Vault-13

COMPUGEN LTD CGEN

ORD · Common Stock · CUSIP M25722105

70 institutional holders -5 vs Q4 2022
10,940,46110.9m shares reported held*
12.6% of all shares outstanding*
$7.7mreported value*
6 new 15 added 17 reduced 12 sold out net sold ≈ $3.7m (-5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 86.6m as of 2022-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.70. Options: 2 managers hold calls ($2.9k notional), 2 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 81Q4 22: 75Q1 23: 7070Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202281
Q4 202275
Q1 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 27 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 29 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222750
Q1 20232129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $108.0kQ3 22 puts: $16.0kQ3 22P/C 0.15Q4 22 calls: $46.0kQ4 22 puts: $1.8kQ4 22P/C 0.04Q1 23 calls: $2.9kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$108.0k$16.0k0.15
Q4 2022$46.0k$1.8k0.04
Q1 2023$2.9k$00.00

Biggest buyers

Taylor Frigon Capital Management LLC Added +581,159+581.2k
GOLDMAN SACHS GROUP INC Added +234,658+234.7k
CITIGROUP INC Added +95,116+95.1k
UBS Group AG Added +89,937+89.9k
Susquehanna International Group Ltd. New +80,066+80.1k
BANK OF AMERICA CORP /DE/ Added +66,501+66.5k
MILLENNIUM MANAGEMENT LLC Added +53,269+53.3k
MORGAN STANLEY Added +51,791+51.8k
Vident Investment Advisory, LLC New +29,688+29.7k
SEAVIEW INVESTMENT MANAGERS LLC Added +25,000+25.0k

Biggest sellers

ARK Investment Management LLC Sold out -2,410,414-2.4m
VANGUARD GROUP INC Reduced -2,342,483-2.3m
TWO SIGMA ADVISERS, LP Reduced -530,738-530.7k
SILVERARC CAPITAL MANAGEMENT, LLC Reduced -337,255-337.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -335,666-335.7k
CITADEL ADVISORS LLC Sold out -215,367-215.4k
TWO SIGMA INVESTMENTS, LP Reduced -198,694-198.7k
Man Group plc Sold out -93,106-93.1k
Ergoteles LLC Sold out -57,181-57.2k
JANE STREET GROUP, LLC Reduced -39,574-39.6k

Biggest calls

GROUP ONE TRADING LLC Added $2.9k4.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Taylor Frigon Capital Management LLC 0.77% of their portfolio SCOTTSDALE, AZ 2,004,5942.0m $1.4m $1.4m 0.77% Added +581.2k +581,159
2 Rock Springs Capital Management LP 0.02% of their portfolio Baltimore, MD 1,289,9901.3m $905.6k $905.6k 0.02% Unchanged
3 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 938,100938.1k $659.0k $659.0k 0.00% Reduced -335.7k -335,666
4 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 852,941852.9k $599.0k $599.0k 0.00% Unchanged
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 792,197792.2k $556.1k $556.1k 0.00% Added +51.8k +51,791
6 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 630,953631.0k $442.9k $442.9k 0.00% Reduced -198.7k -198,694
7 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 587,346587.3k $412.3k $412.3k 0.00% Reduced -530.7k -530,738
8 Antonetti Capital Management LLC 0.60% of their portfolio NAPLES, FL 586,385586.4k $411.6k $411.6k 0.60% Added +3.1k +3,108
9 ROTHSCHILD INVESTMENT LLC /IL 0.02% of their portfolio CHICAGO, IL 361,722361.7k $254.0k $254.0k 0.02% Reduced -4.0k -3,978
10 SILVERARC CAPITAL MANAGEMENT, LLC 0.10% of their portfolio BOSTON, MA 330,188330.2k $231.8k $231.8k 0.10% Reduced -337.3k -337,255
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 326,868326.9k $229.5k $229.5k 0.00% Added +89.9k +89,937
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 269,645269.6k $189.3k $189.3k 0.00% Added +234.7k +234,658
13 DAFNA Capital Management LLC 0.04% of their portfolio LOS ANGELES, CA 205,202205.2k $144.1k $144.1k 0.04% Unchanged
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 155,768155.8k $109.3k $109.3k 0.00% Added +6.6k +6,639
15 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 109,817109.8k $77.1k $77.1k 0.00% Reduced -2.3m -2,342,483
16 MATRIX ASSET ADVISORS INC/NY 0.01% of their portfolio White Plains, NY 109,656109.7k $77.0k $77.0k 0.01% Unchanged
17 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 107,098107.1k $75.2k $75.2k 0.00% Added +95.1k +95,116
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 103,625103.6k $72.7k $72.7k 0.00% Unchanged
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 92,83192.8k $65.2k $65.2k 0.00% Added +66.5k +66,501
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 90,32990.3k $63.4k $63.4k 0.00% Reduced -39.6k -39,574
21 Susquehanna International Group Ltd. 0.03% of their portfolio DUBLIN, L2 80,06680.1k $56.2k $56.2k 0.03% New
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 79,77779.8k $56.0k $56.0k 0.00% Added +53.3k +53,269
23 EAGLE ROCK INVESTMENT COMPANY, LLC 0.01% of their portfolio ATLANTA, GA 70,00070.0k $49.1k $49.1k 0.01% Unchanged
24 Stockman Wealth Management, Inc. 0.01% of their portfolio BILLINGS, MT 68,90068.9k $48.4k $48.4k 0.01% Reduced -1.9k -1,900
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,15948.2k $33.8k $33.8k 0.00% Added +1.5k +1,529
26 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 47,32547.3k $33.2k $33.2k 0.00% Unchanged
27 Csenge Advisory Group 0.00% of their portfolio CLEARWATER, FL 41,34541.3k $29.0k $29.0k 0.00% Unchanged
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,96437.0k $25.9k $25.9k 0.00% Added +12.6k +12,568
29 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 36,50036.5k $25.6k $25.6k 0.00% Unchanged
30 SEAVIEW INVESTMENT MANAGERS LLC 0.01% of their portfolio MIAMI, FL 35,00035.0k $24.6k $24.6k 0.01% Added +25.0k +25,000
31 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 32,05432.1k $22.5k $22.5k 0.00% Reduced -6.1k -6,086
32 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,82531.8k $23.0k $23.0k 0.00% Reduced -5.0k -5,006
33 Vident Investment Advisory, LLC 0.00% of their portfolio Alpharetta, GA 29,68829.7k $20.8k $20.8k 0.00% New
34 Legal & General Group Plc 0.00% of their portfolio London, X0 28,30228.3k $19.9k $19.9k 0.00% Reduced -8.1k -8,056
35 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 27,50027.5k $19.3k $19.3k 0.00% Unchanged
36 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 27,17027.2k $19.1k $19.1k 0.00% Unchanged
37 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 23,00023.0k $16.1k $16.1k 0.00% Unchanged
38 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 22,29722.3k $15.7k $15.7k 0.00% New
39 Joel Isaacson & Co., LLC 0.00% of their portfolio NEW YORK, NY 22,00022.0k $15.4k $15.4k 0.00% Unchanged
40 Virtu Financial LLC 0.00% of their portfolio New York, NY 21,48421.5k $15.0k $15.0k 0.00% New
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,14321.1k $14.9k $14.9k 0.00% Added +615 +615
42 EWA, LLC 0.01% of their portfolio PITTSBURGH, PA 17,04917.0k $12.6k $12.6k 0.01% First filing
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,70016.7k $11.7k $11.7k 0.00% Added +17 +17
44 PHILADELPHIA TRUST CO 0.00% of their portfolio PHILADELPHIA, PA 15,00015.0k $11.0k $11.0k 0.00% Unchanged
45 Clearwater Capital Advisors, LLC 0.00% of their portfolio HOFFMAN ESTATES, IL 12,97613.0k $9.1k $9.1k 0.00% Unchanged
46 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 12,96513.0k $9.0k $9.0k 0.00% Reduced -1.5k -1,503
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,70012.7k $9.0k $9.0k 0.00% Unchanged
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,83111.8k $8.3k $8.3k 0.00% Unchanged
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,45810.5k $7.3k $7.3k 0.00% Reduced -1.0k -1,000
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,11110.1k $7.1k $7.1k 0.00% New
51 Defender Capital, LLC. 0.00% of their portfolio CHARLOTTE, NC 10,00010.0k $7.0k $7.0k 0.00% Reduced -10.0k -10,000
52 Beverly Hills Private Wealth, LLC 0.00% of their portfolio BEVERLY HILLS, CA 10,00010.0k $7.0k $7.0k 0.00% Unchanged
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,6005.6k $3.9k $3.9k 0.00% Reduced -1.0k -1,000
54 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 4,8004.8k $3.0k $3.0k 0.00% Unchanged
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,5003.5k $2.5k $2.5k 0.00% Unchanged
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,9503.0k $2.1k $2.1k 0.00% Unchanged
57 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,0002.0k $1.3k $1.3k 0.00% Unchanged
58 Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio Ramat Gan, L3 1,5981.6k $1.0k $1.0k 0.00% Unchanged
59 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,2971.3k $911 $911 0.00% Unchanged
60 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 1,0481.0k $736 $736 0.00% Unchanged
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 738738 $519 $519 0.00% Unchanged
62 C M BIDWELL & ASSOCIATES LTD 0.00% of their portfolio HONOLULU, HI 358358 $251 $251 0.00% Unchanged
63 FMR LLC 0.00% of their portfolio BOSTON, MA 352352 $248 $248 0.00% Added +176 +176
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 270270 $190 $190 0.00% Unchanged
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 200200 $0 $0 0.00% Reduced -2.0k -2,000
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 185185 $0 $0 0.00% Reduced -12.7k -12,722
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1818 $0 $0 0.00% Unchanged
68 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 33 $2 $2 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
70 GoalVest Advisory LLC 0.00% of their portfolio New York, NY 00 $0 $0 0.00% New