AFFIMED N V
COM · CUSIP N01045108
81
institutional holders
-15 vs Q1 2023
48.0m
shares reported held*
$28.7mreported value*
18 new
17 added
26 reduced
35 sold out
net sold ≈ $8.5m (-14.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($72.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.60. Options: 3 managers hold calls ($11.0k notional), 3 hold puts ($2.0k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 128 |
| Q4 2022 | 119 |
| Q1 2023 | 96 |
| Q2 2023 | 81 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 58 | 57 |
| Q1 2023 | 37 | 61 |
| Q2 2023 | 35 | 61 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $630.0k | $196.0k | 0.31 |
| Q4 2022 | $232.6k | $85.0k | 0.37 |
| Q1 2023 | $6.1k | $43.8k | 7.12 |
| Q2 2023 | $11.0k | $2.0k | 0.18 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | Added | +1.4m |
| Verition Fund Management LLC | Added | +752.7k |
| JANE STREET GROUP, LLC | New | +375.8k |
| BNP PARIBAS FINANCIAL MARKETS | Added | +276.6k |
| TWO SIGMA ADVISERS, LP | Added | +243.0k |
| Y-Intercept (Hong Kong) Ltd | New | +215.6k |
| Qube Research & Technologies Ltd | New | +215.5k |
| MORGAN STANLEY | Added | +171.9k |
| Ergoteles LLC | New | +141.3k |
| GSA CAPITAL PARTNERS LLP | Added | +102.5k |
Biggest sellers
| BlackRock Inc. | Reduced | -7.0m |
| STATE STREET CORP | Reduced | -2.0m |
| FMR LLC | Reduced | -1.3m |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -1.3m |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -1.0m |
| NORTHERN TRUST CORP | Sold out | -981.3k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -818.6k |
| VANGUARD GROUP INC | Reduced | -731.6k |
| Bank of New York Mellon Corp | Sold out | -356.8k |
| Nuveen Asset Management, LLC | Sold out | -332.1k |
Biggest calls
| CITADEL ADVISORS LLC | New | $7.8k13.1k shares |
| GROUP ONE TRADING LLC | Reduced | $3.2k5.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $2.0k3.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Reduced | $0600 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| 683 Capital Management, LLC 0.52% of their portfolio | 9.0m $5.4m | Unchanged |
| BAKER BROS. ADVISORS LP 0.02% of their portfolio | 6.6m $3.9m | Unchanged |
| NEA Management Company, LLC 0.20% of their portfolio | 4.4m $2.6m | Unchanged |
| Point72 Asset Management, L.P. 0.01% of their portfolio | 4.2m $2.5m | Added +16.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 3.2m $1.9m | Added +1.4m |
| General Pension Society PZU Joint Stock Co 0.44% of their portfolio | 2.1m $1.3m | Unchanged |
| Eversept Partners, LP 0.11% of their portfolio | 1.7m $1.0m | Reduced -207.1k |
| FMR LLC 0.00% of their portfolio | 1.4m $867.2k | Reduced -1.3m |
| Venrock Adviser, LLC 0.14% of their portfolio | 1.4m $854.6k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.4m $843.6k | Reduced -731.6k |
| BlackRock Inc. 0.00% of their portfolio | 1.2m $736.2k | Reduced -7.0m |
| Fisher Asset Management, LLC 0.00% of their portfolio | 895.2k $535.5k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 841.6k $503.4k | Reduced -59.1k |
| Verition Fund Management LLC 0.01% of their portfolio | 778.2k $465.5k | Added +752.7k |
| MORGAN STANLEY 0.00% of their portfolio | 727.3k $435.0k | Added +171.9k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 665.7k $398.2k | Added +243.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 589.6k $353.0k | Reduced -818.6k |
| Tekla Capital Management LLC 0.01% of their portfolio | 586.0k $350.6k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 560.9k $335.5k | Reduced -2.0m |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 519.5k $310.8k | Added +276.6k |
| Intellectus Partners, LLC 0.08% of their portfolio | 418.8k $250.5k | Added +24.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 375.8k $224.8k | New |
| Nan Fung Group Holdings Ltd 0.14% of their portfolio | 372.5k $222.8k | Unchanged |
| Alyeska Investment Group, L.P. 0.00% of their portfolio | 350.0k $209.4k | Unchanged |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.00% of their portfolio | 340.9k $203.9k | Not comparable |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 307.7k $184.1k | Added +48.2k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 255.2k $152.6k | Reduced -32.1k |
| Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio | 215.6k $129.0k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 215.5k $128.9k | New |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 213.5k $125.0k | Reduced -1.0m |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 176.0k $105.3k | Reduced -32.2k |
| GSA CAPITAL PARTNERS LLP 0.01% of their portfolio | 141.3k $85.0k | Added +102.5k |
| Ergoteles LLC 0.00% of their portfolio | 141.3k $84.5k | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 135.9k $81.3k | Reduced -1.3m |
| KENNEDY CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 121.8k $72.9k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 113.7k $68.0k | Reduced -13.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 100.6k $60.2k | Reduced -20.9k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 96.7k $57.8k | New |
| BROWN ADVISORY INC 0.00% of their portfolio | 90.0k $53.8k | Unchanged |
| Laurion Capital Management LP 0.00% of their portfolio | 83.2k $49.8k | New |
| OLD MISSION CAPITAL LLC 0.00% of their portfolio | 80.4k $48.1k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 75.2k $45.0k | New |
| BARCLAYS PLC 0.00% of their portfolio | 75.2k $45.0k | Reduced -83.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 64.5k $38.6k | New |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 62.2k $37.2k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 58.7k $35.0k | Added +5.0k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 52.4k $31.3k | New |
| LMR Partners LLP 0.00% of their portfolio | 51.4k $30.7k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 46.3k $28.0k | Reduced -21.0k |
| LPL Financial LLC 0.00% of their portfolio | 42.6k $25.5k | Added +7.6k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 33.5k $20.1k | Reduced -29.8k |
| Virtu Financial LLC 0.00% of their portfolio | 32.0k $19.0k | New |
| Cresset Asset Management, LLC 0.00% of their portfolio | 26.8k $16.0k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 24.0k $14.4k | Unchanged |
| Point72 Middle East FZE 0.00% of their portfolio | 23.9k $14.3k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 20.8k $12.5k | Added +2.4k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 17.4k $12.7k | Added +3.4k |
| Vident Investment Advisory, LLC 0.00% of their portfolio | 17.3k $10.4k | Reduced -52 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 15.6k $9.3k | Added +1.0k |
| HRT FINANCIAL LP 0.00% of their portfolio | 15.4k $9.0k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 15.0k $9.0k | New |
| Clear Harbor Asset Management, LLC 0.00% of their portfolio | 14.5k $8.7k | New |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 14.3k $8.0k | Added +91 |
| Mariner, LLC 0.00% of their portfolio | 12.3k $7.3k | Reduced -2.4k |
| CTC Alternative Strategies, Ltd. 0.01% of their portfolio | 12.1k $7.2k | First filing |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 11.8k $7.0k | Reduced -46.3k |
| EVOKE WEALTH, LLC 0.00% of their portfolio | 10.0k $6.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 6.0k $3.6k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 6.0k $3.6k | Reduced -8.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.9k $3.5k | Reduced -108.7k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 4.9k $3.0k | Reduced -178.0k |
| CITIGROUP INC 0.00% of their portfolio | 3.7k $2.2k | Added +1.9k |
| IFP Advisors, Inc 0.00% of their portfolio | 2.3k $3.1k | Added +1.1k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 2.2k $1.0k | Reduced -5.5k |
| China Universal Asset Management Co., Ltd. 0.00% of their portfolio | 2.0k $1.2k | Reduced -66 |
| NFSG Corp 0.00% of their portfolio | 1.5k $897 | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 1.2k $697 | Reduced -72.9k |
| Daiwa Securities Group Inc. 0.00% of their portfolio | 407 $0 | Unchanged |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 250 $150 | Reduced -1.2k |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 100 $60 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |