Guggenheim Funds Investment Advisors, LLC

Chicago, IL · CIK 1280782 · 13F filing filed 2026-08-06

SEC-registered investment adviser since 2003 · limited liability company

Assets managed$4.1bn
Staff5
Main clients (by assets)Mutual funds and ETFs 100%
Websiteguggenheiminvestments.com
Form ADV · 2026-03-31SEC adviser record

Legal entityGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (US)

Kindhedge funds, private equity, real estate, structured credit, mutual funds, institutions, futures
Others nearbySaint Louis, MO, New York, NY, Stamford, CT, Chicago, IL, Santa Monica, CA, Rockville, MD
FamilyGUGGENHEIM CAPITAL LLC · 11 related pages · largest: GUGGENHEIM CAPITAL LLC

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
Chicago, IL (main office)United States	United States
New York, NYUnited States	United States
Rockville, MDUnited States	United States
Santa Monica, CAUnited States	United States

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

For Q2 2026 this manager filed a 13F notice: its holdings were reported by another manager.