LYONDELLBASELL INDUSTRIES N LYB
SHS - A - · Common Stock · CUSIP N53745100
- SectorMaterials
- IndustryIndustrial Organic Chemicals
- HeadquartersHouston, TX
- Founded1985
- Websitelyondellbasell.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($124.6m this quarter). Holder counts are more reliable. Shares outstanding: 324.4m as of 2023-10-25, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $95.08. Options: 36 managers hold calls ($390.7m notional), 34 hold puts ($434.6m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 842 |
| Q4 2022 | 898 |
| Q1 2023 | 911 |
| Q2 2023 | 929 |
| Q3 2023 | 940 |
| Q4 2023 | 1,031 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 459 | 364 |
| Q1 2023 | 478 | 373 |
| Q2 2023 | 473 | 377 |
| Q3 2023 | 428 | 413 |
| Q4 2023 | 483 | 398 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $292.1m | $255.4m | 0.87 |
| Q2 2023 | $312.0m | $242.4m | 0.78 |
| Q3 2023 | $453.6m | $416.0m | 0.92 |
| Q4 2023 | $390.7m | $434.6m | 1.11 |
Biggest buyers
| JPMORGAN CHASE & CO | Added | +9.7m |
| MORGAN STANLEY | Added | +5.7m |
| Capital World Investors | New | +2.1m |
| Amundi | Added | +1.4m |
| BlackRock Inc. | Added | +1.3m |
| Qube Research & Technologies Ltd | Added | +987.2k |
| Pacer Advisors, Inc. | Added | +935.4k |
| BNP PARIBAS FINANCIAL MARKETS | Added | +605.5k |
| STATE STREET CORP | Added | +598.1k |
| TWINBEECH CAPITAL LP | Added | +450.3k |
Biggest sellers
| FMR LLC | Reduced | -2.6m |
| CITADEL ADVISORS LLC | Reduced | -1.3m |
| ALLIANCEBERNSTEIN L.P. | Reduced | -968.2k |
| Balyasny Asset Management L.P. | Reduced | -921.7k |
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -749.5k |
| FEDERATED HERMES, INC. | Reduced | -655.5k |
| BARCLAYS PLC | Reduced | -414.0k |
| ExodusPoint Capital Management, LP | Reduced | -312.2k |
| HSBC HOLDINGS PLC | Reduced | -284.8k |
| BANK OF AMERICA CORP /DE/ | Reduced | -279.2k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $58.4m614.7k shares |
| JANE STREET GROUP, LLC | Reduced | $50.5m531.6k shares |
| CITADEL ADVISORS LLC | Reduced | $33.9m356.4k shares |
| BANK OF AMERICA CORP /DE/ | Added | $31.4m330.0k shares |
| Balyasny Asset Management L.P. | Added | $29.4m309.0k shares |
| JPMORGAN CHASE & CO | New | $27.3m287.6k shares |
| D. E. Shaw & Co., Inc. | Added | $23.8m250.3k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $21.6m226.8k shares |
| Walleye Trading LLC | Reduced | $19.4m203.9k shares |
| UBS Group AG | Reduced | $15.2m160.0k shares |
Biggest puts
| Balyasny Asset Management L.P. | Added | $66.9m703.7k shares |
| CITADEL ADVISORS LLC | Added | $48.2m506.9k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $46.7m491.0k shares |
| Walleye Trading LLC | Reduced | $32.0m336.9k shares |
| BANK OF AMERICA CORP /DE/ | Added | $31.4m330.0k shares |
| JANE STREET GROUP, LLC | Reduced | $27.4m288.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $27.3m287.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $17.8m186.9k shares |
| UBS Group AG | Added | $17.4m183.0k shares |
| Portman Square Capital LLP | Added | $14.0m147.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| LYB Holdco LLC 13D · may seek influence no change · filed 2025-06-13 | 20.3% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 6.0% |
Fell to 5% or below in the last year: DODGE & COX (0.0%, 2026-08-13), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2022 | 0 | — | 1 | $416.0k | — |
| Q2 2022 | 1 | $169 | 3 | $4.2m | — |
| Q3 2022 | 1 | $819 | 1 | $2.2k | — |
| Q4 2022 | 1 | $82 | 2 | $146.2k | — |
| Q1 2023 | 0 | — | 1 | $989.9k | — |
| Q2 2023 | 0 | — | 1 | $91 | — |
| Q3 2023 | 0 | — | 1 | $975.6k | — |
| Q4 2023 | 0 | — | 1 | $1.5m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-11-20 | Kaplan Jeffrey A EVP and General Counsel | Sold | $1.5m15.9k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.06% of their portfolio | 31.2m $3.0bn | Added +290.4k |
| BlackRock Inc. 0.06% of their portfolio | 24.1m $2.3bn | Added +1.3m |
| Dodge & Cox 0.98% of their portfolio | 16.2m $1.5bn | Reduced -8.7k |
| JPMORGAN CHASE & CO 0.07% of their portfolio | 14.0m $1.3bn | Added +9.7m |
| STATE STREET CORP 0.06% of their portfolio | 12.0m $1.1bn | Added +598.1k |
| MORGAN STANLEY 0.05% of their portfolio | 12.0m $1.1bn | Added +5.7m |
| WELLINGTON MANAGEMENT GROUP LLP 0.14% of their portfolio | 8.0m $758.0m | Reduced -749.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 5.9m $562.2m | Added +145.9k |
| FMR LLC 0.04% of their portfolio | 5.8m $551.0m | Reduced -2.6m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.14% of their portfolio | 5.7m $540.4m | Added +33.2k |
| FEDERATED HERMES, INC. 1.18% of their portfolio | 5.0m $476.6m | Reduced -655.5k |
| DIMENSIONAL FUND ADVISORS LP 0.13% of their portfolio | 4.5m $428.3m | Reduced -253.9k |
| Invesco Ltd. 0.09% of their portfolio | 3.9m $368.7m | Reduced -208.0k |
| Capital International Investors 0.08% of their portfolio | 3.9m $367.9m | Reduced -235.4k |
| Pacer Advisors, Inc. 0.96% of their portfolio | 3.6m $339.6m | Added +935.4k |
| ALLIANCEBERNSTEIN L.P. 0.12% of their portfolio | 3.4m $320.1m | Reduced -968.2k |
| ROYAL BANK OF CANADA 0.07% of their portfolio | 2.8m $270.4m | Added +314.6k |
| NORTHERN TRUST CORP 0.05% of their portfolio | 2.8m $265.8m | Reduced -123.0k |
| AustralianSuper Pty Ltd 1.23% of their portfolio | 2.2m $204.5m | Reduced -116.1k |
| Capital World Investors 0.04% of their portfolio | 2.1m $197.3m | New |
| Amundi 0.09% of their portfolio | 2.0m $193.9m | Added +1.4m |
| THORNBURG INVESTMENT MANAGEMENT INC 2.69% of their portfolio | 2.0m $186.5m | Unchanged |
| Bank of New York Mellon Corp 0.04% of their portfolio | 2.0m $186.4m | Reduced -71.8k |
| GOLDMAN SACHS GROUP INC 0.04% of their portfolio | 1.9m $183.7m | Reduced -73.6k |
| BANK OF AMERICA CORP /DE/ 0.02% of their portfolio | 1.9m $183.0m | Reduced -279.2k |
| Legal & General Group Plc 0.05% of their portfolio | 1.8m $175.9m | Added +315.5k |
| LSV ASSET MANAGEMENT 0.35% of their portfolio | 1.7m $159.1m | Reduced -129.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.05% of their portfolio | 1.4m $134.8m | Added +13.6k |
| WELLS FARGO & COMPANY/MN 0.04% of their portfolio | 1.4m $132.2m | Added +13.1k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.08% of their portfolio | 1.3m $128.3m | Reduced -49.5k |
| DEUTSCHE BANK AG\ 0.06% of their portfolio | 1.2m $109.9m | Reduced -206.8k |
| VICTORY CAPITAL MANAGEMENT INC 0.11% of their portfolio | 1.1m $108.4m | Added +13.2k |
| UBS Group AG 0.04% of their portfolio | 1.1m $104.6m | Added +130.9k |
| Qube Research & Technologies Ltd 0.23% of their portfolio | 1.1m $103.7m | Added +987.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio | 1.0m $98.4m | Reduced -64.4k |
| ANTIPODES PARTNERS Ltd 3.00% of their portfolio | 1.0m $96.1m | Added +300.1k |
| RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio | 895.7k $85.2m | Added +673 |
| NORGES BANK 0.01% of their portfolio | 871.4k $82.9m | Added +129.0k |
| FIRST TRUST ADVISORS LP 0.09% of their portfolio | 860.1k $81.8m | Reduced -16.1k |
| BARCLAYS PLC 0.04% of their portfolio | 851.5k $81.0m | Reduced -414.0k |
| Epoch Investment Partners, Inc. 0.37% of their portfolio | 846.9k $80.5m | Reduced -242.2k |
| Swiss National Bank 0.06% of their portfolio | 810.9k $77.1m | Reduced -26.2k |
| AQR CAPITAL MANAGEMENT LLC 0.14% of their portfolio | 804.3k $76.5m | Reduced -171.7k |
| MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio | 757.0k $72.0m | Reduced -194.3k |
| CREDIT SUISSE AG/ 0.07% of their portfolio | 749.8k $71.3m | Reduced -41 |
| CINCINNATI INSURANCE CO 1.27% of their portfolio | 744.7k $70.8m | Unchanged |
| Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio | 730.7k $69.5m | Reduced -91.8k |
| Nuveen Asset Management, LLC 0.02% of their portfolio | 725.7k $69.0m | Reduced -30.6k |
| BNP PARIBAS FINANCIAL MARKETS 0.12% of their portfolio | 715.8k $68.1m | Added +605.5k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.08% of their portfolio | 675.8k $64.3m | Reduced -9.3k |
| HighTower Advisors, LLC 0.10% of their portfolio | 655.2k $62.3m | Added +43.6k |
| Ensign Peak Advisors, Inc 0.12% of their portfolio | 638.5k $60.7m | Reduced -86.2k |
| Kiltearn Partners LLP 4.26% of their portfolio | 581.7k $55.3m | Reduced -29.4k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.07% of their portfolio | 573.9k $54.6m | Reduced -186.6k |
| Robeco Institutional Asset Management B.V. 0.13% of their portfolio | 570.1k $54.2m | Added +80.2k |
| LPL Financial LLC 0.03% of their portfolio | 556.4k $52.9m | Reduced -2.2k |
| AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio | 551.1k $52.4m | Added +40.9k |
| California Public Employees Retirement System 0.04% of their portfolio | 509.2k $48.4m | Reduced -17.5k |
| MILLER HOWARD INVESTMENTS INC /NY 1.65% of their portfolio | 499.6k $47.5m | Reduced -5.5k |
| BANK OF MONTREAL /CAN/ 0.02% of their portfolio | 496.3k $47.6m | Added +4.2k |
| RHUMBLINE ADVISERS 0.05% of their portfolio | 488.7k $46.5m | Added +1.1k |
| Brandywine Global Investment Management, LLC 0.36% of their portfolio | 469.4k $44.6m | Reduced -10.3k |
| FRANKLIN RESOURCES INC 0.02% of their portfolio | 466.3k $44.3m | Added +104.1k |
| TWINBEECH CAPITAL LP 0.71% of their portfolio | 463.8k $44.1m | Added +450.3k |
| Allianz Asset Management GmbH 0.07% of their portfolio | 409.2k $38.9m | Added +365.1k |
| STIFEL FINANCIAL CORP 0.05% of their portfolio | 403.1k $38.3m | Added +4.1k |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. 0.51% of their portfolio | 382.9k $36.4m | Added +9.5k |
| Mitsubishi UFJ Trust & Banking Corp 0.08% of their portfolio | 377.5k $35.9m | Added +77.0k |
| BANK OF NOVA SCOTIA 0.07% of their portfolio | 375.5k $35.7m | Reduced -238.8k |
| Assenagon Asset Management S.A. 0.11% of their portfolio | 375.4k $35.7m | Reduced -33.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.05% of their portfolio | 363.1k $34.5m | Reduced -13.3k |
| REGIONS FINANCIAL CORP 0.27% of their portfolio | 345.8k $32.9m | Reduced -9.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 345.1k $32.8m | Added +5.2k |
| AE Wealth Management LLC 0.17% of their portfolio | 338.5k $32.3m | Added +53.7k |
| TODD ASSET MANAGEMENT LLC 0.68% of their portfolio | 324.8k $30.9m | Reduced -8.0k |
| Mariner, LLC 0.07% of their portfolio | 318.0k $30.2m | Reduced -1.8k |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 316.2k $30.1m | Added +1.4k |
| Marathon Asset Management Ltd 0.78% of their portfolio | 292.1k $27.8m | Reduced -9.6k |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 290.6k $27.6m | Reduced -5.0k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.06% of their portfolio | 283.6k $27.0m | Added +5.3k |
| First Horizon Advisors, Inc. 0.87% of their portfolio | 276.4k $26.3m | Added +11.6k |
| DekaBank Deutsche Girozentrale 0.05% of their portfolio | 272.3k $26.2m | Added +33.4k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.05% of their portfolio | 270.2k $26.1m | Added +22.5k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio | 268.8k $25.6m | Added +200.3k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.05% of their portfolio | 260.6k $24.8m | Added +9.3k |
| US BANCORP \DE\ 0.04% of their portfolio | 259.1k $24.6m | Reduced -13.9k |
| KBC Group NV 0.08% of their portfolio | 252.1k $24.0m | Reduced -4.3k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.05% of their portfolio | 248.9k $23.7m | Reduced -5.7k |
| Korea Investment CORP 0.06% of their portfolio | 248.0k $23.6m | Added +65.7k |
| TRUIST FINANCIAL CORP 0.04% of their portfolio | 247.3k $23.5m | Reduced -6.1k |
| ALPS ADVISORS INC 0.18% of their portfolio | 237.7k $22.6m | Reduced -251.7k |
| Verity & Verity, LLC 1.29% of their portfolio | 234.0k $22.2m | Added +119.0k |
| Russell Investments Group, Ltd. 0.04% of their portfolio | 233.3k $22.2m | Added +46.9k |
| Loews Corp 0.20% of their portfolio | 227.0k $21.6m | Added +7.0k |
| TD Asset Management Inc 0.02% of their portfolio | 226.7k $21.6m | Reduced -249.1k |
| CINCINNATI FINANCIAL CORP 0.46% of their portfolio | 222.0k $21.1m | Unchanged |
| UNITED SERVICES AUTOMOBILE ASSOCIATION 0.47% of their portfolio | 220.6k $21.0m | Reduced -40.7k |
| AVIVA PLC 0.07% of their portfolio | 219.8k $20.9m | Added +23.9k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.29% of their portfolio | 218.3k $20.8m | Added +156.7k |
| Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio | 215.5k $20.5m | Added +17.3k |