Vault-13

NLS PHARMACEUTICS LTD

*W EXP 02/02/202 · CUSIP H57830111

6 institutional holders +0 vs Q2 2023
1,078,7001.1m shares reported held*
$113.5kreported value*
0 new 1 added 0 reduced 0 sold out net bought ≈ $10.5k (+100.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.11.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 9Q4 22: 6Q1 23: 6Q2 23: 6Q3 23: 66Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20229
Q4 20226
Q1 20236
Q2 20236
Q3 20236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 0 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 0 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202203
Q1 202331
Q2 202302
Q3 202310

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $239.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$239.8k$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Hudson Bay Capital Management LP Added +100,000+100.0k

Biggest sellers

None

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARMISTICE CAPITAL, LLC 0.00% of their portfolio NEW YORK, NY 500,000500.0k $52.6k $52.6k 0.00% Unchanged
2 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 200,000200.0k $21.0k $21.0k 0.00% Added +100.0k +100,000
3 Altium Capital Management LLC 0.01% of their portfolio NEW YORK, NY 200,000200.0k $21.0k $21.0k 0.01% Unchanged
4 Ayrton Capital LLC 0.12% of their portfolio Westport, CT 170,100170.1k $17.9k $17.9k 0.12% Unchanged
5 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 8,6008.6k $905 $905 0.00% Unchanged
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged