Vault-13

PAGAYA TECHNOLOGIES LTD PGYWW

*W EXP 09/01/202 · Equity WRT · CUSIP M7S64L107

22 institutional holders -2 vs Q3 2024
1,526,5971.5m shares reported held*
$96.6kreported value*
3 new 1 added 1 reduced 5 sold out net sold ≈ $331.0k (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.06. Options: 1 managers hold calls ($10.3k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 36Q4 22: 37Q1 23: 34Q2 23: 34Q3 23: 32Q4 23: 28Q1 24: 31Q2 24: 27Q3 24: 24Q4 24: 2222Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202236
Q4 202237
Q1 202334
Q2 202334
Q3 202332
Q4 202328
Q1 202431
Q2 202427
Q3 202424
Q4 202422

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 3 bought or addedQ1 23: 6 cut or sold outQ2 23: 5 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 9 cut or sold outQ4 23: 1 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 2 cut or sold outQ2 24: 2 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 4 bought or addedQ3 24: 6 cut or sold outQ4 24: 4 bought or addedQ4 24: 6 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202336
Q2 202359
Q3 202339
Q4 202316
Q1 202482
Q2 202426
Q3 202446
Q4 202446

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 24 calls: $183.8kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.6mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $2.2mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $10.3kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$183.8k$00.00
Q2 2024$2.6m$00.00
Q3 2024$2.2m$00.00
Q4 2024$10.3k$00.00

Biggest buyers

LMR Partners LLP New +69,600+69.6k
Virtu Financial LLC New +20,189+20.2k
WOLVERINE ASSET MANAGEMENT LLC New +9,301+9.3k
JANE STREET GROUP, LLC Added +1,944+1.9k

Biggest sellers

EJF Capital LP Sold out -5,166,667-5.2m
Walleye Capital LLC Sold out -196,162-196.2k
Oasis Management Co Ltd. Sold out -100,000-100.0k
Walleye Trading LLC Reduced -92,242-92.2k
SANDERS MORRIS HARRIS LLC Sold out -10,667-10.7k
UBS Group AG Sold out -2,850-2.9k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $10.3k171.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 6 buyingQ2 24: 5 sellingQ2 24Q3 24: 1 buyingQ3 24: 7 sellingQ4 24: 0 buyingQ4 24: 7 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20246$2.0m5$429.5k$57.1k
Q3 20241$248.3k7$1.0m$399.6k
Q4 20240—7$3.7m$3.2m
DateInsiderTradeSharesPrice ValueTheir holding
2024-11-15 Torraco Nicole Director Sold plan 2,371 $8.92 $21.1k2.4k shares -20%
2024-11-11 Pardo Avital Chief Technology Officer, director Sold plan 150,000 $15.50 $2.3m150.0k shares -35%
2024-11-11 Yulzari Yahav Chief Business Officer, director Sold plan 150,000 $15.50 $2.3m150.0k shares -48%
2024-11-11 Rosen Tami Chief Development Officer, director Sold plan 27,676 $15.15 $419.3k27.7k shares -42%
2024-11-06 Rosen Tami Chief Development Officer, director Sold plan 7,659 $12.00 $91.9k7.7k shares -10%
2024-11-01 Rosen Tami Chief Development Officer, director Sold plan 7,966 $11.57 $92.2k8.0k shares -8%
2024-10-31 Rosen Tami Chief Development Officer, director Sold plan 17,570 $12.06 $211.9k17.6k shares -19%
2024-10-17 DAS SANJIV President Sold 10,683 $11.77 $125.7k10.7k shares -14%
2024-10-11 Kim Nam Woo Officer Sold 133 $10.83 $1.4k133 shares -3%
2024-10-02 Rosen Tami Chief Development Officer, director Sold 29,240 $9.90 $289.5k29.2k shares -26%
2024-10-02 DAS SANJIV President Sold 8,022 $9.90 $79.4k8.0k shares -13%
2024-10-02 Perros Evangelos Chief Financial Officer Sold 2,336 $9.90 $23.1k2.3k shares -8%
2024-10-02 Kim Nam Woo Officer Sold 171 $9.90 $1.7k171 shares -4%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Driehaus Capital Management LLC 0.00% of their portfolio Chicago, IL 480,716480.7k $33.7k $33.7k 0.00% Unchanged
2 Aflac Inc 0.01% of their portfolio Columbus, GA 312,798312.8k $18.9k $18.9k 0.01% Unchanged
3 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 107,225107.2k $6.5k $6.5k 0.00% Unchanged
4 LMR Partners LLP 0.00% of their portfolio LONDON, X0 69,60069.6k $4.2k $4.2k 0.00% New
5 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 66,66666.7k $4.0k $4.0k 0.00% Unchanged
6 VR Advisory Services Ltd 0.00% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 66,66666.7k $4.0k $4.0k 0.00% Unchanged
7 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 66,66666.7k $4.0k $4.0k 0.00% Unchanged
8 Corbin Capital Partners, L.P. 0.01% of their portfolio NEW YORK, NY 65,38965.4k $4.0k $4.0k 0.01% Unchanged
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 61,98362.0k $3.8k $3.8k 0.00% Added +1.9k +1,944
10 Blue Owl Capital Holdings LP 0.00% of their portfolio New York, NY 48,66148.7k $2.9k $2.9k 0.00% Unchanged
11 Silver Rock Financial LP 0.00% of their portfolio Los Angeles, CA 46,39046.4k $2.8k $2.8k 0.00% Unchanged
12 DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio Wilmington, DE 33,33233.3k $2.0k $2.0k 0.00% Unchanged
13 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 30,00030.0k $1.8k $1.8k 0.00% Unchanged
14 Virtu Financial LLC 0.00% of their portfolio New York, NY 20,18920.2k $1.0k $1.0k 0.00% New
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,00819.0k $1.1k $1.1k 0.00% Unchanged
16 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 18,11918.1k $1.1k $1.1k 0.00% Reduced -92.2k -92,242
17 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 9,3019.3k $562 $562 0.00% New
18 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 3,3333.3k $0 $0 0.00% Unchanged
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 300300 $18 $18 0.00% Unchanged
20 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 155155 $9 $9 0.00% Unchanged
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $6 $6 0.00% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged