PAGAYA TECHNOLOGIES LTD PGYWW
*W EXP 09/01/202 · Equity WRT
· CUSIP M7S64L107
Sector Financials
Industry Finance Services
Headquarters New York, NY
Filings SEC EDGAR
22
institutional holders
-2 vs Q3 2024
1,526,597 1.5m
shares reported held*
$96.6k reported value*
3 new
1 added
1 reduced
5 sold out
net sold ≈ $331.0k (-5.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a
subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are
counted once.
Holder counts are more reliable.
Implied quarter-end price ≈ $0.06.
Options: 1 managers hold calls
($10.3k notional), 0 hold puts (—).
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
0 20 40 Q3 22: 36 Q4 22: 37 Q1 23: 34 Q2 23: 34 Q3 23: 32 Q4 23: 28 Q1 24: 31 Q2 24: 27 Q3 24: 24 Q4 24: 22 22 Q3 22 Q1 23 Q3 23 Q1 24 Q3 24 Q4 24
Numbers
Quarter Holders
Q3 2022 36 Q4 2022 37 Q1 2023 34 Q2 2023 34 Q3 2023 32 Q4 2023 28 Q1 2024 31 Q2 2024 27 Q3 2024 24 Q4 2024 22
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or added Cut or sold out
10 0 10 Q1 23: 3 bought or added Q1 23: 6 cut or sold out Q2 23: 5 bought or added Q2 23: 9 cut or sold out Q2 23 Q3 23: 3 bought or added Q3 23: 9 cut or sold out Q4 23: 1 bought or added Q4 23: 6 cut or sold out Q4 23 Q1 24: 8 bought or added Q1 24: 2 cut or sold out Q2 24: 2 bought or added Q2 24: 6 cut or sold out Q2 24 Q3 24: 4 bought or added Q3 24: 6 cut or sold out Q4 24: 4 bought or added Q4 24: 6 cut or sold out Q4 24
Numbers
Quarter Bought or added Cut or sold out
Q1 2023 3 6 Q2 2023 5 9 Q3 2023 3 9 Q4 2023 1 6 Q1 2024 8 2 Q2 2024 2 6 Q3 2024 4 6 Q4 2024 4 6
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Calls Puts
$0 $1m $2m $3m Q1 24 calls: $183.8k Q1 24 puts: $0 Q1 24 P/C 0.00 Q2 24 calls: $2.6m Q2 24 puts: $0 Q2 24 P/C 0.00 Q3 24 calls: $2.2m Q3 24 puts: $0 Q3 24 P/C 0.00 Q4 24 calls: $10.3k Q4 24 puts: $0 Q4 24 P/C 0.00
Numbers
Quarter Calls Puts P/C
Q1 2024 $183.8k $0 0.00 Q2 2024 $2.6m $0 0.00 Q3 2024 $2.2m $0 0.00 Q4 2024 $10.3k $0 0.00
Options at notional value: the value of the shares the contracts control, as filers report
them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open
market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants,
option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Buying Selling
10 0 10 Q1 23: 0 buying Q1 23: 0 selling Q2 23: 0 buying Q2 23: 0 selling Q2 23 Q3 23: 0 buying Q3 23: 0 selling Q4 23: 0 buying Q4 23: 0 selling Q4 23 Q1 24: 0 buying Q1 24: 0 selling Q2 24: 6 buying Q2 24: 5 selling Q2 24 Q3 24: 1 buying Q3 24: 7 selling Q4 24: 0 buying Q4 24: 7 selling Q4 24
Numbers
Quarter Buying Bought Selling Sold Sold under a plan
Q1 2023 0 — 0 — — Q2 2023 0 — 0 — — Q3 2023 0 — 0 — — Q4 2023 0 — 0 — — Q1 2024 0 — 0 — — Q2 2024 6 $2.0m 5 $429.5k $57.1k Q3 2024 1 $248.3k 7 $1.0m $399.6k Q4 2024 0 — 7 $3.7m $3.2m
Date Insider Trade Shares Price
Value Their holding
2024-11-15
Torraco Nicole
Director
Sold plan
2,371
$8.92
$21.1k2.4k shares
-20%
2024-11-11
Pardo Avital
Chief Technology Officer, director
Sold plan
150,000
$15.50
$2.3m150.0k shares
-35%
2024-11-11
Yulzari Yahav
Chief Business Officer, director
Sold plan
150,000
$15.50
$2.3m150.0k shares
-48%
2024-11-11
Rosen Tami
Chief Development Officer, director
Sold plan
27,676
$15.15
$419.3k27.7k shares
-42%
2024-11-06
Rosen Tami
Chief Development Officer, director
Sold plan
7,659
$12.00
$91.9k7.7k shares
-10%
2024-11-01
Rosen Tami
Chief Development Officer, director
Sold plan
7,966
$11.57
$92.2k8.0k shares
-8%
2024-10-31
Rosen Tami
Chief Development Officer, director
Sold plan
17,570
$12.06
$211.9k17.6k shares
-19%
2024-10-17
DAS SANJIV
President
Sold
10,683
$11.77
$125.7k10.7k shares
-14%
2024-10-11
Kim Nam Woo
Officer
Sold
133
$10.83
$1.4k133 shares
-3%
2024-10-02
Rosen Tami
Chief Development Officer, director
Sold
29,240
$9.90
$289.5k29.2k shares
-26%
2024-10-02
DAS SANJIV
President
Sold
8,022
$9.90
$79.4k8.0k shares
-13%
2024-10-02
Perros Evangelos
Chief Financial Officer
Sold
2,336
$9.90
$23.1k2.3k shares
-8%
2024-10-02
Kim Nam Woo
Officer
Sold
171
$9.90
$1.7k171 shares
-4%
Their holding: how much the trade added to or took from the insider's holding (direct, or the
trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the
director who represents it; totals count it once. A value is left blank where the reported price is far from
the market price (usually a typo).
Holders, Q4 2024
# Manager Location Shares
Value % of their portfolio Change Shares change
1
Driehaus Capital Management LLC
0.00% of their portfolio
Chicago, IL
480,716 480.7k
$33.7k
$33.7k
0.00%
Unchanged
2
Aflac Inc
0.01% of their portfolio
Columbus, GA
312,798 312.8k
$18.9k
$18.9k
0.01%
Unchanged
3
D. E. Shaw & Co., Inc.
0.00% of their portfolio
New York, NY
107,225 107.2k
$6.5k
$6.5k
0.00%
Unchanged
4
LMR Partners LLP
0.00% of their portfolio
LONDON, X0
69,600 69.6k
$4.2k
$4.2k
0.00%
New
5
TENOR CAPITAL MANAGEMENT Co., L.P.
0.00% of their portfolio
NEW YORK, NY
66,666 66.7k
$4.0k
$4.0k
0.00%
Unchanged
6
VR Advisory Services Ltd
0.00% of their portfolio
CAMANA BAY, GRAND CAYMAN, E9
66,666 66.7k
$4.0k
$4.0k
0.00%
Unchanged
7
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND
0.00% of their portfolio
TORONTO, A6
66,666 66.7k
$4.0k
$4.0k
0.00%
Unchanged
8
Corbin Capital Partners, L.P.
0.01% of their portfolio
NEW YORK, NY
65,389 65.4k
$4.0k
$4.0k
0.01%
Unchanged
9
JANE STREET GROUP, LLC
0.00% of their portfolio
NEW YORK, NY
61,983 62.0k
$3.8k
$3.8k
0.00%
Added
+1.9k
+1,944
10
Blue Owl Capital Holdings LP
0.00% of their portfolio
New York, NY
48,661 48.7k
$2.9k
$2.9k
0.00%
Unchanged
11
Silver Rock Financial LP
0.00% of their portfolio
Los Angeles, CA
46,390 46.4k
$2.8k
$2.8k
0.00%
Unchanged
12
DUPONT CAPITAL MANAGEMENT CORP
0.00% of their portfolio
Wilmington, DE
33,332 33.3k
$2.0k
$2.0k
0.00%
Unchanged
13
Warberg Asset Management LLC
0.00% of their portfolio
WINNETKA, IL
30,000 30.0k
$1.8k
$1.8k
0.00%
Unchanged
14
Virtu Financial LLC
0.00% of their portfolio
New York, NY
20,189 20.2k
$1.0k
$1.0k
0.00%
New
15
GOLDMAN SACHS GROUP INC
0.00% of their portfolio
NEW YORK, NY
19,008 19.0k
$1.1k
$1.1k
0.00%
Unchanged
16
Walleye Trading LLC
0.00% of their portfolio
NEW YORK, NY
18,119 18.1k
$1.1k
$1.1k
0.00%
Reduced
-92.2k
-92,242
17
WOLVERINE ASSET MANAGEMENT LLC
0.00% of their portfolio
CHICAGO, IL
9,301 9.3k
$562
$562
0.00%
New
18
Vestcor Inc
0.00% of their portfolio
FREDERICTON, A3
3,333 3.3k
$0
$0
0.00%
Unchanged
19
OSAIC HOLDINGS, INC.
0.00% of their portfolio
SCOTTSDALE, AZ
300 300
$18
$18
0.00%
Unchanged
20
Tower Research Capital LLC (TRC)
0.00% of their portfolio
NEW YORK, NY
155 155
$9
$9
0.00%
Unchanged
21
BANK OF AMERICA CORP /DE/
0.00% of their portfolio
CHARLOTTE, NC
100 100
$6
$6
0.00%
Unchanged
22
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
0.00% of their portfolio
BIRMINGHAM, AL
0 0
$0
$0
0.00%
Unchanged