Vault-13

ASML HOLDING N V ASML

N Y REGISTRY SHS · NY Reg Shrs · CUSIP N07059210 · ISIN USN070592100

Dutch company and supplier of photolithography systems

1,179 institutional holders -18 vs Q2 2023
75,245,30175.2m shares reported held*
$44.4bnreported value*
97 new 558 added 327 reduced 123 sold out net bought ≈ $237.3m (+297.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($80.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $590.09. Options: 31 managers hold calls ($1.3bn notional), 44 hold puts ($2.5bn).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 885Q4 22: 1,005Q1 23: 1,114Q2 23: 1,197Q3 23: 1,1791,179Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022885
Q4 20221,005
Q1 20231,114
Q2 20231,197
Q3 20231,179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 501 bought or addedQ4 22: 406 cut or sold outQ4 22Q1 23: 614 bought or addedQ1 23: 399 cut or sold outQ1 23Q2 23: 638 bought or addedQ2 23: 435 cut or sold outQ2 23Q3 23: 655 bought or addedQ3 23: 450 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022501406
Q1 2023614399
Q2 2023638435
Q3 2023655450

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ4 22 calls: $985.9mQ4 22 puts: $2.2bnQ4 22P/C 2.25Q1 23 calls: $1.1bnQ1 23 puts: $2.7bnQ1 23P/C 2.49Q2 23 calls: $1.2bnQ2 23 puts: $3.0bnQ2 23P/C 2.40Q3 23 calls: $1.3bnQ3 23 puts: $2.5bnQ3 23P/C 1.92
Numbers
QuarterCallsPutsP/C
Q4 2022$985.9m$2.2bn2.25
Q1 2023$1.1bn$2.7bn2.49
Q2 2023$1.2bn$3.0bn2.40
Q3 2023$1.3bn$2.5bn1.92

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +354,641+354.6k
GQG Partners LLC Added +281,727+281.7k
VAN ECK ASSOCIATES CORP Added +274,562+274.6k
D. E. Shaw & Co., Inc. Added +182,555+182.6k
BARCLAYS PLC Added +173,813+173.8k
STATE STREET CORP Added +135,420+135.4k
FMR LLC Added +126,413+126.4k
BANK OF AMERICA CORP /DE/ Added +118,940+118.9k
BANK OF MONTREAL /CAN/ Added +117,439+117.4k
WINDACRE PARTNERSHIP LLC Added +114,500+114.5k

Biggest sellers

PRICE T ROWE ASSOCIATES INC /MD/ Reduced -663,285-663.3k
Capital World Investors Reduced -530,872-530.9k
JENNISON ASSOCIATES LLC Reduced -416,158-416.2k
1832 Asset Management L.P. Reduced -352,178-352.2k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -340,266-340.3k
JANUS HENDERSON GROUP PLC Reduced -270,929-270.9k
Holocene Advisors, LP Sold out -150,007-150.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -128,545-128.5k
CIBC Private Wealth Group LLC Reduced -122,698-122.7k
EP Wealth Advisors, LLC Reduced -104,911-104.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $559.3m950.2k shares
CITADEL ADVISORS LLC Added $322.6m548.0k shares
GOLDMAN SACHS GROUP INC Added $105.1m178.6k shares
WOLVERINE TRADING, LLC Added $68.9m117.1k shares
CAPITAL FUND MANAGEMENT S.A. New $36.6m62.1k shares
Walleye Trading LLC Reduced $32.5m55.2k shares
UBS Group AG Added $27.9m47.4k shares
D. E. Shaw & Co., Inc. Reduced $25.4m43.2k shares
MILLENNIUM MANAGEMENT LLC Added $22.5m38.2k shares
Walleye Capital LLC Added $21.6m36.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $646.9m1.1m shares
Optiver Holding B.V. Added $555.7m944.0k shares
CITADEL ADVISORS LLC Reduced $295.3m501.6k shares
IMC-Chicago, LLC Added $153.9m261.5k shares
SIMPLEX TRADING, LLC Added $121.2m205.9k shares
MILLENNIUM MANAGEMENT LLC Added $97.3m165.3k shares
JANE STREET GROUP, LLC Added $89.5m152.1k shares
Twin Tree Management, LP Reduced $70.6m120.0k shares
D. E. Shaw & Co., Inc. Added $50.7m86.1k shares
CTC LLC Added $50.6m860 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital World Investors 0.73% of their portfolio LOS ANGELES, CA 6,239,5016.2m $3.7bn $3.7bn 0.73% Reduced -530.9k -530,872
2 PRICE T ROWE ASSOCIATES INC /MD/ 0.45% of their portfolio BALTIMORE, MD 5,233,9505.2m $3.1bn $3.1bn 0.45% Reduced -663.3k -663,285
3 Fisher Asset Management, LLC 1.63% of their portfolio PLANO, TX 4,872,1634.9m $2.9bn $2.9bn 1.63% Added +90.5k +90,496
4 Capital International Investors 0.58% of their portfolio Los Angeles, CA 3,902,6563.9m $2.3bn $2.3bn 0.58% Added +5.7k +5,747
5 FMR LLC 0.18% of their portfolio BOSTON, MA 3,607,7023.6m $2.1bn $2.1bn 0.18% Added +126.4k +126,413
6 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 1.66% of their portfolio BLOOMINGTON, IL 2,811,1712.8m $1.7bn $1.7bn 1.66% Reduced -23.1k -23,054
7 EDGEWOOD MANAGEMENT LLC 4.56% of their portfolio GREENWICH, CT 2,369,0542.4m $1.4bn $1.4bn 4.56% Reduced -73.9k -73,887
8 JPMORGAN CHASE & CO 0.16% of their portfolio NEW YORK, NY 2,264,9042.3m $1.3bn $1.3bn 0.16% Added +109.2k +109,249
9 WCM INVESTMENT MANAGEMENT, LLC 3.49% of their portfolio LAGUNA BEACH, CA 2,016,3082.0m $1.2bn $1.2bn 3.49% Reduced -28.7k -28,695
10 BlackRock Inc. 0.03% of their portfolio New York, NY 1,710,5711.7m $1.0bn $1.0bn 0.03% Added +70.7k +70,730
11 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 1,579,0931.6m $929.5m $929.5m 0.11% Added +118.9k +118,940
12 SANDS CAPITAL MANAGEMENT, LLC 3.00% of their portfolio ARLINGTON, VA 1,495,2361.5m $880.2m $880.2m 3.00% Added +105.3k +105,339
13 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 1,370,0201.4m $806.5m $806.5m 0.08% Reduced -71.4k -71,393
14 FRANKLIN RESOURCES INC 0.41% of their portfolio San Mateo, CA 1,354,9841.4m $797.6m $797.6m 0.41% Reduced -1.3k -1,275
15 GQG Partners LLC 1.79% of their portfolio FT. LAUDERDALE, FL 1,316,9541.3m $775.2m $775.2m 1.79% Added +281.7k +281,727
16 Clearbridge Investments, LLC 0.69% of their portfolio NEW YORK, NY 1,214,5741.2m $715.0m $715.0m 0.69% Added +23.8k +23,783
17 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.24% of their portfolio Boston, MA 1,148,9561.1m $676.3m $676.3m 0.24% Reduced -14.0k -14,038
18 VAN ECK ASSOCIATES CORP 1.38% of their portfolio NEW YORK, NY 1,067,4131.1m $628.3m $628.3m 1.38% Added +274.6k +274,562
19 JENNISON ASSOCIATES LLC 0.50% of their portfolio NEW YORK, NY 994,313994.3k $585.3m $585.3m 0.50% Reduced -416.2k -416,158
20 JANUS HENDERSON GROUP PLC 0.37% of their portfolio LONDON, X0 967,763967.8k $569.7m $569.7m 0.37% Reduced -270.9k -270,929
21 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 878,128878.1k $516.9m $516.9m 0.13% Added +42.3k +42,289
22 NEUBERGER BERMAN GROUP LLC 0.46% of their portfolio NEW YORK, NY 852,553852.6k $501.8m $501.8m 0.46% Added +75.5k +75,486
23 ROYAL BANK OF CANADA 0.14% of their portfolio TORONTO, A6 823,838823.8k $485.0m $485.0m 0.14% Added +35.8k +35,801
24 ALLIANCEBERNSTEIN L.P. 0.20% of their portfolio NASHVILLE, TN 813,047813.0k $478.6m $478.6m 0.20% Added +82.9k +82,879
25 WINDACRE PARTNERSHIP LLC 8.67% of their portfolio HOUSTON, TX 809,100809.1k $476.3m $476.3m 8.67% Added +114.5k +114,500
26 DIMENSIONAL FUND ADVISORS LP 0.15% of their portfolio AUSTIN, TX 790,499790.5k $465.3m $465.3m 0.15% Added +55.0k +54,957
27 Winslow Capital Management, LLC 2.20% of their portfolio MINNEAPOLIS, MN 786,720786.7k $463.1m $463.1m 2.20% Reduced -44.8k -44,827
28 NORTHERN TRUST CORP 0.08% of their portfolio CHICAGO, IL 704,028704.0k $414.4m $414.4m 0.08% Reduced -1.1k -1,079
29 ALKEON CAPITAL MANAGEMENT LLC 2.46% of their portfolio New York, NY 661,132661.1k $389.2m $389.2m 2.46% Added +100.0k +100,000
30 PRIMECAP MANAGEMENT CO/CA/ 0.30% of their portfolio PASADENA, CA 594,279594.3k $349.8m $349.8m 0.30% Reduced -10.8k -10,800
31 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 587,574587.6k $345.9m $345.9m 0.11% Added +28.1k +28,066
32 WELLINGTON MANAGEMENT GROUP LLP 0.07% of their portfolio Boston, MA 572,908572.9k $337.2m $337.2m 0.07% Added +46.3k +46,258
33 Fayez Sarofim & Co 1.09% of their portfolio Houston, TX 548,876548.9k $323.1m $323.1m 1.09% Added +41.2k +41,244
34 Matrix Capital Management Company, LP 3.51% of their portfolio Portsmouth, NH 497,200497.2k $292.7m $292.7m 3.51% Unchanged
35 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 388,291388.3k $228.6m $228.6m 0.10% Added +106.7k +106,663
36 LONE PINE CAPITAL LLC 2.16% of their portfolio GREENWICH, CT 380,480380.5k $224.0m $224.0m 2.16% Reduced -80.7k -80,653
37 MILLENNIUM MANAGEMENT LLC 0.22% of their portfolio NEW YORK, NY 363,932363.9k $214.2m $214.2m 0.22% Added +354.6k +354,641
38 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 356,174356.2k $209.7m $209.7m 0.06% Reduced -89.3k -89,265
39 BARCLAYS PLC 0.13% of their portfolio LONDON, X0 336,956337.0k $198.4m $198.4m 0.13% Added +173.8k +173,813
40 MACQUARIE GROUP LTD 0.24% of their portfolio Sydney, NSW 2000, C3 318,998319.0k $187.8m $187.8m 0.24% Reduced -37.1k -37,128
41 SATURNA CAPITAL CORP 3.32% of their portfolio BELLINGHAM, WA 318,832318.8k $187.7m $187.7m 3.32% Added +1.9k +1,950
42 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.22% of their portfolio BOSTON, MA 307,434307.4k $181.0m $181.0m 0.22% Reduced -340.3k -340,266
43 DSM CAPITAL PARTNERS LLC 2.99% of their portfolio Palm Beach Gardens, FL 301,519301.5k $177.5m $177.5m 2.99% Reduced -17.3k -17,262
44 Harding Loevner LP 1.17% of their portfolio Bridgewater, NJ 300,693300.7k $177.0m $177.0m 1.17% Reduced -41.3k -41,257
45 Rafferty Asset Management, LLC 1.00% of their portfolio New York, NY 287,628287.6k $169.3m $169.3m 1.00% Added +36.9k +36,858
46 D. E. Shaw & Co., Inc. 0.27% of their portfolio New York, NY 280,881280.9k $165.3m $165.3m 0.27% Added +182.6k +182,555
47 BROWN ADVISORY INC 0.27% of their portfolio BALTIMORE, MD 274,615274.6k $161.7m $161.7m 0.27% Added +6.0k +6,015
48 RENAISSANCE TECHNOLOGIES LLC 0.26% of their portfolio NEW YORK, NY 261,990262.0k $154.4m $154.4m 0.26% Reduced -128.5k -128,545
49 FIRST MANHATTAN CO. LLC. 0.55% of their portfolio NEW YORK, NY 254,614254.6k $149.9m $149.9m 0.55% Added +40.9k +40,870
50 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 247,429247.4k $145.7m $145.7m 0.01% Added +135.4k +135,420
51 SEI INVESTMENTS CO 0.25% of their portfolio OAKS, PA 235,199235.2k $138.5m $138.5m 0.25% Reduced -25.7k -25,655
52 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 226,483226.5k $133.3m $133.3m 0.03% Added +8.0k +7,966
53 BESSEMER GROUP INC 0.29% of their portfolio WOODBRIDGE, NJ 223,999224.0k $131.9m $131.9m 0.29% Added +11.3k +11,349
54 TD Asset Management Inc 0.16% of their portfolio Toronto, A6 222,132222.1k $130.8m $130.8m 0.16% Reduced -52.4k -52,413
55 VOYA INVESTMENT MANAGEMENT LLC 0.14% of their portfolio ATLANTA, GA 215,583215.6k $126.9m $126.9m 0.14% Added +12.3k +12,308
56 CITIGROUP INC 0.18% of their portfolio NEW YORK, NY 209,159209.2k $123.1m $123.1m 0.18% Added +27.7k +27,715
57 UBS Group AG 0.06% of their portfolio ZURICH, V8 204,995205.0k $120.7m $120.7m 0.06% Added +49.5k +49,495
58 BNP PARIBAS FINANCIAL MARKETS 0.27% of their portfolio PARIS, I0 203,140203.1k $119.6m $119.6m 0.27% Added +31.5k +31,453
59 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 201,464201.5k $118.4m $118.4m 0.04% Reduced -20.6k -20,645
60 STIFEL FINANCIAL CORP 0.17% of their portfolio ST. LOUIS, MO 200,135200.1k $117.8m $117.8m 0.17% Added +2.8k +2,771
61 NOVO HOLDINGS A/S 8.60% of their portfolio HELLERUP, G7 197,760197.8k $116.4m $116.4m 8.60% Unchanged
62 TCW GROUP INC 1.45% of their portfolio LOS ANGELES, CA 196,414196.4k $115.6m $115.6m 1.45% Reduced -14.0k -13,998
63 FIRST TRUST ADVISORS LP 0.14% of their portfolio Wheaton, IL 196,064196.1k $115.4m $115.4m 0.14% Added +69.1k +69,065
64 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 188,760188.8k $126.9m $126.9m 0.05% Added +117.4k +117,439
65 Woodline Partners LP 1.30% of their portfolio San Francisco, CA 188,088188.1k $110.7m $110.7m 1.30% Reduced -50.4k -50,358
66 Echo Street Capital Management LLC 1.00% of their portfolio New York, NY 182,038182.0k $107.2m $107.2m 1.00% Added +4.1k +4,117
67 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 180,714180.7k $106.4m $106.4m 0.09% Added +6.2k +6,234
68 PUTNAM INVESTMENTS LLC 0.16% of their portfolio BOSTON, MA 177,819177.8k $104.7m $104.7m 0.16% Added +3.3k +3,302
69 Artisan Partners Limited Partnership 0.17% of their portfolio Milwaukee, WI 170,795170.8k $100.5m $100.5m 0.17% Added +15.1k +15,084
70 Corient Private Wealth LP 0.22% of their portfolio MIAMI, FL 165,858165.9k $97.6m $97.6m 0.22% Added +743 +743
71 Capital International, Inc./CA/ 1.81% of their portfolio Los Angeles, CA 160,605160.6k $94.5m $94.5m 1.81% Reduced -1.3k -1,291
72 Mirae Asset Global Investments Co., Ltd. 0.21% of their portfolio SEOUL, M5 159,280159.3k $93.8m $93.8m 0.21% Added +18.8k +18,816
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.14% of their portfolio BALA CYNWYD, PA 153,088153.1k $90.1m $90.1m 0.14% Added +81.3k +81,284
74 Chevy Chase Trust Holdings, LLC 0.34% of their portfolio BETHESDA, MD 146,410146.4k $86.2m $86.2m 0.34% Reduced -3.1k -3,067
75 MARSICO CAPITAL MANAGEMENT LLC 3.50% of their portfolio DENVER, CO 138,734138.7k $81.7m $81.7m 3.50% Reduced -2.9k -2,900
76 Two Creeks Capital Management, LP 5.16% of their portfolio New York, NY 135,833135.8k $80.0m $80.0m 5.16% Added +24.3k +24,260
77 Optiver Holding B.V. 2.28% of their portfolio AMSTERDAM, P7 135,459135.5k $79.7m $79.7m 2.28% Added +75.7k +75,653
78 Qube Research & Technologies Ltd 0.23% of their portfolio LONDON, X0 134,223134.2k $79.0m $79.0m 0.23% Added +86.8k +86,829
79 NATIXIS ADVISORS, LLC 0.20% of their portfolio Boston, MA 113,330113.3k $66.7m $66.7m 0.20% Reduced -4.7k -4,683
80 CIBC Private Wealth Group LLC 0.16% of their portfolio ATLANTA, GA 113,298113.3k $66.7m $66.7m 0.16% Reduced -122.7k -122,698
81 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 108,183108.2k $63.7m $63.7m 0.04% Added +5.6k +5,562
82 Baird Financial Group, Inc. 0.17% of their portfolio MILWAUKEE, WI 107,406107.4k $63.2m $63.2m 0.17% Added +7.9k +7,907
83 Hardman Johnston Global Advisors LLC 2.02% of their portfolio Stamford, CT 102,355102.4k $60.3m $60.3m 2.02% Reduced -34.3k -34,274
84 Capital Group Private Client Services, Inc. 0.71% of their portfolio Los Angeles, CA 99,70599.7k $58.7m $58.7m 0.71% Reduced -1.4k -1,396
85 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 98,20998.2k $57.8m $57.8m 0.09% Reduced -96.0k -95,979
86 Ensign Peak Advisors, Inc 0.12% of their portfolio SALT LAKE CITY, UT 92,22992.2k $54.3m $54.3m 0.12% Added +14.3k +14,261
87 CAPTRUST FINANCIAL ADVISORS 0.20% of their portfolio RALEIGH, NC 89,01689.0k $52.4m $52.4m 0.20% Added +4.5k +4,520
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 81,76281.8k $48.1m $48.1m 0.03% Added +81.0k +81,041
89 ProShare Advisors LLC 0.15% of their portfolio BETHESDA, MD 80,95281.0k $47.7m $47.7m 0.15% Added +12.0k +11,955
90 APPALOOSA LP 0.93% of their portfolio Short Hills, NJ 80,00080.0k $47.1m $47.1m 0.93% Unchanged
91 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 78,69178.7k $46.3m $46.3m 0.07% Added +24.9k +24,942
92 ZEVENBERGEN CAPITAL INVESTMENTS LLC 1.16% of their portfolio EDMONDS, WA 77,33677.3k $45.5m $45.5m 1.16% Reduced -639 -639
93 MACKENZIE FINANCIAL CORP 0.07% of their portfolio TORONTO ONTARIO, A6 74,97775.0k $42.8m $42.8m 0.07% Added +29 +29
94 GENERAL AMERICAN INVESTORS CO INC 3.94% of their portfolio NEW YORK, NY 74,60074.6k $43.9m $43.9m 3.94% Reduced -5.0k -5,000
95 TEACHER RETIREMENT SYSTEM OF TEXAS 0.29% of their portfolio AUSTIN, TX 74,20574.2k $43.7m $43.7m 0.29% Reduced -30.1k -30,107
96 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 74,03974.0k $43.7m $43.7m 0.08% Added +29.5k +29,520
97 TRILLIUM ASSET MANAGEMENT, LLC 1.28% of their portfolio BOSTON, MA 71,91271.9k $42.3m $42.3m 1.28% Reduced -303 -303
98 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 70,99871.0k $41.8m $41.8m 0.00% Added +13 +13
99 Nan Shan Life Insurance Co., Ltd. 1.14% of their portfolio Taipei City, F5 70,91970.9k $41.7m $41.7m 1.14% Added +33.2k +33,210
100 EVENTIDE ASSET MANAGEMENT, LLC 0.74% of their portfolio Boston, MA 69,89169.9k $41.1m $41.1m 0.74% Added +603 +603