 14,217 $1.2m0.35% 0.35% —
78 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 4,409 $1.2m0.35% 0.35% —
79 SPDR SER TR S&P 400 MDCP VAL MDYV MDYV 20,150 $1.2m0.35% 0.35% —
80 SPDR SER TR S&P 400 MDCP GRW MDYG MDYG 18,882 $1.1m0.34% 0.34% —
81 INVESCO QQQ TR UNIT SER 1 QQQ QQQ 6,136 $1.1m0.34% 0.34% —
82 KULICKE & SOFFA INDS INC COM KLIC KLIC 28,211 $1.1m0.33% 0.33% —
83 EAST WEST BANCORP INC COM EWBC EWBC 16,105 $1.1m0.32% 0.32% —
84 ISHARES TR RUS MID CAP ETF IWR IWR 17,280 $1.1m0.32% 0.32% —
85 COMCAST CORP NEW CL A CMCSA CMCSA 36,459 $1.1m0.32% 0.32% —
86 ELECTRONIC ARTS INC COM EA EA 9,197 $1.1m0.32% 0.32% —
87 CHURCH & DWIGHT CO INC COM CHD CHD 14,507 $1.0m0.31% 0.31% —
88 REVVITY INC COM RVTY RVTY 8,592 $1.0m0.31% 0.31% —
89 MERCK & CO INC COM MRK MRK 11,896 $1.0m0.31% 0.31% —
90 WILLIAMS COS INC COM WMB WMB 35,228 $1.0m0.30% 0.30% —
91 ISHARES TR SELECT DIVID ETF DVY DVY 9,395 $1.0m0.30% 0.30% —
92 ILLINOIS TOOL WKS INC COM ITW ITW 5,340 $965.0k0.29% 0.29% —
93 ISHARES TR 1 3 YR TREAS BD SHY SHY 11,828 $961.0k0.29% 0.29% —
94 SOUTHERN COPPER CORP COM SCCO SCCO 21,331 $956.0k0.29% 0.29% —
95 NEXTERA ENERGY INC COM NEE NEE 11,953 $937.0k0.28% 0.28% —
96 ISHARES TR CORE DIV GRWTH DGRO DGRO 21,045 $936.0k0.28% 0.28% —
97 ISHARES TR IBOXX INV CP ETF LQD LQD 8,917 $914.0k0.27% 0.27% —
98 DIAGEO PLC SPON ADR NEW DEO DEO 5,277 $896.0k0.27% 0.27% —
99 CISCO SYS INC COM CSCO CSCO 21,434 $857.0k0.26% 0.26% —
100 DIREXION SHS ETF TR AUSPCE CMD STG COM COM 28,455 $848.0k0.25% 0.25% —