Vault-13

IMMATICS N.V IMTXW

*W EXP 07/01/202 · Equity WRT · CUSIP N44445117

19 institutional holders +1 vs Q1 2023
5,561,8895.6m shares reported held*
$20.0mreported value*
2 new 4 added 5 reduced 1 sold out net sold ≈ $518.9k (-192.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.60. Options: 1 managers hold calls ($88.5k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 21Q1 23: 18Q2 23: 1919Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202221
Q4 202221
Q1 202318
Q2 202319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202249
Q1 202328
Q2 202366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $66.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $173.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $88.5kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$66.4k$00.00
Q1 2023$173.0k$00.00
Q2 2023$88.5k$00.00

Biggest buyers

Privium Fund Management B.V. New +448,043+448.0k
D. E. Shaw & Co., Inc. Added +200,000+200.0k
Walleye Capital LLC Added +53,153+53.2k
JPMORGAN CHASE & CO Added +40,168+40.2k
TWO SIGMA INVESTMENTS, LP New +38,300+38.3k
Fort Baker Capital Management LP Added +25,300+25.3k

Biggest sellers

Governors Lane LP Sold out -459,056-459.1k
DIFESA CAPITAL MANAGEMENT, LP Reduced -329,906-329.9k
ARISTEIA CAPITAL, L.L.C. Reduced -116,708-116.7k
683 Capital Management, LLC Reduced -44,936-44.9k
LMR Partners LLP Reduced -5,012-5.0k
Weiss Asset Management LP Reduced -1,949-1.9k

Biggest calls

J. Goldman & Co LP New $88.5k27.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Nantahala Capital Management, LLC 0.39% of their portfolio NEW CANAAN, CT 986,101986.1k $3.2m $3.2m 0.39% Unchanged
2 ARISTEIA CAPITAL, L.L.C. 0.11% of their portfolio GREENWICH, CT 919,872919.9k $3.0m $3.0m 0.11% Reduced -116.7k -116,708
3 Fort Baker Capital Management LP 0.44% of their portfolio Larkspur, CA 902,875902.9k $3.1m $3.1m 0.44% Added +25.3k +25,300
4 LMR Partners LLP 0.04% of their portfolio LONDON, X0 541,686541.7k $1.9m $1.9m 0.04% Reduced -5.0k -5,012
5 Privium Fund Management B.V. 0.42% of their portfolio AMSTERDAM, P7 448,043448.0k $1.5m $1.5m 0.42% New
6 683 Capital Management, LLC 0.14% of their portfolio NEW YORK, NY 420,000420.0k $1.4m $1.4m 0.14% Reduced -44.9k -44,936
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 378,197378.2k $1.3m $1.3m 0.00% Added +40.2k +40,168
8 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 266,074266.1k $899.3k $899.3k 0.00% Added +200.0k +200,000
9 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 260,079260.1k $889.5k $889.5k 0.02% Added +53.2k +53,153
10 Aequim Alternative Investments LP 0.03% of their portfolio MILL VALLEY, CA 252,741252.7k $854.3k $854.3k 0.03% Unchanged
11 Affinity Asset Advisors, LLC 0.25% of their portfolio NEW YORK, NY 187,204187.2k $632.8k $632.8k 0.25% Unchanged
12 DIFESA CAPITAL MANAGEMENT, LP 1.34% of their portfolio New York, NY 151,275151.3k $511.3k $511.3k 1.34% Reduced -329.9k -329,906
13 SPHERA FUNDS MANAGEMENT LTD. 0.07% of their portfolio TEL AVIV, L3 100,000100.0k $342.0k $342.0k 0.07% Unchanged
14 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 38,30038.3k $131.0k $131.0k 0.00% New
15 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 34,15834.2k $108.6k $108.6k 0.00% Unchanged
16 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 25,25025.2k $86.4k $86.4k 0.00% Unchanged
17 Weiss Asset Management LP 0.01% of their portfolio BOSTON, MA 15,06515.1k $50.9k $50.9k 0.01% Reduced -1.9k -1,949
18 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 13,16613.2k $151.9k $151.9k 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged