CAPTRUST FINANCIAL ADVISORS

RALEIGH, NC · CIK 1512024 · 13F filing filed 2026-08-13

SEC-registered investment adviser since 2003 · limited liability company

Assets managed$1.2tn
Staff1,841 · 885 in investment roles
Main clients (by assets)Pension plans 87%, High net worth individuals 7%, State and local governments 3%
Private funds17 · $223.0m gross assets
Websitecaptrust.com
Form ADV · 2026-09-30SEC adviser record

$65.3bn reported value +14.3% vs Q1 2026

3,168positions

26.9%in top 10

357 new 1,650 added 1,026 reduced 120 sold out vs Q1 2026

Options: 61 call positions ($62.8m notional), 45 put positions ($97.5m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	4,652,450	$3.5bn5.33%	5.33%	Added +350.9k	+350,943 8.2%
2	APPLE INC COM AAPL	AAPL	8,124,407	$2.4bn3.60%	3.60%	Added +336.2k	+336,185 4.3%
3	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	30,587,929	$2.2bn3.34%	3.34%	Reduced -1.7m	-1,742,024 -5.4%
4	NVIDIA CORPORATION COM NVDA	NVDA	8,797,901	$1.8bn2.70%	2.70%	Added +768.3k	+768,272 9.6%
5	ISHARES TR 1 3 YR TREAS BD SHY	SHY	21,086,882	$1.7bn2.65%	2.65%	Added +1.9m	+1,895,996 9.9%
6	VANGUARD INDEX FDS VALUE ETF VTV	VTV	6,787,174	$1.5bn2.26%	2.26%	Added +124.9k	+124,906 1.9%
7	MICROSOFT CORP COM MSFT	MSFT	3,623,847	$1.4bn2.07%	2.07%	Added +281.5k	+281,469 8.4%
8	ALPHABET INC CAP STK CL A GOOGL	GOOGL	3,501,923	$1.3bn1.92%	1.92%	Added +215.5k	+215,490 6.6%
9	ISHARES TR CORE MSCI TOTAL IXUS	IXUS	10,690,453	$1.0bn1.56%	1.56%	Reduced -202.6k	-202,550 -1.9%
10	AMAZON COM INC COM AMZN	AMZN	3,900,375	$929.6m1.42%	1.42%	Added +196.0k	+195,966 5.3%
11	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	28,845,768	$897.1m1.37%	1.37%	Added +1.4m	+1,350,281 4.9%
12	VANGUARD INDEX FDS SMALL CP ETF VB	VB	2,914,921	$883.6m1.35%	1.35%	Added +82.5k	+82,473 2.9%
13	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,197,901	$822.7m1.26%	1.26%	Added +23.2k	+23,151 2.0%
14	ISHARES TR 3 7 YR TREAS BD IEI	IEI	6,837,882	$803.1m1.23%	1.23%	Added +579.6k	+579,649 9.3%
15	ISHARES INC CORE MSCI EMKT IEMG	IEMG	9,506,342	$787.5m1.21%	1.21%	Reduced -521.7k	-521,681 -5.2%
16	BROADCOM INC COM AVGO	AVGO	2,069,516	$781.8m1.20%	1.20%	Added +440.2k	+440,240 27.0%
17	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	8,516,080	$733.6m1.12%	1.12%	Added +576.5k	+576,544 7.3%
18	ISHARES TR CORE US AGGBD ET AGG	AGG	6,703,403	$663.5m1.02%	1.02%	Added +464.3k	+464,323 7.4%
19	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	20,363,006	$599.3m0.92%	0.92%	Added +179.6k	+179,594 0.9%
20	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	783,901	$585.4m0.90%	0.90%	Reduced -4.3k	-4,350 -0.6%
21	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	7,215,410	$562.2m0.86%	0.86%	Added +780.2k	+780,198 12.1%
22	ISHARES TR 7-10 YR TRSY BD IEF	IEF	5,768,269	$545.5m0.84%	0.84%	Added +402.3k	+402,287 7.5%
23	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,065,734	$533.3m0.82%	0.82%	Added +54.8k	+54,846 5.4%
24	ISHARES TR RUS 1000 ETF IWB	IWB	1,270,498	$520.3m0.80%	0.80%	Reduced -9.3k	-9,323 -0.7%
25	ABBVIE INC COM ABBV	ABBV	1,817,391	$457.3m0.70%	0.70%	Added +106.0k	+105,996 6.2%
26	JPMORGAN CHASE & CO COM JPM	JPM	1,342,164	$439.3m0.67%	0.67%	Added +152.0k	+152,012 12.8%
27	J P MORGAN EXCHANGE TRADED F ACTIVE GROWTH JGRO	JGRO	4,399,109	$433.7m0.66%	0.66%	Added +106.3k	+106,266 2.5%
28	ALPHABET INC CAP STK CL C GOOG	GOOG	1,225,915	$433.2m0.66%	0.66%	Added +100.4k	+100,429 8.9%
29	PALO ALTO NETWORKS INC COM PANW	PANW	1,217,668	$415.2m0.64%	0.64%	Reduced -13.8k	-13,842 -1.1%
30	LAM RESEARCH CORP COM NEW LRCX	LRCX	937,685	$406.3m0.62%	0.62%	Added +35.1k	+35,146 3.9%
31	ELI LILLY & CO COM LLY	LLY	308,951	$370.6m0.57%	0.57%	Added +106.7k	+106,745 52.8%
32	VANGUARD WORLD FD MEGA GRWTH IND MGK	MGK	4,197,480	$369.0m0.56%	0.56%	Reduced -149.6k	-149,555 -3.4%
33	META PLATFORMS INC CL A META	META	639,025	$360.0m0.55%	0.55%	Added +40.4k	+40,424 6.8%
34	CISCO SYS INC COM CSCO	CSCO	3,019,689	$354.7m0.54%	0.54%	Reduced -2.1k	-2,077 -0.1%
35	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	463,873	$341.6m0.52%	0.52%	Added +7.2k	+7,214 1.6%
36	MASTERCARD INCORPORATED CL A MA	MA	640,793	$329.1m0.50%	0.50%	Added +36.1k	+36,139 6.0%
37	J P MORGAN EXCHANGE TRADED F ACTIVE BOND ETF JBND	JBND	6,077,220	$325.1m0.50%	0.50%	Added +936.1k	+936,066 18.2%
38	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	6,086,054	$319.0m0.49%	0.49%	Added +599.8k	+599,762 10.9%
39	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	1,294,112	$314.5m0.48%	0.48%	Added +4.2k	+4,192 0.3%
40	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	821,182	$303.9m0.47%	0.47%	Added +21.6k	+21,639 2.7%
41	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	3,263,555	$299.1m0.46%	0.46%	Reduced -623.0k	-623,006 -16.0%
42	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	1,237,628	$292.8m0.45%	0.45%	Added +5.8k	+5,770 0.5%
43	VISA INC COM CL A V	V	839,642	$288.1m0.44%	0.44%	Added +142.3k	+142,284 20.4%
44	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	572,450	$273.4m0.42%	0.42%	Reduced -18.1k	-18,105 -3.1%
45	MERCK & CO INC COM MRK	MRK	2,054,383	$264.0m0.40%	0.40%	Added +211.5k	+211,525 11.5%
46	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	1,381,036	$263.1m0.40%	0.40%	Added +301.3k	+301,337 27.9%
47	ISHARES TR RUS 1000 GRW ETF IWF	IWF	2,115,746	$262.7m0.40%	0.40%	Added +204.0k	+203,962 10.7%
48	CHEVRON CORP NEW COM CVX	CVX	1,569,921	$260.2m0.40%	0.40%	Added +8.6k	+8,591 0.6%
49	CATERPILLAR INC COM CAT	CAT	236,355	$251.7m0.39%	0.39%	Added +27.1k	+27,055 12.9%
50	ISHARES TR CORE S&P TTL STK ITOT	ITOT	1,490,952	$244.9m0.37%	0.37%	Reduced -28.1k	-28,063 -1.9%
51	PROCTER AND GAMBLE CO COM PG	PG	1,617,446	$237.2m0.36%	0.36%	Reduced -96.8k	-96,820 -5.7%
52	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	2,306,528	$232.2m0.36%	0.36%	Added +123.8k	+123,759 5.7%
53	BANK AMERICA CORP COM BAC	BAC	4,018,292	$229.0m0.35%	0.35%	Added +970.1k	+970,092 31.8%
54	TCW ETF TRUST FLEXIBLE INCOME FLXR	FLXR	5,732,633	$224.8m0.34%	0.34%	Added +283.0k	+282,997 5.2%
55	GILEAD SCIENCES INC COM GILD	GILD	1,763,525	$222.8m0.34%	0.34%	Reduced -8.0k	-7,971 -0.5%
56	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	4,210,160	$222.1m0.34%	0.34%	Added +166.2k	+166,246 4.1%
57	WILLIAMS SONOMA INC COM WSM	WSM	946,038	$220.5m0.34%	0.34%	Added +3.3k	+3,306 0.3%
58	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	4,373,842	$220.2m0.34%	0.34%	Reduced -880.5k	-880,549 -16.8%
59	GOLDMAN SACHS GROUP INC COM GS	GS	213,232	$215.7m0.33%	0.33%	Added +14.6k	+14,593 7.3%
60	JOHNSON & JOHNSON COM JNJ	JNJ	783,288	$198.9m0.30%	0.30%	Reduced -8.5k	-8,458 -1.1%
61	SCHWAB STRATEGIC TR 5 10YR CORP BD SCHI	SCHI	8,768,676	$198.5m0.30%	0.30%	Added +241.7k	+241,669 2.8%
62	COSTCO WHSL CORP NEW COM COST	COST	207,760	$194.4m0.30%	0.30%	Reduced -5.2k	-5,222 -2.5%
63	AMGEN INC COM AMGN	AMGN	516,543	$187.1m0.29%	0.29%	Reduced -12.0k	-12,031 -2.3%
64	GARMIN LTD SHS GRMN	GRMN	784,323	$186.3m0.29%	0.29%	Reduced -82.4k	-82,439 -9.5%
65	QUALCOMM INC COM QCOM	QCOM	985,056	$182.0m0.28%	0.28%	Reduced -134.6k	-134,563 -12.0%
66	LOCKHEED MARTIN CORP COM LMT	LMT	356,669	$181.7m0.28%	0.28%	Added +56.0k	+55,987 18.6%
67	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	2,142,078	$179.4m0.27%	0.27%	Added +10.7k	+10,732 0.5%
68	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	1,813,467	$178.1m0.27%	0.27%	Reduced -842.6k	-842,560 -31.7%
69	ISHARES TR CORE S&P MCP ETF IJH	IJH	2,284,920	$176.2m0.27%	0.27%	Added +8.6k	+8,618 0.4%
70	VERISIGN INC COM VRSN	VRSN	682,683	$171.7m0.26%	0.26%	Added +4.0k	+4,028 0.6%
71	GE VERNOVA INC COM GEV	GEV	143,057	$168.1m0.26%	0.26%	Added +92.6k	+92,579 183.4%
72	WALMART INC COM WMT	WMT	1,464,970	$165.9m0.25%	0.25%	Added +229.1k	+229,093 18.5%
73	ISHARES GOLD TR ISHARES NEW IAU	IAU	2,179,893	$164.6m0.25%	0.25%	Reduced -236.3k	-236,267 -9.8%
74	PULTE GROUP INC COM PHM	PHM	1,166,862	$160.1m0.25%	0.25%	Added +9.9k	+9,872 0.8%
75	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	80,167	$159.5m0.24%	0.24%	Added +19.7k	+19,685 32.5%
76	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	1,815,825	$155.2m0.24%	0.24%	Added +48.0k	+48,043 2.7%
77	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	543,384	$152.8m0.23%	0.23%	Reduced -21.4k	-21,362 -3.8%
