AFFIMED N V
COM · CUSIP N01045108
119
institutional holders
-9 vs Q3 2022
82.9m
shares reported held*
$102.8mreported value*
10 new
48 added
33 reduced
24 sold out
net sold ≈ $14.2m (-11.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.24. Options: 6 managers hold calls ($232.6k notional), 4 hold puts ($85.0k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 128 |
| Q4 2022 | 119 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $630.0k | $196.0k | 0.31 |
| Q4 2022 | $232.6k | $85.0k | 0.37 |
Biggest buyers
| MORGAN STANLEY | Added | +1.6m |
| MILLENNIUM MANAGEMENT LLC | Added | +1.1m |
| VANGUARD GROUP INC | Added | +715.1k |
| 683 Capital Management, LLC | Added | +650.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +616.4k |
| TWO SIGMA INVESTMENTS, LP | Added | +541.6k |
| Fisher Asset Management, LLC | Added | +493.5k |
| BlackRock Inc. | Added | +445.2k |
| ACADIAN ASSET MANAGEMENT LLC | Added | +382.0k |
| General Pension Society PZU Joint Stock Co | Added | +330.9k |
Biggest sellers
| PICTET ASSET MANAGEMENT SA | Sold out | -4.8m |
| Woodline Partners LP | Sold out | -2.6m |
| Stonepine Capital Management, LLC | Sold out | -2.0m |
| HealthCor Management, L.P. | Sold out | -1.7m |
| Eversept Partners, LP | Reduced | -1.6m |
| Point72 Asset Management, L.P. | Reduced | -1.2m |
| Walleye Capital LLC | Sold out | -1.0m |
| Altium Capital Management LLC | Sold out | -900.0k |
| Sio Capital Management, LLC | Sold out | -821.1k |
| Kynam Capital Management, LP | Sold out | -676.7k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $157.4k126.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $56.0k45.8k shares |
| GROUP ONE TRADING LLC | Reduced | $11.5k9.3k shares |
| CITADEL ADVISORS LLC | Reduced | $7.7k6.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $01.7k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $65.7k53.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $12.0k10.4k shares |
| CITADEL ADVISORS LLC | New | $7.3k5.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Ridgeback Capital Investments L.P. 19.17% of their portfolio | 12.9m $16.0m | Not comparable |
| 683 Capital Management, LLC 1.01% of their portfolio | 9.0m $11.2m | Added +650.0k |
| BlackRock Inc. 0.00% of their portfolio | 8.2m $10.1m | Added +445.2k |
| BAKER BROS. ADVISORS LP 0.05% of their portfolio | 6.6m $8.2m | Unchanged |
| NEA Management Company, LLC 0.31% of their portfolio | 4.4m $5.5m | Unchanged |
| Point72 Asset Management, L.P. 0.02% of their portfolio | 4.2m $5.2m | Reduced -1.2m |
| Granahan Investment Management, LLC 0.15% of their portfolio | 3.8m $4.8m | Reduced -1.4k |
| BOONE CAPITAL MANAGEMENT LLC 1.83% of their portfolio | 2.9m $3.6m | First filing |
| STATE STREET CORP 0.00% of their portfolio | 2.4m $3.0m | Added +23.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.1m $2.6m | Added +715.1k |
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $2.6m | Added +1.6m |
| General Pension Society PZU Joint Stock Co 1.13% of their portfolio | 2.1m $2.6m | Added +330.9k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 2.1m $2.6m | Added +1.1m |
| Venrock Adviser, LLC 0.30% of their portfolio | 1.4m $1.8m | Unchanged |
| FMR LLC 0.00% of their portfolio | 1.4m $1.7m | Reduced -5.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.4m $1.7m | Added +75.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 987.3k $1.2m | Added +11.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 916.0k $1.1m | Reduced -346.7k |
| Fisher Asset Management, LLC 0.00% of their portfolio | 895.2k $1.1m | Added +493.5k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 843.8k $1.0m | Added +541.6k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 782.2k $970.0k | Added +194.1k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 755.9k $937.0k | Added +616.4k |
| DAFNA Capital Management LLC 0.24% of their portfolio | 686.3k $851.0k | Unchanged |
| NORGES BANK 0.00% of their portfolio | 655.6k $812.9k | Not comparable |
| Tekla Capital Management LLC 0.03% of their portfolio | 586.0k $726.7k | Unchanged |
| PLATINUM INVESTMENT MANAGEMENT LTD 0.03% of their portfolio | 579.1k $718.1k | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 430.6k $529.0k | Added +382.0k |
| PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio | 381.4k $472.9k | Added +152.0k |
| Nan Fung Group Holdings Ltd 0.32% of their portfolio | 372.5k $461.9k | Added +291.3k |
| Intellectus Partners, LLC 0.16% of their portfolio | 366.1k $454.0k | Added +98.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 360.8k $447.3k | Reduced -1.7k |
| Alyeska Investment Group, L.P. 0.00% of their portfolio | 350.0k $434.0k | Unchanged |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 334.9k $415.0k | Reduced -20.8k |
| Eversept Partners, LP 0.04% of their portfolio | 330.2k $409.5k | Reduced -1.6m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 326.1k $404.3k | Added +8.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 265.8k $329.6k | Reduced -602.1k |
| Knights of Columbus Asset Advisors LLC 0.03% of their portfolio | 238.7k $296.0k | Added +89.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 238.0k $295.0k | Reduced -111.4k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 232.0k $287.6k | Added +191.7k |
| Telemetry Investments, L.L.C. 0.58% of their portfolio | 200.0k $248.0k | Added +6.5k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 195.6k $242.6k | Added +951 |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 177.0k $219.0k | Added +3.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 168.0k $208.3k | Reduced -4.4k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 165.0k $204.6k | Added +33.6k |
| Man Group plc 0.00% of their portfolio | 163.6k $202.9k | Added +113.4k |
| TLS Advisors LLC 0.99% of their portfolio | 162.0k $201.0k | First filing |
| KENNEDY CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 121.8k $151.0k | Reduced -18 |
| VIRTUS ADVISERS, LLC 0.08% of their portfolio | 118.7k $147.2k | Added +72.7k |
| BARCLAYS PLC 0.00% of their portfolio | 114.8k $142.4k | First filing |
| WS MANAGEMENT LLLP 0.02% of their portfolio | 100.0k $124.0k | Unchanged |
| ALPS ADVISORS INC 0.00% of their portfolio | 99.1k $122.9k | Added +19.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 98.3k $121.9k | Reduced -6.2k |
| Ergoteles LLC 0.00% of their portfolio | 96.4k $119.5k | Reduced -72.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 90.1k $111.0k | Added +1.7k |
| BROWN ADVISORY INC 0.00% of their portfolio | 90.0k $111.6k | Unchanged |
| CAXTON ASSOCIATES LP 0.01% of their portfolio | 89.1k $110.4k | Added +8.2k |
| Dynamic Technology Lab Private Ltd 0.01% of their portfolio | 82.4k $102.0k | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 80.9k $100.3k | Added +69.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 78.4k $97.2k | Reduced -36.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 76.0k $94.0k | Added +6.5k |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 75.7k $93.9k | Reduced -18.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 74.1k $91.8k | Reduced -102 |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 68.8k $85.4k | Added +1.3k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 66.6k $82.6k | New |
| Invesco Ltd. 0.00% of their portfolio | 60.3k $74.7k | Added +5.0k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 59.1k $73.3k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 58.8k $72.0k | Added +2.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 58.1k $72.0k | Added +2.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 55.1k $68.4k | Added +192 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 53.6k $66.5k | Reduced -7.6k |
| DIVERSIFIED TRUST CO 0.00% of their portfolio | 51.7k $64.0k | Added +25.4k |
| LMR Partners LLP 0.00% of their portfolio | 51.4k $63.7k | Reduced -490.6k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 46.5k $57.7k | Added +26.2k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 41.8k $51.9k | New |
| MYDA Advisors LLC 0.04% of their portfolio | 40.0k $49.6k | Reduced -25.0k |
| Alpine Global Management, LLC 0.02% of their portfolio | 38.5k $48.0k | New |
| WESTWOOD HOLDINGS GROUP INC 0.00% of their portfolio | 37.0k $46.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 35.0k $43.4k | Added +7.0k |
| UBS Group AG 0.00% of their portfolio | 33.1k $41.0k | New |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 31.9k $39.6k | Added +1.5k |
| Virtu Financial LLC 0.01% of their portfolio | 31.9k $40.0k | Added +4.9k |
| ProShare Advisors LLC 0.00% of their portfolio | 31.1k $38.5k | Added +2.8k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 26.2k $32.0k | Added +4.0k |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 26.1k $32.4k | Added +10.5k |
| US BANCORP \DE\ 0.00% of their portfolio | 24.0k $29.8k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 22.6k $28.0k | Unchanged |
| MetLife Investment Management, LLC 0.00% of their portfolio | 21.9k $27.2k | Reduced -54.4k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 21.7k $27.0k | Reduced -19.2k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 21.0k $26.0k | Reduced -87.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.9k $25.0k | Added +9.3k |
| SG Americas Securities, LLC 0.00% of their portfolio | 20.7k $26.0k | Reduced -23.7k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 20.2k $25.0k | Reduced -5.8k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 19.8k $24.6k | Reduced -67.4k |
| Quantbot Technologies LP 0.00% of their portfolio | 19.4k $24.1k | New |
| Legal & General Group Plc 0.00% of their portfolio | 17.5k $21.6k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 17.1k $21.0k | Added +91 |
| Squarepoint Ops LLC 0.00% of their portfolio | 14.7k $18.3k | Reduced -715 |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 11.6k $14.3k | New |
| Blue Trust, Inc. 0.00% of their portfolio | 11.4k $24.0k | Added +3.0k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 11.3k $13.0k | Reduced -12.9k |