Asset Allocation & Management Company, LLC

CHICAGO, IL · CIK 1498383 · 13F filing filed 2026-07-15

SEC-registered investment adviser since 2001 · limited liability company

Assets managed$27.5bn
Staff49 · 30 in investment roles
Main clients (by assets)Insurers 99%
Form ADV · 2026-03-24SEC adviser record

Legal entityASSET ALLOCATION & MANAGEMENT COMPANY, L.L.C. (US)

Kindinstitutions
Others nearbyChicago, IL

As an employer

Offices in1 country

US visa salary filings

Filings FY20242
Median salary offered$102,000
Middle half$102,000 – $102,000
Job titles1

Job title	Filings	Median	Range
Assistant Portfolio ManagerChicago, IL	2	$102,000

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: Asset Allocation and Management Company, LLC.

$306.9m reported value +13.8% vs Q1 2026

67positions

77.1%in top 10

3 new 11 added 20 reduced 30 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	209,161	$77.4m25.22%	25.22%	Reduced -1.0k	-1,042 -0.5%
2	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	212,745	$33.6m10.95%	10.95%	Added +1.5k	+1,491 0.7%
3	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	34,985	$24.0m7.83%	7.83%	Unchanged
4	SSGA ACTIVE ETF TR BLACKSTONE SENR SRLN	SRLN	591,546	$23.8m7.77%	7.77%	Added +64.8k	+64,842 12.3%
5	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	739,872	$23.5m7.64%	7.64%	Added +374.2k	+374,154 102.3%
6	SPDR SERIES TRUST PORTFLI HIGH YLD SPHY	SPHY	804,501	$18.9m6.14%	6.14%	Unchanged
7	ISHARES TR CORE S&P500 ETF IVV	IVV	14,595	$10.9m3.56%	3.56%	Unchanged
8	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	123,225	$10.3m3.36%	3.36%	Added +55.8k	+55,785 82.7%
9	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	265,510	$7.7m2.51%	2.51%	Added +3.4k	+3,387 1.3%
10	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	127,733	$6.4m2.10%	2.10%	Added +57.2k	+57,222 81.2%
11	FIRST TR EXCHANGE-TRADED FD SENIOR LN FD FTSL	FTSL	138,670	$6.2m2.02%	2.02%	Added +11.8k	+11,830 9.3%
12	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	78,938	$5.6m1.83%	1.83%	Added +6.9k	+6,899 9.6%
13	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	53,182	$4.6m1.49%	1.49%	Reduced -10.2k	-10,172 -16.1%
14	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	5,441	$4.0m1.31%	1.31%	Added +311	+311 6.1%
15	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	4,631	$3.5m1.13%	1.13%	Unchanged
16	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	36,130	$3.2m1.03%	1.03%	New
17	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	38,470	$3.0m0.99%	0.99%	Unchanged
18	ALPHABET INC CAP STK CL A GOOGL	GOOGL	7,837	$2.8m0.91%	0.91%	Reduced -1.8k	-1,785 -18.6%
19	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	44,203	$2.6m0.86%	0.86%	Unchanged
20	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	11,468	$2.4m0.79%	0.79%	Unchanged
21	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	3	$2.2m0.73%	0.73%	Unchanged
22	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	7,329	$2.2m0.73%	0.73%	Unchanged
23	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	26,295	$2.0m0.64%	0.64%	Added +13.1k	+13,100 99.3%
24	ISHARES TR SELECT DIVID ETF DVY	DVY	10,273	$1.6m0.52%	0.52%	Unchanged
25	ISHARES TR IBOXX HI YD ETF HYG	HYG	19,130	$1.5m0.50%	0.50%	Unchanged
26	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	17,772	$1.4m0.45%	0.45%	Unchanged
27	VANGUARD INDEX FDS SMALL CP ETF VB	VB	4,345	$1.3m0.43%	0.43%	Unchanged
28	WELLS FARGO CO NEW PERP PFD CNV A WFC 7.5 PERP L	WFC 7.5 PERP L	1,100	$1.3m0.41%	0.41%	Unchanged
29	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	14,760	$1.1m0.37%	0.37%	Unchanged
30	ISHARES TR RUSSELL 3000 ETF IWV	IWV	2,641	$1.1m0.37%	0.37%	Unchanged
31	ISHARES TR CORE S&P SCP ETF IJR	IJR	7,252	$1.1m0.35%	0.35%	Added +2.9k	+2,909 67.0%
32	BROADCOM INC COM AVGO	AVGO	2,284	$863.0k0.28%	0.28%	Reduced -1.2k	-1,244 -35.3%
33	ISHARES TR CORE S&P MCP ETF IJH	IJH	10,295	$794.0k0.26%	0.26%	Unchanged
34	VANGUARD BD INDEX FDS LONG TERM BOND BLV	BLV	10,260	$707.0k0.23%	0.23%	Unchanged
35	ISHARES TR CORE S&P TTL STK ITOT	ITOT	4,143	$681.0k0.22%	0.22%	Unchanged
36	BANK AMERICA CORP 7.25%CNV PFD L BAC 7.25 PERP L	BAC 7.25 PERP L	519	$652.0k0.21%	0.21%	Unchanged
37	ISHARES TR PFD AND INCM SEC PFF	PFF	21,000	$640.0k0.21%	0.21%	Unchanged
38	MARATHON PETE CORP COM MPC	MPC	2,502	$640.0k0.21%	0.21%	Unchanged
39	KLA CORP COM NEW KLAC	KLAC	1,980	$597.0k0.19%	0.19%	Reduced -2.3k	-2,280 -53.5%
40	APPLE INC COM AAPL	AAPL	2,053	$594.0k0.19%	0.19%	Reduced -2.2k	-2,207 -51.8%
41	ISHARES TR CORE US AGGBD ET AGG	AGG	5,692	$563.0k0.18%	0.18%	Unchanged
42	CUMMINS INC COM CMI	CMI	763	$544.0k0.18%	0.18%	Unchanged
43	NVIDIA CORPORATION COM NVDA	NVDA	2,627	$526.0k0.17%	0.17%	Reduced -6.4k	-6,441 -71.0%
44	MICROSOFT CORP COM MSFT	MSFT	1,323	$494.0k0.16%	0.16%	Reduced -1.5k	-1,517 -53.4%
45	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	9,139	$479.0k0.16%	0.16%	Unchanged
46	VANGUARD INDEX FDS MID CAP ETF VO	VO	5,944	$479.0k0.16%	0.16%	Unchanged
47	VALERO ENERGY CORP COM VLO	VLO	1,634	$426.0k0.14%	0.14%	Unchanged
48	FORD MTR CO COM F	F	30,000	$417.0k0.14%	0.14%	Unchanged
49	ISHARES TR MSCI EAFE ETF EFA	EFA	3,930	$408.0k0.13%	0.13%	Unchanged
50	JOHNSON & JOHNSON COM JNJ	JNJ	1,606	$408.0k0.13%	0.13%	Reduced -1.1k	-1,068 -39.9%
51	INTEL CORP COM INTC	INTC	2,613	$365.0k0.12%	0.12%	New
52	AMAZON COM INC COM AMZN	AMZN	1,422	$339.0k0.11%	0.11%	Reduced -1.6k	-1,633 -53.5%
53	BP PLC SPONSORED ADR BP	BP	8,400	$310.0k0.10%	0.10%	Unchanged
54	NI HLDGS INC COM NODK	NODK	19,089	$300.0k0.10%	0.10%	Reduced -2.5k	-2,500 -11.6%
55	META PLATFORMS INC CL A META	META	531	$299.0k0.10%	0.10%	Reduced -609	-609 -53.4%
56	VALARIS LTD CL A VAL	VAL	3,793	$275.0k0.09%	0.09%	Unchanged
57	PALO ALTO NETWORKS INC COM PANW	PANW	788	$269.0k0.09%	0.09%	Reduced -904	-904 -53.4%
58	GOLDMAN SACHS GROUP INC COM GS	GS	262	$265.0k0.09%	0.09%	Reduced -300	-300 -53.4%
59	TRAVELERS COMPANIES INC COM TRV	TRV	790	$261.0k0.09%	0.09%	Unchanged
60	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	906	$255.0k0.08%	0.08%	Unchanged
61	JPMORGAN CHASE & CO COM JPM	JPM	740	$242.0k0.08%	0.08%	Reduced -848	-848 -53.4%
62	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	311	$237.0k0.08%	0.08%	Reduced -359	-359 -53.6%
63	VISA INC COM CL A V	V	690	$237.0k0.08%	0.08%	Reduced -792	-792 -53.4%
64	COSTCO WHSL CORP NEW COM COST	COST	242	$226.0k0.07%	0.07%	Reduced -278	-278 -53.5%
65	CHEVRON CORP NEW COM CVX	CVX	1,350	$224.0k0.07%	0.07%	Reduced -1.6k	-1,550 -53.5%
66	UNITED RENTALS INC COM URI	URI	196	$222.0k0.07%	0.07%	Reduced -228	-228 -53.8%
67	VANGUARD SCOTTSDALE FDS LONG TERM TREAS VGLT	VGLT	3,907	$216.0k0.07%	0.07%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
GE VERNOVA INC GEV	GEV	459	$401.0k459 shares
STRYKER CORPORATION SYK	SYK	1,200	$394.0k1.2k shares
SPDR GOLD TR GLD	GLD	915	$394.0k915 shares
VULCAN MATLS CO VMC	VMC	1,376	$375.0k1.4k shares
HOME DEPOT INC HD	HD	1,135	$373.0k1.1k shares
BAKER HUGHES COMPANY BKR	BKR	6,045	$369.0k6.0k shares
DUKE ENERGY CORP NEW DUK	DUK	2,775	$363.0k2.8k shares
EATON CORP PLC ETN	ETN	997	$357.0k997 shares
AMERICAN ELEC PWR CO INC AEP	AEP	2,646	$347.0k2.6k shares
TJX COS INC NEW TJX	TJX	2,154	$344.0k2.2k shares
PROCTER AND GAMBLE CO PG	PG	2,329	$336.0k2.3k shares
REGENERON PHARMACEUTICALS REGN	REGN	423	$327.0k423 shares
DEERE & CO DE	DE	565	$318.0k565 shares
ELI LILLY & CO LLY	LLY	340	$313.0k340 shares
MCDONALDS CORP MCD	MCD	1,000	$311.0k1.0k shares
BOOKING HOLDINGS INC BKNG	BKNG	1,775	$299.0k1.8k shares
TELEDYNE TECHNOLOGIES INC TDY	TDY	490	$296.0k490 shares
CITIGROUP INC C	C	2,614	$296.0k2.6k shares
CADENCE DESIGN SYSTEM INC CDNS	CDNS	953	$265.0k953 shares
ARISTA NETWORKS INC ANET	ANET	2,157	$265.0k2.2k shares
TE CONNECTIVITY PLC TEL	TEL	1,235	$258.0k1.2k shares
AMERICAN TOWER CORP NEW AMT	AMT	1,482	$256.0k1.5k shares
MCKESSON CORP MCK	MCK	294	$254.0k294 shares
VERTEX PHARMACEUTICALS INC VRTX	VRTX	567	$253.0k567 shares
PNC FINL SVCS GROUP INC PNC	PNC	1,175	$245.0k1.2k shares