Vault-13

FREYR BATTERY

*W EXP 09/01/202 · CUSIP L4135L118

12 institutional holders +0 vs Q1 2023
12,591,49512.6m shares reported held*
$37.6mreported value*
1 new 2 added 2 reduced 1 sold out net bought ≈ $89.0k (+30.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.98.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 15Q4 22: 13Q1 23: 12Q2 23: 1212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202215
Q4 202213
Q1 202312
Q2 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202248
Q1 202366
Q2 202333

Biggest buyers

MORGAN STANLEY Added +702,900+702.9k
Walleye Capital LLC Added +10,018+10.0k
BANK OF AMERICA CORP /DE/ New +500+500

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Reduced -581,322-581.3k
Shay Capital LLC Sold out -92,345-92.3k
Ionic Capital Management LLC Reduced -9,670-9.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Encompass Capital Advisors LLC 1.33% of their portfolio New York, NY 7,555,6437.6m $22.4m $22.4m 1.33% Unchanged
2 Ionic Capital Management LLC 1.56% of their portfolio NEW YORK, NY 1,300,9491.3m $3.9m $3.9m 1.56% Reduced -9.7k -9,670
3 Security National Bank 0.78% of their portfolio OMAHA, NE 1,035,4841.0m $3.1m $3.1m 0.78% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 988,147988.1k $2.9m $2.9m 0.00% Added +702.9k +702,900
5 ARISTEIA CAPITAL, L.L.C. 0.10% of their portfolio GREENWICH, CT 957,701957.7k $2.8m $2.8m 0.10% Reduced -581.3k -581,322
6 ZAZOVE ASSOCIATES LLC 0.09% of their portfolio INCLINE VILLAGE, NV 346,411346.4k $1.0m $1.0m 0.09% Unchanged
7 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 336,621336.6k $996.4k $996.4k 0.02% Added +10.0k +10,018
8 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 55,00055.0k $514.2k $514.2k 0.02% Unchanged
9 Castle Creek Arbitrage, LLC 0.01% of their portfolio AVON, CO 14,89914.9k $43.4k $43.4k 0.01% Unchanged
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 500500 $1.5k $1.5k 0.00% New
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 140140 $414 $414 0.00% Unchanged
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged