Redwood Investment Management, LLC

SCOTTSDALE, AZ · CIK 1717479 · 13F filing filed 2026-08-17

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$2.5bn
Staff39 · 5 in investment roles
Main clients (by assets)Mutual funds and ETFs 56%, Other advisers 41%, High net worth individuals 2%
Websiteredwoodmutualfunds.com
Form ADV · 2026-03-31SEC adviser record

Legal entityREDWOOD INVESTMENT MANAGEMENT, LLC (US)

Kindmutual funds
Others nearbyScottsdale, AZ

$1.0bn reported value +25.3% vs Q1 2026

306positions

50.0%in top 10

99 new 128 added 78 reduced 57 sold out vs Q1 2026

This report includes the holdings of 1 other manager that shares the investment decisions:

Bayntree Wealth Advisors, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	188,831	$129.7m12.85%	12.85%	Added +3.5k	+3,531 1.9%
2	INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM SPMO	SPMO	638,049	$103.1m10.22%	10.22%	Reduced -18.2k	-18,219 -2.8%
3	TWO RDS SHARED TR LDRSHS ALPFACT LSAF	LSAF	1,183,825	$61.3m6.08%	6.08%	Reduced -752	-752 -0.1%
4	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	410,139	$48.8m4.84%	4.84%	Added +16.4k	+16,378 4.2%
5	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	59,592	$43.9m4.35%	4.35%	Added +413	+413 0.7%
6	ISHARES TR MSCI EAFE ETF EFA	EFA	419,150	$43.5m4.32%	4.32%	Reduced -3.4k	-3,401 -0.8%
7	TWO RDS SHARED TR LEASERSHS ALPHAF LSAT	LSAT	609,585	$27.2m2.70%	2.70%	Reduced -15.5k	-15,505 -2.5%
8	APPLE INC COM AAPL	AAPL	55,173	$16.0m1.58%	1.58%	Added +1.2k	+1,180 2.2%
9	VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF VSS	VSS	100,174	$15.5m1.53%	1.53%	Reduced -1.1k	-1,148 -1.1%
10	SCHWAB STRATEGIC TR INTL SCEQT ETF SCHC	SCHC	317,380	$15.3m1.51%	1.51%	Reduced -3.6k	-3,639 -1.1%
11	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	206,402	$14.7m1.46%	1.46%	Added +9.9k	+9,866 5.0%
12	TWO RDS SHARED TR LEADERSHARES DY DYLD	DYLD	647,787	$14.5m1.44%	1.44%	Added +61.5k	+61,495 10.5%
13	ALPHABET INC CAP STK CL A GOOGL	GOOGL	39,337	$14.1m1.39%	1.39%	Added +904	+904 2.4%
14	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	148,796	$13.1m1.30%	1.30%	Added +57.0k	+56,982 62.1%
15	SPDR SER TR PORTFOLIO LN TSR SPTL	SPTL	427,727	$11.2m1.11%	1.11%	Added +56.3k	+56,280 15.2%
16	ISHARES TR RUSSELL 2000 ETF IWM	IWM	36,231	$10.9m1.08%	1.08%	Added +2.2k	+2,212 6.5%
17	NVIDIA CORPORATION COM NVDA	NVDA	53,674	$10.7m1.06%	1.06%	Added +2.0k	+1,967 3.8%
18	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	34,242	$10.5m1.04%	1.04%	Added +2.7k	+2,701 8.6%
19	MICROSOFT CORP COM MSFT	MSFT	27,765	$10.4m1.03%	1.03%	Added +996	+996 3.7%
20	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	42,150	$10.2m1.02%	1.02%	Added +3.2k	+3,233 8.3%
21	AMAZON COM INC COM AMZN	AMZN	33,545	$8.0m0.79%	0.79%	Added +1.1k	+1,100 3.4%
22	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	77,308	$7.3m0.73%	0.73%	Added +6.4k	+6,410 9.0%
23	ISHARES TR CORE TOTAL USD IUSB	IUSB	154,696	$7.1m0.71%	0.71%	Added +59.8k	+59,818 63.0%
24	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	89,868	$6.1m0.61%	0.61%	Added +690	+690 0.8%
25	ISHARES TR S&P 500 GRWT ETF IVW	IVW	43,158	$5.9m0.59%	0.59%	Added +1.1k	+1,082 2.6%
26	BROADCOM INC COM AVGO	AVGO	13,266	$5.0m0.50%	0.50%	Added +380	+380 3.0%
27	ISHARES TR S&P 500 VAL ETF IVE	IVE	21,136	$4.8m0.48%	0.48%	Reduced -3.8k	-3,804 -15.2%
28	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	197,656	$4.6m0.45%	0.45%	Added +19.4k	+19,417 10.9%
29	TESLA INC COM TSLA	TSLA	9,854	$4.1m0.41%	0.41%	Added +456	+456 4.8%
30	META PLATFORMS INC CL A META	META	7,266	$4.1m0.41%	0.41%	Added +289	+289 4.1%
31	ISHARES TR NATIONAL MUN ETF MUB	MUB	35,065	$3.8m0.37%	0.37%	Added +4.3k	+4,311 14.0%
32	ISHARES TR MSCI ACWI EX US ACWX	ACWX	49,174	$3.7m0.37%	0.37%	Added +11.1k	+11,142 29.3%
33	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	7,254	$3.6m0.36%	0.36%	Added +219	+219 3.1%
34	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	4,703	$3.5m0.35%	0.35%	Reduced -218	-218 -4.4%
35	BLACKROCK ETF TRUST ISHA IN CTRY ETF CORO	CORO	94,423	$3.5m0.34%	0.34%	Added +4.7k	+4,678 5.2%
36	BLACKROCK ETF TRUST ISHA I IN TE ETF BAI	BAI	61,488	$3.2m0.32%	0.32%	Reduced -12.7k	-12,656 -17.1%
37	ISHARES TR MBS ETF MBB	MBB	33,114	$3.1m0.31%	0.31%	Added +2.1k	+2,110 6.8%
38	JPMORGAN CHASE & CO COM JPM	JPM	9,218	$3.0m0.30%	0.30%	Added +321	+321 3.6%
39	VISA INC COM CL A V	V	8,606	$3.0m0.29%	0.29%	Added +3.7k	+3,675 74.5%
40	ELI LILLY & CO COM LLY	LLY	2,449	$2.9m0.29%	0.29%	Added +124	+124 5.3%
41	ISHARES TR CORE S&P500 ETF IVV	IVV	3,598	$2.7m0.27%	0.27%	Added +459	+459 14.6%
42	WALMART INC COM WMT	WMT	20,826	$2.4m0.23%	0.23%	Reduced -966	-966 -4.4%
43	ISHARES TR US TREAS BD ETF GOVT	GOVT	103,347	$2.4m0.23%	0.23%	Added +13.9k	+13,863 15.5%
44	FORTINET INC COM FTNT	FTNT	14,845	$2.3m0.23%	0.23%	New
45	MATCH GROUP INC NEW COM MTCH	MTCH	59,783	$2.3m0.23%	0.23%	Added +30.9k	+30,915 107.1%
46	IRIDIUM COMMUNICATIONS INC COM IRDM	IRDM	41,295	$2.3m0.22%	0.22%	New
47	TOLL BROTHERS INC COM TOL	TOL	13,746	$2.3m0.22%	0.22%	New
48	DAVITA INC COM DVA	DVA	10,145	$2.3m0.22%	0.22%	New
49	BOYD GAMING CORP COM BYD	BYD	25,543	$2.3m0.22%	0.22%	New
50	BLACKROCK ETF TRUST ISHA LA CORE ETF BLCR	BLCR	44,483	$2.2m0.22%	0.22%	Added +5.3k	+5,281 13.5%
51	SOUTHWEST AIRLS CO COM LUV	LUV	43,571	$2.2m0.22%	0.22%	New
52	API GROUP CORP COM STK APG	APG	52,700	$2.2m0.22%	0.22%	New
53	MGIC INVT CORP WIS COM MTG	MTG	79,114	$2.2m0.22%	0.22%	New
54	HARLEY DAVIDSON INC COM HOG	HOG	90,891	$2.2m0.22%	0.22%	New
55	BLOCK H & R INC COM HRB	HRB	57,857	$2.2m0.22%	0.22%	New
56	HALOZYME THERAPEUTICS INC COM HALO	HALO	28,149	$2.2m0.22%	0.22%	New
57	CF INDS HLDGS INC COM CF	CF	20,316	$2.2m0.22%	0.22%	New
58	AMERICAN INTL GROUP INC COM NEW AIG	AIG	29,493	$2.2m0.22%	0.22%	New
59	WESTERN UN CO COM WU	WU	284,875	$2.2m0.22%	0.22%	New
60	EQUITABLE HLDGS INC COM EQH	EQH	49,974	$2.2m0.22%	0.22%	New
61	SCIENCE APPLICATIONS INTL CO COM SAIC	SAIC	19,861	$2.2m0.22%	0.22%	New
62	D R HORTON INC COM DHI	DHI	13,457	$2.2m0.22%	0.22%	New
63	GODADDY INC CL A GDDY	GDDY	25,815	$2.2m0.22%	0.22%	New
64	FORTIVE CORP COM FTV	FTV	35,784	$2.2m0.22%	0.22%	New
65	ALLISON TRANSMISSION HLDGS I COM ALSN	ALSN	19,371	$2.2m0.22%	0.22%	New
66	MORNINGSTAR INC COM MORN	MORN	13,997	$2.2m0.22%	0.22%	New
67	SUN CMNTYS INC COM SUI	SUI	18,199	$2.2m0.22%	0.22%	New
68	POST HLDGS INC COM POST	POST	24,657	$2.2m0.22%	0.22%	New
69	CARLISLE COS INC COM CSL	CSL	5,972	$2.2m0.21%	0.21%	New
70	SYNCHRONY FINANCIAL COM SYF	SYF	28,479	$2.2m0.21%	0.21%	New
71	CHURCHILL DOWNS INC COM CHDN	CHDN	24,106	$2.2m0.21%	0.21%	New
72	SM ENERGY CO COM SM	SM	82,815	$2.2m0.21%	0.21%	New
73	FERGUSON ENTERPRISES INC COMMON STOCK NEW FERG	FERG	9,097	$2.2m0.21%	0.21%	New
74	BONDBLOXX ETF TRUST BLOOMBERG TEN YR XTEN	XTEN	47,307	$2.2m0.21%	0.21%	Reduced -26.7k	-26,699 -36.1%
75	KEMPER CORP COM KMPR	KMPR	79,393	$2.1m0.21%	0.21%	New
76	ISHARES TR 20 YR TR BD ETF TLT	TLT	23,874	$2.1m0.20%	0.20%	Added +1.9k	+1,902 8.7%
77	EXXONMOBIL HOLDINGS CORP COM SHS STOCK XOM	XOM	14,261	$1.9m0.19%	0.19%	New
78	PIMCO ETF TR 25YR+ ZERO U S ZROZ	ZROZ	29,738	$1.9m0.19%	0.19%	Added +1.3k	+1,273 4.5%
79	COSTCO WHSL CORP NEW COM COST	COST	1,998	$1.9m0.19%	0.19%	Added +43	+43 2.2%
80	T-MOBILE US INC COM TMUS	TMUS	11,062	$1.9m0.18%	0.18%	New
81	BLACKROCK ETF TRUST ISHARES US THEMA THRO	THRO	41,927	$1.8m0.18%	0.18%	Reduced -20.9k	-20,921 -33.3%
82	BLACKROCK ETF TRUST ISHA SYST AL ETF IALT	IALT	62,394	$1.8m0.17%	0.17%	New
83	GLOBAL X FDS DEFENSE TECH ETF SHLD	SHLD	28,516	$1.7m0.17%	0.17%	Added +7.2k	+7,189 33.7%
84	VANGUARD WORLD FD INF TECH ETF VGT	VGT	13,424	$1.6m0.16%	0.16%	Reduced -152	-152 -1.1%
85	AMERICAN CENTY ETF TR AVANTIS EMGMKT AVEM	AVEM	16,606	$1.6m0.16%	0.16%	Reduced -8.7k	-8,674 -34.3%
86	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	5,671	$1.6m0.16%	0.16%	Reduced -110	-110 -1.9%
87	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	25,543	$1.6m0.15%	0.15%	Reduced -284	-284 -1.1%
88	JOHNSON & JOHNSON COM JNJ	JNJ	5,960	$1.5m0.15%	0.15%	Added +263	+263 4.6%
89	ISHARES TR LONG TERM MUNI LMUB	LMUB	27,558	$1.4m0.14%	0.14%	Added +5.8k	+5,824 26.8%
90	APPLIED MATLS INC COM AMAT	AMAT	1,941	$1.4m0.14%	0.14%	Reduced -24	-24 -1.2%
91	BLACKROCK ETF TRUST II ISHA GLO USD ETF GGOV	GGOV	26,583	$1.3m0.13%	0.13%	New
92	3M CO COM MMM	MMM	8,244	$1.3m0.13%	0.13%	New
93	DISNEY WALT CO COM DIS	DIS	13,067	$1.3m0.12%	0.12%	New
94	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	12,990	$1.2m0.12%	0.12%	Added +3.7k	+3,696 39.8%
95	NEWMONT CORP COM NEM	NEM	13,200	$1.2m0.12%	0.12%	Added +7.1k	+7,100 116.4%
96	MCKESSON CORP COM MCK	MCK	1,624	$1.2m0.12%	0.12%	New
97	ISHARES TR 7-10 YR TRSY BD IEF	IEF	12,930	$1.2m0.12%	0.12%	Added +24	+24 0.2%
98	QUALCOMM INC COM QCOM	QCOM	6,505	$1.2m0.12%	0.12%	New
99	CAPITAL ONE FINL CORP COM COF	COF	5,954	$1.2m0.12%	0.12%	Added +65	+65 1.1%
100	DELL TECHNOLOGIES INC CL C DELL	DELL	2,764	$1.2m0.12%	0.12%	Reduced -3.8k	-3,824 -58.0%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	13,938	$2.4m13.9k shares
ISHARES TR IAGG	IAGG	31,920	$1.6m31.9k shares
HONEYWELL INTL INC		3,420	$1.5m3.4k shares
APA CORPORATION APA	APA	26,416	$1.1m26.4k shares
US FOODS HLDG CORP USFD	USFD	11,738	$1.1m11.7k shares
WESTERN DIGITAL CORP WDC	WDC	3,989	$1.1m4.0k shares
SBA COMMUNICATIONS CORP NEW SBAC	SBAC	6,269	$1.1m6.3k shares
MARRIOTT INTL INC NEW MAR	MAR	3,286	$1.1m3.3k shares
OSHKOSH CORP OSK	OSK	7,255	$1.1m7.3k shares
FLOWSERVE CORP FLS	FLS	14,502	$1.1m14.5k shares
MEDPACE HLDGS INC MEDP	MEDP	2,216	$1.1m2.2k shares
F5 INC FFIV	FFIV	3,669	$1.1m3.7k shares
HUNT J B TRANS SVCS INC JBHT	JBHT	5,006	$1.1m5.0k shares
CURTISS WRIGHT CORP CW	CW	1,557	$1.1m1.6k shares
VONTIER CORPORATION VNT	VNT	29,867	$1.1m29.9k shares
HF SINCLAIR CORP DINO	DINO	16,979	$1.1m17.0k shares
EBAY INC. EBAY	EBAY	11,612	$1.1m11.6k shares
ALIGN TECHNOLOGY INC ALGN	ALGN	6,158	$1.1m6.2k shares
HILTON WORLDWIDE HLDGS INC HLT	HLT	3,473	$1.1m3.5k shares
AGCO CORP AGCO	AGCO	9,085	$1.1m9.1k shares
MATTEL INC MAT	MAT	72,448	$1.1m72.4k shares
TELEDYNE TECHNOLOGIES INC TDY	TDY	1,738	$1.1m1.7k shares
PILGRIMS PRIDE CORP PPC	PPC	27,827	$1.1m27.8k shares
TEXTRON INC TXT	TXT	12,003	$1.1m12.0k shares
DOVER CORP DOV	DOV	5,039	$1.1m5.0k shares