Guinness Atkinson Asset Management Inc

PASADENA, CA · CIK 1409765 · 13F filing filed 2023-07-24

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityGUINNESS ATKINSON ASSET MANAGEMENT, INC. (US)

Others nearbyPasadena, CA

$188.8m reported value +6.6% vs Q1 2023

105positions

34.8%in top 10

2 new 36 added 47 reduced 1 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	22,180	$7.6m4.00%	4.00%	Reduced -705	-705 -3.1%
2	NVIDIA CORPORATION COM NVDA	NVDA	17,681	$7.5m3.96%	3.96%	Reduced -5.0k	-4,968 -21.9%
3	AMPHENOL CORP CL A APH	APH	80,148	$6.8m3.61%	3.61%	Reduced -1.2k	-1,161 -1.4%
4	APPLIED MATLS INC COM AMAT	AMAT	46,092	$6.7m3.53%	3.53%	Reduced -1.0k	-1,013 -2.1%
5	MASTERCARD INCORPORATED CL A MA	MA	16,115	$6.3m3.36%	3.36%	Reduced -383	-383 -2.3%
6	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	62,663	$6.3m3.35%	3.35%	Reduced -970	-970 -1.5%
7	KLA CORP COM NEW KLAC	KLAC	12,979	$6.3m3.33%	3.33%	Reduced -309	-309 -2.3%
8	LAM RESEARCH CORP COM COM		9,657	$6.2m3.29%	3.29%	Reduced -229	-229 -2.3%
9	ROPER TECHNOLOGIES INC COM ROP	ROP	12,505	$6.0m3.18%	3.18%	Reduced -297	-297 -2.3%
10	VISA INC COM CL A V	V	25,051	$5.9m3.15%	3.15%	Reduced -596	-596 -2.3%
11	APPLE INC COM AAPL	AAPL	30,481	$5.9m3.13%	3.13%	Reduced -725	-725 -2.3%
12	SALESFORCE INC COM CRM	CRM	27,311	$5.8m3.06%	3.06%	Reduced -642	-642 -2.3%
13	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	48,523	$5.5m2.91%	2.91%	Reduced -1.2k	-1,155 -2.3%
14	INTUIT COM INTU	INTU	11,844	$5.4m2.87%	2.87%	Reduced -281	-281 -2.3%
15	META PLATFORMS INC CL A META	META	18,879	$5.4m2.87%	2.87%	Reduced -8.0k	-8,030 -29.8%
16	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	9,821	$5.1m2.71%	2.71%	Reduced -233	-233 -2.3%
17	ALPHABET INC CAP STK CL A GOOGL	GOOGL	42,210	$5.1m2.68%	2.68%	Reduced -993	-993 -2.3%
18	PAYPAL HLDGS INC COM PYPL	PYPL	73,409	$4.9m2.59%	2.59%	Added +16.8k	+16,784 29.6%
19	ADOBE INC COM ADBE	ADBE	9,931	$4.9m2.57%	2.57%	Reduced -233	-233 -2.3%
20	AMAZON COM INC COM AMZN	AMZN	34,680	$4.5m2.39%	2.39%	Reduced -814	-814 -2.3%
21	DANAHER CORPORATION COM DHR	DHR	18,602	$4.5m2.36%	2.36%	Reduced -442	-442 -2.3%
22	NIKE INC CL B NKE	NKE	38,964	$4.3m2.28%	2.28%	Reduced -927	-927 -2.3%
23	COMCAST CORP NEW CL A CMCSA	CMCSA	103,234	$4.3m2.27%	2.27%	Reduced -2.5k	-2,457 -2.3%
24	ZOOM COMMUNICATIONS INC CL A ZM	ZM	59,538	$4.0m2.14%	2.14%	Added +14.7k	+14,747 32.9%
25	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	62,949	$4.0m2.13%	2.13%	Reduced -1.5k	-1,498 -2.3%
26	NETEASE INC SPONSORED ADS NTES	NTES	24,362	$2.4m1.25%	1.25%	Reduced -1.2k	-1,230 -4.8%
27	ON SEMICONDUCTOR CORP COM ON	ON	24,489	$2.3m1.23%	1.23%	Reduced -3.2k	-3,184 -11.5%
28	BAIDU INC SPON ADR REP A BIDU	BIDU	14,160	$1.9m1.03%	1.03%	Unchanged
29	BROADCOM INC COM AVGO	AVGO	2,050	$1.8m0.94%	0.94%	Reduced -280	-280 -12.0%
30	HUBBELL INC COM HUBB	HUBB	4,876	$1.6m0.86%	0.86%	Reduced -884	-884 -15.3%
31	NEXTERA ENERGY INC COM NEE	NEE	20,514	$1.5m0.81%	0.81%	Unchanged
32	GENTHERM INC COM THRM	THRM	24,708	$1.4m0.74%	0.74%	Added +608	+608 2.5%
33	FIRST SOLAR INC COM FSLR	FSLR	7,319	$1.4m0.74%	0.74%	Reduced -2.4k	-2,435 -25.0%
34	CANADIAN SOLAR INC COM CSIQ	CSIQ	35,029	$1.4m0.72%	0.72%	Reduced -450	-450 -1.3%
35	ITRON INC COM ITRI	ITRI	18,653	$1.3m0.71%	0.71%	Reduced -162	-162 -0.9%
36	JD.COM INC SPON ADS CL A JD	JD	37,300	$1.3m0.67%	0.67%	Unchanged
37	ORMAT TECHNOLOGIES INC COM ORA	ORA	15,750	$1.3m0.67%	0.67%	Added +126	+126 0.8%
38	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	12,000	$1.0m0.53%	0.53%	Unchanged
39	AFLAC INC COM AFL	AFL	12,995	$907.1k0.48%	0.48%	Added +2.7k	+2,679 26.0%
40	AMERESCO INC CL A AMRC	AMRC	18,455	$897.5k0.48%	0.48%	Reduced -3.0k	-2,989 -13.9%
41	SOLAREDGE TECHNOLOGIES INC COM SEDG	SEDG	3,175	$854.2k0.45%	0.45%	Added +483	+483 17.9%
42	OTIS WORLDWIDE CORP COM OTIS	OTIS	9,160	$815.3k0.43%	0.43%	Added +1.3k	+1,344 17.2%
43	EMERSON ELEC CO COM EMR	EMR	8,971	$810.9k0.43%	0.43%	Added +2.5k	+2,529 39.3%
44	ILLINOIS TOOL WKS INC COM ITW	ITW	3,204	$801.5k0.42%	0.42%	Added +472	+472 17.3%
45	GALLAGHER ARTHUR J & CO COM AJG	AJG	3,645	$800.3k0.42%	0.42%	Added +536	+536 17.2%
46	PROCTER AND GAMBLE CO COM PG	PG	5,242	$795.4k0.42%	0.42%	Added +1.1k	+1,140 27.8%
47	TEXAS INSTRS INC COM TXN	TXN	4,379	$788.3k0.42%	0.42%	Added +919	+919 26.6%
48	MONDELEZ INTL INC CL A MDLZ	MDLZ	10,624	$774.9k0.41%	0.41%	Added +1.6k	+1,560 17.2%
49	PAYCHEX INC COM PAYX	PAYX	6,925	$774.7k0.41%	0.41%	Added +1.9k	+1,946 39.1%
50	JOHNSON & JOHNSON COM JNJ	JNJ	4,667	$772.5k0.41%	0.41%	Added +1.2k	+1,246 36.4%
51	COCA COLA CO COM KO	KO	12,715	$765.7k0.41%	0.41%	Added +3.1k	+3,073 31.9%
52	V F CORP COM VFC	VFC	39,787	$759.5k0.40%	0.40%	Added +19.5k	+19,511 96.2%
53	CISCO SYS INC COM CSCO	CSCO	14,611	$756.0k0.40%	0.40%	Added +2.1k	+2,144 17.2%
54	ABBVIE INC COM ABBV	ABBV	5,576	$751.3k0.40%	0.40%	Added +1.8k	+1,839 49.2%
55	ENPHASE ENERGY INC COM ENPH	ENPH	4,418	$739.9k0.39%	0.39%	Reduced -72	-72 -1.6%
56	CME GROUP INC COM CME	CME	3,967	$735.0k0.39%	0.39%	Added +584	+584 17.3%
57	PEPSICO INC COM PEP	PEP	3,924	$726.8k0.38%	0.38%	Added +576	+576 17.2%
58	EXXON MOBIL CORP COM XOM	XOM	6,696	$718.1k0.38%	0.38%	Reduced -1.1k	-1,132 -14.5%
59	BLACKROCK INC COM BLK	BLK	1,019	$704.3k0.37%	0.37%	Added +152	+152 17.5%
60	SUNNOVA ENERGY INTL INC. COM NOVAQ	NOVAQ	36,116	$661.3k0.35%	0.35%	Added +9.0k	+8,994 33.2%
61	CHEVRON CORP NEW COM CVX	CVX	3,985	$627.0k0.33%	0.33%	Reduced -457	-457 -10.3%
62	QUANTA SVCS INC COM PWR	PWR	3,000	$589.4k0.31%	0.31%	Reduced -58	-58 -1.9%
63	VALERO ENERGY CORP COM VLO	VLO	4,810	$564.2k0.30%	0.30%	Reduced -171	-171 -3.4%
64	CONOCOPHILLIPS COM COP	COP	5,056	$523.9k0.28%	0.28%	Reduced -418	-418 -7.6%
65	TESLA INC COM TSLA	TSLA	1,944	$508.9k0.27%	0.27%	Added +162	+162 9.1%
66	AUTOHOME INC SP ADS RP CL A ATHM	ATHM	16,900	$492.8k0.26%	0.26%	Unchanged
67	ANALOG DEVICES INC COM ADI	ADI	2,424	$472.2k0.25%	0.25%	Added +279	+279 13.0%
68	SCHLUMBERGER LTD COM STK SLB	SLB	9,421	$462.8k0.25%	0.25%	Reduced -1.6k	-1,589 -14.4%
69	POWER INTEGRATIONS INC COM POWI	POWI	4,740	$448.7k0.24%	0.24%	Added +560	+560 13.4%
70	IMPERIAL OIL LTD COM NEW IMO	IMO	8,531	$436.5k0.23%	0.23%	Reduced -563	-563 -6.2%
71	DIAMONDBACK ENERGY INC COM FANG	FANG	3,273	$429.9k0.23%	0.23%	Reduced -116	-116 -3.4%
72	EOG RES INC COM EOG	EOG	3,746	$428.7k0.23%	0.23%	Added +89	+89 2.4%
73	ALPHABET INC CAP STK CL C GOOG	GOOG	3,492	$422.4k0.22%	0.22%	Added +412	+412 13.4%
74	CANADIAN NAT RES LTD COM CNQ	CNQ	7,505	$422.0k0.22%	0.22%	Reduced -16	-16 -0.2%
75	HALLIBURTON CO COM HAL	HAL	12,586	$415.2k0.22%	0.22%	Added +5.3k	+5,343 73.8%
76	CENOVUS ENERGY INC COM CVE	CVE	24,122	$409.7k0.22%	0.22%	Added +1.9k	+1,866 8.4%
77	PIONEER NAT RES CO COM PXD	PXD	1,966	$407.3k0.22%	0.22%	Added +99	+99 5.3%
78	SUNCOR ENERGY INC NEW COM SU	SU	13,235	$388.3k0.21%	0.21%	Added +1.2k	+1,245 10.4%
79	DEVON ENERGY CORP NEW COM DVN	DVN	7,524	$363.7k0.19%	0.19%	Reduced -269	-269 -3.5%
80	LEAR CORP COM NEW LEA	LEA	2,376	$341.1k0.18%	0.18%	Added +308	+308 14.9%
81	DANA INC COM DAN	DAN	18,468	$314.0k0.17%	0.17%	Added +2.5k	+2,485 15.6%
82	ENBRIDGE INC COM ENB	ENB	8,282	$307.7k0.16%	0.16%	Reduced -296	-296 -3.5%
83	SKYWORKS SOLUTIONS INC COM SWKS	SWKS	2,760	$305.5k0.16%	0.16%	Added +373	+373 15.6%
84	KINDER MORGAN INC DEL COM KMI	KMI	16,449	$283.3k0.15%	0.15%	Reduced -588	-588 -3.5%
85	INTEL CORP COM INTC	INTC	8,136	$272.1k0.14%	0.14%	Added +1.1k	+1,140 16.3%
86	TPI COMPOSITES INC COM TPICQ	TPICQ	20,878	$216.5k0.11%	0.11%	Unchanged
87	BAKER HUGHES COMPANY CL A BKR	BKR	6,724	$212.5k0.11%	0.11%	Reduced -1.1k	-1,132 -14.4%
88	INSTALLED BLDG PRODS INC COM IBP	IBP	900	$126.1k0.07%	0.07%	New
89	HELIX ENERGY SOLUTIONS GRP I COM HOS	HOS	16,846	$124.3k0.07%	0.07%	Reduced -602	-602 -3.5%
90	QUALCOMM INC COM QCOM	QCOM	764	$90.9k0.05%	0.05%	Unchanged
91	HUBSPOT INC COM HUBS	HUBS	128	$68.1k0.04%	0.04%	Unchanged
92	CRITEO S A SPONS ADS CRTO	CRTO	2,000	$67.5k0.04%	0.04%	Unchanged
93	THE TRADE DESK INC COM CL A TTD	TTD	800	$61.8k0.03%	0.03%	Unchanged
94	SUNPOWER CORP COM SPWRQ	SPWRQ	4,406	$43.2k0.02%	0.02%	Reduced -157	-157 -3.4%
95	MAGNITE INC COM MGNI	MGNI	3,032	$41.4k0.02%	0.02%	Unchanged
96	PUBMATIC INC COM CL A PUBM	PUBM	2,040	$37.3k0.02%	0.02%	Unchanged
97	ATLASSIAN CORPORATION CL A TEAM	TEAM	208	$34.9k0.02%	0.02%	Unchanged
98	LIVERAMP HLDGS INC COM RAMP	RAMP	1,144	$32.7k0.02%	0.02%	Unchanged
99	PEGASYSTEMS INC COM PEGA	PEGA	632	$31.2k0.02%	0.02%	Unchanged
100	TREMOR INTL LTD ADS ADS		3,882	$27.9k0.01%	0.01%	Unchanged

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
ACUITYADS HLDGS INC		9,621	$15.3k9.6k shares