Vault-13

FREYR BATTERY

*W EXP 09/01/202 · CUSIP L4135L118

13 institutional holders -2 vs Q3 2022
12,247,06912.2m shares reported held*
$35.0mreported value*
1 new 3 added 5 reduced 3 sold out net bought ≈ $1.3m (+466.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.86.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 15Q4 22: 1313Q3 22Q4 22
Numbers
QuarterHolders
Q3 202215
Q4 202213

Biggest buyers

ARISTEIA CAPITAL, L.L.C. Added +862,240+862.2k
BOOTHBAY FUND MANAGEMENT, LLC Added +48,537+48.5k
Shay Capital LLC Added +46,505+46.5k
UBS Group AG New +385+385

Biggest sellers

Skaana Management L.P. Sold out -139,415-139.4k
Ionic Capital Management LLC Reduced -122,863-122.9k
Castle Creek Arbitrage, LLC Reduced -60,558-60.6k
LMR Partners LLP Sold out -56,129-56.1k
Walleye Capital LLC Reduced -49,869-49.9k
RPO LLC Reduced -37,207-37.2k
Encompass Capital Advisors LLC Reduced -24,022-24.0k
Burleson & Company, LLC Sold out -1,000-1.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Encompass Capital Advisors LLC 1.11% of their portfolio New York, NY 7,185,3777.2m $20.3m $20.3m 1.11% Reduced -24.0k -24,022
2 Ionic Capital Management LLC 1.20% of their portfolio NEW YORK, NY 1,406,6421.4m $4.0m $4.0m 1.20% Reduced -122.9k -122,863
3 ARISTEIA CAPITAL, L.L.C. 0.08% of their portfolio GREENWICH, CT 1,404,3761.4m $3.9m $3.9m 0.08% Added +862.2k +862,240
4 Security National Bank 0.79% of their portfolio OMAHA, NE 1,035,4841.0m $2.9m $2.9m 0.79% Unchanged
5 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 402,191402.2k $1.1m $1.1m 0.02% Reduced -49.9k -49,869
6 ZAZOVE ASSOCIATES LLC 0.06% of their portfolio INCLINE VILLAGE, NV 246,388246.4k $691.0k $691.0k 0.06% Unchanged
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 245,291245.3k $694.2k $694.2k 0.00% Unchanged
8 RPO LLC 0.13% of their portfolio Stamford, CT 120,919120.9k $342.2k $342.2k 0.13% Reduced -37.2k -37,207
9 Shay Capital LLC 0.14% of their portfolio NEW YORK, NY 82,87482.9k $234.5k $234.5k 0.14% Added +46.5k +46,505
10 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 69,24369.2k $601.0k $601.0k 0.02% Added +48.5k +48,537
11 Castle Creek Arbitrage, LLC 0.01% of their portfolio AVON, CO 47,89947.9k $134.4k $134.4k 0.01% Reduced -60.6k -60,558
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 385385 $1.1k $1.1k 0.00% New
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged