Vault-13

ASML HOLDING N V ASML

N Y REGISTRY SHS · NY Reg Shrs · CUSIP N07059210 · ISIN USN070592100

Dutch company and supplier of photolithography systems

1,330 institutional holders +151 vs Q3 2023
77,042,57177.0m shares reported held*
$58.4bnreported value*
175 new 552 added 356 reduced 83 sold out net bought ≈ $1.1bn (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($75.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $757.90. Options: 33 managers hold calls ($1.4bn notional), 44 hold puts ($3.2bn).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 885Q4 22: 1,005Q1 23: 1,114Q2 23: 1,197Q3 23: 1,179Q4 23: 1,3301,330Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022885
Q4 20221,005
Q1 20231,114
Q2 20231,197
Q3 20231,179
Q4 20231,330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 501 bought or addedQ4 22: 406 cut or sold outQ4 22Q1 23: 614 bought or addedQ1 23: 399 cut or sold outQ1 23Q2 23: 638 bought or addedQ2 23: 435 cut or sold outQ2 23Q3 23: 655 bought or addedQ3 23: 450 cut or sold outQ3 23Q4 23: 727 bought or addedQ4 23: 439 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022501406
Q1 2023614399
Q2 2023638435
Q3 2023655450
Q4 2023727439

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bn$4bnQ1 23 calls: $1.1bnQ1 23 puts: $2.7bnQ1 23P/C 2.49Q2 23 calls: $1.2bnQ2 23 puts: $3.0bnQ2 23P/C 2.40Q3 23 calls: $1.3bnQ3 23 puts: $2.5bnQ3 23P/C 1.92Q4 23 calls: $1.4bnQ4 23 puts: $3.2bnQ4 23P/C 2.33
Numbers
QuarterCallsPutsP/C
Q1 2023$1.1bn$2.7bn2.49
Q2 2023$1.2bn$3.0bn2.40
Q3 2023$1.3bn$2.5bn1.92
Q4 2023$1.4bn$3.2bn2.33

Biggest buyers

JPMORGAN CHASE & CO Added +2,425,188+2.4m
MORGAN STANLEY Added +1,361,612+1.4m
FMR LLC Added +310,989+311.0k
Balyasny Asset Management L.P. Added +270,900+270.9k
Holocene Advisors, LP New +257,828+257.8k
WELLINGTON MANAGEMENT GROUP LLP Added +203,860+203.9k
Point72 Asset Management, L.P. Added +203,653+203.7k
UBS Group AG Added +183,649+183.6k
JENNISON ASSOCIATES LLC Added +151,844+151.8k
SANDS CAPITAL MANAGEMENT, LLC Added +121,847+121.8k

Biggest sellers

Capital World Investors Reduced -651,163-651.2k
Fayez Sarofim & Co Sold out -548,876-548.9k
Capital International Investors Reduced -466,666-466.7k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -346,258-346.3k
ALKEON CAPITAL MANAGEMENT LLC Reduced -281,068-281.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -261,990-262.0k
WCM INVESTMENT MANAGEMENT, LLC Reduced -238,258-238.3k
D. E. Shaw & Co., Inc. Reduced -212,842-212.8k
Echo Street Capital Management LLC Sold out -182,038-182.0k
TD Asset Management Inc Reduced -163,790-163.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $492.6m650.8k shares
CITADEL ADVISORS LLC Reduced $382.3m505.1k shares
GOLDMAN SACHS GROUP INC Reduced $88.8m117.3k shares
D. E. Shaw & Co., Inc. Added $78.3m103.5k shares
WOLVERINE TRADING, LLC Reduced $61.8m81.7k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $30.7m40.5k shares
Squarepoint Ops LLC Added $29.4m38.9k shares
Walleye Trading LLC Reduced $26.9m35.6k shares
UBS Group AG Reduced $26.8m35.4k shares
BARCLAYS PLC New $23.2m30.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $733.5m969.0k shares
Optiver Holding B.V. Reduced $606.3m801.0k shares
CITADEL ADVISORS LLC Added $396.7m524.1k shares
IMC-Chicago, LLC Added $231.5m305.8k shares
SIMPLEX TRADING, LLC Reduced $139.3m184.1k shares
MILLENNIUM MANAGEMENT LLC Added $128.3m169.5k shares
BARCLAYS PLC New $108.5m143.4k shares
JANE STREET GROUP, LLC Reduced $106.4m140.6k shares
Walleye Trading LLC Added $76.3m100.8k shares
GOLDMAN SACHS GROUP INC Added $64.3m84.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital World Investors 0.75% of their portfolio LOS ANGELES, CA 5,588,3385.6m $4.2bn $4.2bn 0.75% Reduced -651.2k -651,163
2 Fisher Asset Management, LLC 1.99% of their portfolio PLANO, TX 4,967,9585.0m $3.8bn $3.8bn 1.99% Added +95.8k +95,795
3 PRICE T ROWE ASSOCIATES INC /MD/ 0.50% of their portfolio BALTIMORE, MD 4,887,6924.9m $3.7bn $3.7bn 0.50% Reduced -346.3k -346,258
4 JPMORGAN CHASE & CO 0.18% of their portfolio NEW YORK, NY 4,690,0924.7m $3.6bn $3.6bn 0.18% Added +2.4m +2,425,188
5 FMR LLC 0.23% of their portfolio BOSTON, MA 3,918,6913.9m $3.0bn $3.0bn 0.23% Added +311.0k +310,989
6 Capital International Investors 0.58% of their portfolio Los Angeles, CA 3,435,9903.4m $2.6bn $2.6bn 0.58% Reduced -466.7k -466,666
7 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 2.01% of their portfolio BLOOMINGTON, IL 2,758,1732.8m $2.1bn $2.1bn 2.01% Reduced -53.0k -52,998
8 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 2,731,6322.7m $2.1bn $2.1bn 0.09% Added +1.4m +1,361,612
9 EDGEWOOD MANAGEMENT LLC 4.94% of their portfolio GREENWICH, CT 2,261,4002.3m $1.7bn $1.7bn 4.94% Reduced -107.7k -107,654
10 WCM INVESTMENT MANAGEMENT, LLC 3.73% of their portfolio LAGUNA BEACH, CA 1,778,0501.8m $1.3bn $1.3bn 3.73% Reduced -238.3k -238,258
11 BlackRock Inc. 0.03% of their portfolio New York, NY 1,623,5241.6m $1.2bn $1.2bn 0.03% Reduced -87.0k -87,047
12 SANDS CAPITAL MANAGEMENT, LLC 3.72% of their portfolio ARLINGTON, VA 1,617,0831.6m $1.2bn $1.2bn 3.72% Added +121.8k +121,847
13 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 1,439,7471.4m $1.1bn $1.1bn 0.12% Reduced -139.3k -139,346
14 GQG Partners LLC 2.18% of their portfolio FT. LAUDERDALE, FL 1,363,0941.4m $1.0bn $1.0bn 2.18% Added +46.1k +46,140
15 FRANKLIN RESOURCES INC 0.47% of their portfolio San Mateo, CA 1,338,3371.3m $1.0bn $1.0bn 0.47% Reduced -16.6k -16,647
16 Clearbridge Investments, LLC 0.81% of their portfolio NEW YORK, NY 1,247,1971.2m $944.0m $944.0m 0.81% Added +32.6k +32,623
17 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.29% of their portfolio Boston, MA 1,173,3241.2m $888.1m $888.1m 0.29% Added +24.4k +24,368
18 JENNISON ASSOCIATES LLC 0.65% of their portfolio NEW YORK, NY 1,146,1571.1m $867.5m $867.5m 0.65% Added +151.8k +151,844
19 JANUS HENDERSON GROUP PLC 0.46% of their portfolio LONDON, X0 1,025,8531.0m $776.5m $776.5m 0.46% Added +58.1k +58,090
20 VAN ECK ASSOCIATES CORP 1.26% of their portfolio NEW YORK, NY 917,214917.2k $694.3m $694.3m 1.26% Reduced -150.2k -150,199
21 GOLDMAN SACHS GROUP INC 0.15% of their portfolio NEW YORK, NY 885,495885.5k $670.2m $670.2m 0.15% Added +7.4k +7,367
22 WINDACRE PARTNERSHIP LLC 9.90% of their portfolio HOUSTON, TX 862,300862.3k $652.7m $652.7m 9.90% Added +53.2k +53,200
23 NEUBERGER BERMAN GROUP LLC 0.56% of their portfolio NEW YORK, NY 854,360854.4k $646.7m $646.7m 0.56% Added +1.8k +1,807
24 ROYAL BANK OF CANADA 0.16% of their portfolio TORONTO, A6 848,966849.0k $642.6m $642.6m 0.16% Added +25.1k +25,128
25 DIMENSIONAL FUND ADVISORS LP 0.18% of their portfolio AUSTIN, TX 813,116813.1k $615.5m $615.5m 0.18% Added +22.6k +22,617
26 WELLINGTON MANAGEMENT GROUP LLP 0.11% of their portfolio Boston, MA 776,768776.8k $588.0m $588.0m 0.11% Added +203.9k +203,860
27 Winslow Capital Management, LLC 2.23% of their portfolio MINNEAPOLIS, MN 709,086709.1k $536.7m $536.7m 2.23% Reduced -77.6k -77,634
28 NORTHERN TRUST CORP 0.10% of their portfolio CHICAGO, IL 702,204702.2k $531.5m $531.5m 0.10% Reduced -1.8k -1,824
29 ALLIANCEBERNSTEIN L.P. 0.20% of their portfolio NASHVILLE, TN 699,403699.4k $529.4m $529.4m 0.20% Reduced -113.6k -113,644
30 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 591,511591.5k $447.7m $447.7m 0.13% Added +3.9k +3,937
31 PRIMECAP MANAGEMENT CO/CA/ 0.35% of their portfolio PASADENA, CA 579,179579.2k $438.4m $438.4m 0.35% Reduced -15.1k -15,100
32 Matrix Capital Management Company, LP 3.87% of their portfolio Portsmouth, NH 497,200497.2k $376.3m $376.3m 3.87% Unchanged
33 LONE PINE CAPITAL LLC 2.81% of their portfolio GREENWICH, CT 429,798429.8k $325.3m $325.3m 2.81% Added +49.3k +49,318
34 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 390,308390.3k $295.4m $295.4m 0.12% Added +2.0k +2,017
35 UBS Group AG 0.12% of their portfolio ZURICH, V8 388,644388.6k $294.2m $294.2m 0.12% Added +183.6k +183,649
36 ALKEON CAPITAL MANAGEMENT LLC 1.89% of their portfolio New York, NY 380,064380.1k $287.7m $287.7m 1.89% Reduced -281.1k -281,068
37 BARCLAYS PLC 0.13% of their portfolio LONDON, X0 333,028333.0k $252.1m $252.1m 0.13% Reduced -3.9k -3,928
38 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 328,544328.5k $248.7m $248.7m 0.06% Reduced -27.6k -27,630
39 Balyasny Asset Management L.P. 0.67% of their portfolio Chicago, IL 321,326321.3k $243.2m $243.2m 0.67% Added +270.9k +270,900
40 SATURNA CAPITAL CORP 3.76% of their portfolio BELLINGHAM, WA 318,821318.8k $241.3m $241.3m 3.76% Reduced -11 -11
41 BROWN ADVISORY INC 0.34% of their portfolio BALTIMORE, MD 317,520317.5k $240.3m $240.3m 0.34% Added +42.9k +42,905
42 Harding Loevner LP 1.26% of their portfolio Bridgewater, NJ 296,112296.1k $225.1m $225.1m 1.26% Reduced -4.6k -4,581
43 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.23% of their portfolio BOSTON, MA 295,254295.3k $223.5m $223.5m 0.23% Reduced -12.2k -12,180
44 DSM CAPITAL PARTNERS LLC 3.32% of their portfolio Palm Beach Gardens, FL 286,481286.5k $216.8m $216.8m 3.32% Reduced -15.0k -15,038
45 Rafferty Asset Management, LLC 0.91% of their portfolio New York, NY 284,469284.5k $215.3m $215.3m 0.91% Reduced -3.2k -3,159
46 MILLENNIUM MANAGEMENT LLC 0.20% of their portfolio NEW YORK, NY 274,787274.8k $208.0m $208.0m 0.20% Reduced -89.1k -89,145
47 MACQUARIE GROUP LTD 0.23% of their portfolio Sydney, NSW 2000, C3 267,030267.0k $202.1m $202.1m 0.23% Reduced -52.0k -51,968
48 FIRST MANHATTAN CO. LLC. 0.70% of their portfolio NEW YORK, NY 265,392265.4k $200.9m $200.9m 0.70% Added +10.8k +10,778
49 Holocene Advisors, LP 0.76% of their portfolio New York, NY 257,828257.8k $195.2m $195.2m 0.76% New
50 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 257,802257.8k $195.1m $195.1m 0.01% Added +10.4k +10,373
51 BESSEMER GROUP INC 0.35% of their portfolio WOODBRIDGE, NJ 238,583238.6k $180.6m $180.6m 0.35% Added +14.6k +14,584
52 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 236,306236.3k $178.9m $178.9m 0.04% Added +9.8k +9,823
53 SEI INVESTMENTS CO 0.28% of their portfolio OAKS, PA 231,715231.7k $175.4m $175.4m 0.28% Reduced -3.5k -3,484
54 Point72 Asset Management, L.P. 0.52% of their portfolio STAMFORD, CT 227,474227.5k $172.2m $172.2m 0.52% Added +203.7k +203,653
55 STIFEL FINANCIAL CORP 0.21% of their portfolio ST. LOUIS, MO 225,338225.3k $170.6m $170.6m 0.21% Added +25.2k +25,203
56 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 210,074210.1k $159.1m $159.1m 0.05% Added +8.6k +8,610
57 Kodai Capital Management LP 3.06% of their portfolio CHICAGO, IL 198,592198.6k $150.3m $150.3m 3.06% First filing
58 NOVO HOLDINGS A/S 9.24% of their portfolio HELLERUP, G7 197,760197.8k $149.7m $149.7m 9.24% Unchanged
59 Corient Private Wealth LP 0.27% of their portfolio MIAMI, FL 195,022195.0k $147.6m $147.6m 0.27% Added +29.2k +29,164
60 CITIGROUP INC 0.20% of their portfolio NEW YORK, NY 194,475194.5k $147.2m $147.2m 0.20% Reduced -14.7k -14,684
61 VOYA INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ATLANTA, GA 192,578192.6k $145.8m $145.8m 0.15% Reduced -23.0k -23,005
62 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 191,790191.8k $145.2m $145.2m 0.11% Added +11.1k +11,076
63 TCW GROUP INC 1.54% of their portfolio LOS ANGELES, CA 182,144182.1k $137.9m $137.9m 1.54% Reduced -14.3k -14,270
64 PUTNAM INVESTMENTS LLC 0.18% of their portfolio BOSTON, MA 177,953178.0k $134.7m $134.7m 0.18% Added +134 +134
65 FIRST TRUST ADVISORS LP 0.14% of their portfolio Wheaton, IL 175,447175.4k $132.8m $132.8m 0.14% Reduced -20.6k -20,617
66 Artisan Partners Limited Partnership 0.19% of their portfolio Milwaukee, WI 161,219161.2k $122.0m $122.0m 0.19% Reduced -9.6k -9,576
67 Mirae Asset Global Investments Co., Ltd. 0.23% of their portfolio SEOUL, M5 151,425151.4k $114.6m $114.6m 0.23% Reduced -7.9k -7,855
68 Chevy Chase Trust Holdings, LLC 0.39% of their portfolio BETHESDA, MD 145,135145.1k $109.9m $109.9m 0.39% Reduced -1.3k -1,275
69 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 143,967144.0k $109.0m $109.0m 0.07% Added +62.2k +62,205
70 BNP PARIBAS FINANCIAL MARKETS 0.20% of their portfolio PARIS, I0 142,072142.1k $107.5m $107.5m 0.20% Reduced -61.1k -61,068
71 NATIXIS ADVISORS, LLC 0.26% of their portfolio Boston, MA 130,863130.9k $99.1m $99.1m 0.26% Added +17.5k +17,533
72 CIBC Private Wealth Group LLC 0.21% of their portfolio ATLANTA, GA 129,941129.9k $98.3m $98.3m 0.21% Added +16.6k +16,643
73 Two Creeks Capital Management, LP 6.05% of their portfolio New York, NY 127,534127.5k $96.5m $96.5m 6.05% Reduced -8.3k -8,299
74 Hardman Johnston Global Advisors LLC 3.01% of their portfolio Stamford, CT 123,790123.8k $93.7m $93.7m 3.01% Added +21.4k +21,435
75 Capital International, Inc./CA/ 1.40% of their portfolio Los Angeles, CA 118,398118.4k $89.6m $89.6m 1.40% Reduced -42.2k -42,207
76 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 118,314118.3k $89.6m $89.6m 0.05% Added +10.1k +10,131
77 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 111,204111.2k $84.9m $84.9m 0.03% Reduced -77.6k -77,556
78 Hyperion Asset Management Ltd 3.41% of their portfolio Royal Exchange, C3 109,570109.6k $82.9m $82.9m 3.41% New
79 MARSICO CAPITAL MANAGEMENT LLC 3.20% of their portfolio DENVER, CO 108,142108.1k $81.9m $81.9m 3.20% Reduced -30.6k -30,592
80 Baird Financial Group, Inc. 0.18% of their portfolio MILWAUKEE, WI 107,201107.2k $81.1m $81.1m 0.18% Reduced -205 -205
81 Woodline Partners LP 0.85% of their portfolio San Francisco, CA 103,451103.5k $78.3m $78.3m 0.85% Reduced -84.6k -84,637
82 Capital Group Private Client Services, Inc. 0.75% of their portfolio Los Angeles, CA 95,96996.0k $72.6m $72.6m 0.75% Reduced -3.7k -3,736
83 CAPTRUST FINANCIAL ADVISORS 0.24% of their portfolio RALEIGH, NC 92,49192.5k $70.0m $70.0m 0.24% Added +3.5k +3,475
84 Ensign Peak Advisors, Inc 0.14% of their portfolio SALT LAKE CITY, UT 90,86490.9k $68.8m $68.8m 0.14% Reduced -1.4k -1,365
85 MACKENZIE FINANCIAL CORP 0.10% of their portfolio TORONTO ONTARIO, A6 88,56988.6k $67.0m $67.0m 0.10% Added +13.6k +13,592
86 LAZARD ASSET MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 87,71687.7k $66.4m $66.4m 0.08% Added +61.2k +61,246
87 APPALOOSA LP 1.07% of their portfolio Short Hills, NJ 80,00080.0k $60.6m $60.6m 1.07% Unchanged
88 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 78,39478.4k $59.5m $59.5m 0.10% Added +4.4k +4,355
89 NATIONAL BANK OF CANADA /FI/ 0.10% of their portfolio MONTREAL, A8 76,26376.3k $54.6m $54.6m 0.10% Added +37.2k +37,203
90 GENERAL AMERICAN INVESTORS CO INC 4.67% of their portfolio NEW YORK, NY 74,60074.6k $56.5m $56.5m 4.67% Unchanged
91 TEACHER RETIREMENT SYSTEM OF TEXAS 0.38% of their portfolio AUSTIN, TX 74,20574.2k $56.2m $56.2m 0.38% Unchanged
92 HM PAYSON & CO 1.16% of their portfolio PORTLAND, ME 74,10974.1k $56.1m $56.1m 1.16% Added +66.2k +66,160
93 Alpha Cubed Investments, LLC 3.12% of their portfolio COSTA MESA, CA 73,68273.7k $55.8m $55.8m 3.12% Added +22.3k +22,309
94 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 72,32672.3k $54.7m $54.7m 0.01% Added +1.3k +1,328
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% of their portfolio BALA CYNWYD, PA 71,41271.4k $54.1m $54.1m 0.09% Reduced -81.7k -81,676
96 ZEVENBERGEN CAPITAL INVESTMENTS LLC 1.24% of their portfolio EDMONDS, WA 71,28471.3k $54.0m $54.0m 1.24% Reduced -6.1k -6,052
97 EVENTIDE ASSET MANAGEMENT, LLC 0.86% of their portfolio Boston, MA 69,84869.8k $52.9m $52.9m 0.86% Reduced -43 -43
98 TRILLIUM ASSET MANAGEMENT, LLC 1.42% of their portfolio BOSTON, MA 69,05969.1k $52.3m $52.3m 1.42% Reduced -2.9k -2,853
99 ProShare Advisors LLC 0.16% of their portfolio BETHESDA, MD 68,37968.4k $51.8m $51.8m 0.16% Reduced -12.6k -12,573
100 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 68,03968.0k $51.5m $51.5m 0.07% Reduced -212.8k -212,842