78	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	951,013	$150.3m0.23%	0.23%	Added +94.4k	+94,365 11.0%
79	ISHARES TR SHRT NAT MUN ETF SUB	SUB	1,388,673	$147.9m0.23%	0.23%	Added +91.9k	+91,945 7.1%
80	COCA COLA CO COM KO	KO	1,810,845	$147.2m0.23%	0.23%	Reduced -56.5k	-56,481 -3.0%
81	ISHARES TR NATIONAL MUN ETF MUB	MUB	1,366,152	$147.0m0.23%	0.23%	Added +94.4k	+94,402 7.4%
82	ISHARES TR CORE MSCI EAFE IEFA	IEFA	1,392,936	$134.5m0.21%	0.21%	Added +37.9k	+37,895 2.8%
83	HOME DEPOT INC COM HD	HD	380,089	$134.0m0.21%	0.21%	Added +69.6k	+69,574 22.4%
84	BANK OZK LITTLE ROCK ARK COM OZK	OZK	2,570,708	$133.9m0.21%	0.21%	Added +249.8k	+249,812 10.8%
85	ISHARES TR CORE S&P SCP ETF IJR	IJR	901,357	$133.7m0.20%	0.20%	Added +45.1k	+45,068 5.3%
86	LOWES COS INC COM LOW	LOW	601,809	$132.7m0.20%	0.20%	Reduced -31.8k	-31,762 -5.0%
87	ISHARES TR MSCI EAFE ETF EFA	EFA	1,275,923	$132.5m0.20%	0.20%	Reduced -41.0k	-40,988 -3.1%
88	ADVANCED MICRO DEVICES INC COM AMD	AMD	224,378	$130.3m0.20%	0.20%	Reduced -45.2k	-45,232 -16.8%
89	CITIGROUP INC COM NEW C	C	915,968	$128.2m0.20%	0.20%	Added +20.4k	+20,429 2.3%
90	CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI CGXU	CGXU	3,701,592	$128.1m0.20%	0.20%	Reduced -131.0k	-130,953 -3.4%
91	ISHARES TR MSCI USA MMENTM MTUM	MTUM	372,327	$127.6m0.20%	0.20%	Added +13.8k	+13,763 3.8%
92	KROGER CO COM KR	KR	2,261,184	$125.6m0.19%	0.19%	Reduced -621.5k	-621,463 -21.6%
93	WATSCO INC COM WSO	WSO	299,013	$124.6m0.19%	0.19%	Reduced -31.9k	-31,870 -9.6%
94	NEXTERA ENERGY INC COM NEE	NEE	1,381,141	$121.2m0.19%	0.19%	Added +36.6k	+36,559 2.7%
95	AMPHENOL CORP CL A APH	APH	674,568	$118.9m0.18%	0.18%	Reduced -114.8k	-114,798 -14.5%
96	TESLA INC COM TSLA	TSLA	275,306	$115.8m0.18%	0.18%	Added +9.5k	+9,506 3.6%
97	BRIXMOR PPTY GROUP INC COM BRX	BRX	3,639,319	$114.7m0.18%	0.18%	Reduced -490.9k	-490,899 -11.9%
98	HCA HEALTHCARE INC COM HCA	HCA	294,291	$114.7m0.18%	0.18%	Added +802	+802 0.3%
99	MICRON TECHNOLOGY INC COM MU	MU	98,418	$113.6m0.17%	0.17%	Reduced -1.8k	-1,835 -1.8%
100	UGI CORP NEW COM UGI	UGI	3,280,003	$113.3m0.17%	0.17%	Reduced -238.2k	-238,193 -6.8%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	1,429,145	$242.5m1.4m shares
HONEYWELL INTL INC		112,224	$50.7m112.2k shares
COTERRA ENERGY INC CTRA	CTRA	693,230	$24.4m693.2k shares
DUPONT DE NEMOURS INC DWDP	DWDP	44,037	$6.0m44.0k shares
PAR TECHNOLOGY CORP PAR	PAR	260,756	$3.5m260.8k shares
GRIFFON CORP GFF	GFF	46,611	$3.4m46.6k shares
CARNIVAL CORP		117,930	$3.1m117.9k shares
GATES INDL CORP PLC 9666678D	9666678D	70,567	$1.6m70.6k shares
CHEWY INC CHWY	CHWY	48,642	$1.3m48.6k shares
MASIMO CORP MASI	MASI	6,106	$1.1m6.1k shares
AIR LEASE CORP AL	AL	16,694	$1.1m16.7k shares
CAESARS ENTERTAINMENT INC NE CZR	CZR	33,641	$889.1k33.6k shares
HARBOR ETF TRUST WINN	WINN	26,560	$736.5k26.6k shares
CALIX INC CALX	CALX	14,824	$726.2k14.8k shares
GRANITESHARES ETF TR NVDL	NVDL	30,000	$725.7k30.0k shares
TRANSMEDICS GROUP INC TMDX	TMDX	6,969	$692.8k7.0k shares
VIRIDIAN THERAPEUTICS INC VRDN	VRDN	34,991	$684.4k35.0k shares
TSS INC DEL TSSI	TSSI	51,476	$669.7k51.5k shares
RH RH	RH	4,677	$654.0k4.7k shares
HOLOGIC INC HOLX	HOLX	8,462	$639.6k8.5k shares
FIRST TR EXCHNG TRADED FD VI GAUG	GAUG	16,230	$628.2k16.2k shares
NUVEEN PENNSYLVANIA QLT MUN XNQPX	XNQPX	49,170	$586.2k49.2k shares
GXO LOGISTICS INCORPORATED GXO	GXO	11,177	$579.5k11.2k shares
TRI POINTE HOMES INC TPH	TPH	11,125	$519.9k11.1k shares
AZENTA INC AZTA	AZTA	24,397	$515.5k24.4k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	45,300	$33.8m45.3k shares	Reduced
NVIDIA CORPORATION NVDA · Put	NVDA	Put	107,100	$21.4m107.1k shares	Reduced
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	23,400	$17.5m23.4k shares	Added
VERTIV HOLDINGS CO VRT · Call	VRT	Call	40,100	$13.4m40.1k shares	Unchanged
APPLE INC AAPL · Put	AAPL	Put	32,600	$9.4m32.6k shares	Added
MICROSOFT CORP MSFT · Put	MSFT	Put	23,300	$8.7m23.3k shares	Added
SEAGATE TECHNOLOGY HLDNGS PL STX · Put	STX	Put	5,900	$5.7m5.9k shares	Added
INVESCO QQQ TR QQQ · Put	QQQ	Put	6,800	$5.0m6.8k shares	Reduced
HCA HEALTHCARE INC HCA · Put	HCA	Put	10,800	$4.2m10.8k shares	Unchanged
IRON MTN INC DEL IRM · Put	IRM	Put	27,100	$3.4m27.1k shares	Reduced
COSTCO WHSL CORP NEW COST · Put	COST	Put	3,500	$3.3m3.5k shares	Unchanged
NVIDIA CORPORATION NVDA · Call	NVDA	Call	16,000	$3.2m16.0k shares	Reduced
PALANTIR TECHNOLOGIES INC PLTR · Call	PLTR	Call	27,400	$3.2m27.4k shares	Added
GLOBAL X FDS SHLD · Call	SHLD	Call	50,000	$3.0m50.0k shares	Unchanged
AON PLC AON · Put	AON	Put	7,500	$2.5m7.5k shares	Unchanged
PNC FINL SVCS GROUP INC PNC · Put	PNC	Put	7,700	$1.9m7.7k shares	Unchanged
META PLATFORMS INC META · Put	META	Put	3,100	$1.7m3.1k shares	Reduced
FIRST MAJESTIC SILVER CORP AG · Call	AG	Call	80,000	$1.4m80.0k shares	New
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	10,000	$1.2m10.0k shares	Unchanged
US BANCORP DEL USB · Put	USB	Put	18,400	$1.1m18.4k shares	Unchanged
ISHARES TR IVV · Put	IVV	Put	1,300	$973.6k1.3k shares	Reduced
MICROSOFT CORP MSFT · Call	MSFT	Call	2,600	$969.9k2.6k shares	Added
ABBOTT LABS ABT · Put	ABT	Put	10,000	$907.5k10.0k shares	Unchanged
UNITEDHEALTH GROUP INC UNH · Put	UNH	Put	2,000	$831.3k2.0k shares	Reduced
BERKSHIRE HATHAWAY INC DEL BRK.B · Put	BRK.B	Put	1,500	$745.0k1.5k shares	Unchanged

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BLUEROCK PVT REAL ESTATE FD BPRE · 13G · filed 2026-08-25	BPRE	5.4%≈ $99.6m	new	13G	2026-08-25