Vault-13

NEXA RES S A NEXA

COM · Common Stock · CUSIP L67359106

33 institutional holders +1 vs Q4 2022
8,741,6678.7m shares reported held*
6.6% of all shares outstanding*
$54.9mreported value*
4 new 12 added 8 reduced 3 sold out net bought ≈ $8.5m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 132.4m as of 2022-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.28. Options: 5 managers hold calls ($586.1k notional), 3 hold puts ($99.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 32Q1 23: 3333Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202239
Q4 202232
Q1 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 13 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 11 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221326
Q1 20231611

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $179.0kQ3 22 puts: $315.0kQ3 22P/C 1.76Q4 22 calls: $501.2kQ4 22 puts: $149.3kQ4 22P/C 0.30Q1 23 calls: $586.1kQ1 23 puts: $99.0kQ1 23P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$179.0k$315.0k1.76
Q4 2022$501.2k$149.3k0.30
Q1 2023$586.1k$99.0k0.17

Biggest buyers

ETF MANAGERS GROUP, LLC New +1,200,053+1.2m
BlackRock Inc. Added +122,783+122.8k
Mirae Asset Global Investments Co., Ltd. Added +67,470+67.5k
PRELUDE CAPITAL MANAGEMENT, LLC New +17,402+17.4k
Jump Financial, LLC New +13,685+13.7k
MILLENNIUM MANAGEMENT LLC New +10,395+10.4k
Invesco Ltd. Added +5,504+5.5k
VAN ECK ASSOCIATES CORP Added +4,139+4.1k
Tower Research Capital LLC (TRC) Added +4,048+4.0k
MORGAN STANLEY Added +2,346+2.3k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -40,200-40.2k
TWO SIGMA ADVISERS, LP Reduced -20,400-20.4k
DIMENSIONAL FUND ADVISORS LP Reduced -13,456-13.5k
XTX Topco Ltd Sold out -10,761-10.8k
ACADIAN ASSET MANAGEMENT LLC Reduced -9,113-9.1k
GROUP ONE TRADING LLC Sold out -4,293-4.3k
UBS Group AG Sold out -3,541-3.5k
First Trust Direct Indexing L.P. Reduced -2,225-2.2k
ROYAL BANK OF CANADA Reduced -382-382
BANK OF AMERICA CORP /DE/ Reduced -338-338

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $315.3k50.2k shares
CITADEL ADVISORS LLC Added $111.2k17.7k shares
GROUP ONE TRADING LLC Reduced $81.6k13.0k shares
SIMPLEX TRADING, LLC Added $78.0k12.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $50.0k8.1k shares
CITADEL ADVISORS LLC Added $49.0k7.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.01% of their portfolio Los Angeles, CA 4,712,3304.7m $29.6m $29.6m 0.01% Unchanged
2 ETF MANAGERS GROUP, LLC 0.24% of their portfolio Summit, NJ 1,200,0531.2m $7.5m $7.5m 0.24% New
3 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 1,122,6531.1m $7.1m $7.1m 0.02% Added +67.5k +67,470
4 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 603,649603.6k $3.8m $3.8m 0.00% Reduced -13.5k -13,456
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 330,034330.0k $2.1m $2.1m 0.00% Reduced -40.2k -40,200
6 BlackRock Inc. 0.00% of their portfolio New York, NY 147,546147.5k $926.6k $926.6k 0.00% Added +122.8k +122,783
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 134,962135.0k $847.6k $847.6k 0.00% Added +2.1k +2,113
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 75,88175.9k $476.5k $476.5k 0.00% Added +5.5k +5,504
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 74,53074.5k $468.0k $468.0k 0.00% Added +2.3k +2,346
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,40764.4k $404.5k $404.5k 0.00% Reduced -329 -329
11 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 58,90058.9k $369.9k $369.9k 0.00% Reduced -20.4k -20,400
12 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 57,83557.8k $363.0k $363.0k 0.00% Added +1.7k +1,671
13 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 19,25119.3k $121.0k $121.0k 0.00% Added +4.1k +4,139
14 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 17,40217.4k $109.3k $109.3k 0.01% New
15 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 16,75416.8k $105.2k $105.2k 0.00% Added +2.1k +2,076
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,05116.1k $100.8k $100.8k 0.00% Added +2.3k +2,313
17 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 13,68513.7k $85.9k $85.9k 0.00% New
18 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 12,57612.6k $78.0k $78.0k 0.00% Reduced -9.1k -9,113
19 NORGES BANK 0.00% of their portfolio OSLO, Q8 12,48612.5k $78.4k $78.4k 0.00% Unchanged
20 First Trust Direct Indexing L.P. 0.01% of their portfolio Boston, MA 11,56311.6k $72.6k $72.6k 0.01% Reduced -2.2k -2,225
21 PDT Partners, LLC 0.01% of their portfolio New York, NY 11,40011.4k $71.6k $71.6k 0.01% Unchanged
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,39510.4k $65.0k $65.0k 0.00% New
23 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,1854.2k $26.0k $26.0k 0.00% Added +4.0k +4,048
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,2533.3k $21.0k $21.0k 0.00% Reduced -382 -382
25 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,8402.8k $17.0k $17.0k 0.00% Added +2.3k +2,285
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,5502.5k $16.0k $16.0k 0.00% Added +1.9k +1,950
27 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 2,0002.0k $12.6k $12.6k 0.00% Unchanged
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,1621.2k $7.3k $7.3k 0.00% Unchanged
29 Legal & General Group Plc 0.00% of their portfolio London, X0 933933 $5.9k $5.9k 0.00% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 302302 $1.9k $1.9k 0.00% Reduced -338 -338
31 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 9898 $615 $615 0.00% Unchanged
32 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 11 $6 $6 0.00% Unchanged
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged