Vault-13

UBS GROUP AG UBS

SHS · Common Stock · CUSIP H42097107

Swiss multinational investment bank and financial services company

554 institutional holders +17 vs Q1 2024
1,451,519,0991.5bn shares reported held*
$42.7bnreported value*
68 new 216 added 180 reduced 55 sold out net bought ≈ $2.9bn (+99.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.42. Options: 28 managers hold calls ($1.4bn notional), 32 hold puts ($922.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 367Q4 22: 378Q1 23: 436Q2 23: 459Q3 23: 487Q4 23: 529Q1 24: 537Q2 24: 554554Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022367
Q4 2022378
Q1 2023436
Q2 2023459
Q3 2023487
Q4 2023529
Q1 2024537
Q2 2024554

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 193 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 199 cut or sold outQ2 23: 252 bought or addedQ2 23: 228 cut or sold outQ2 23Q3 23: 221 bought or addedQ3 23: 218 cut or sold outQ4 23: 262 bought or addedQ4 23: 217 cut or sold outQ4 23Q1 24: 262 bought or addedQ1 24: 236 cut or sold outQ2 24: 284 bought or addedQ2 24: 235 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022159193
Q1 2023219199
Q2 2023252228
Q3 2023221218
Q4 2023262217
Q1 2024262236
Q2 2024284235

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ3 23 calls: $1.5bnQ3 23 puts: $971.8mQ3 23P/C 0.64Q4 23 calls: $1.4bnQ4 23 puts: $1.1bnQ4 23P/C 0.81Q1 24 calls: $1.5bnQ1 24 puts: $884.4mQ1 24P/C 0.59Q2 24 calls: $1.4bnQ2 24 puts: $922.7mQ2 24P/C 0.67
Numbers
QuarterCallsPutsP/C
Q3 2023$1.5bn$971.8m0.64
Q4 2023$1.4bn$1.1bn0.81
Q1 2024$1.5bn$884.4m0.59
Q2 2024$1.4bn$922.7m0.67

Biggest buyers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +89,043,128+89.0m
Legal & General Group Plc Added +27,613,872+27.6m
UBS Group AG Added +15,862,961+15.9m
VANGUARD GROUP INC Added +9,413,685+9.4m
Zurcher Kantonalbank (Zurich Cantonalbank) Added +5,508,422+5.5m
AXA S.A. Added +5,347,009+5.3m
VIKING GLOBAL INVESTORS LP New +5,186,506+5.2m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +4,780,103+4.8m
WELLINGTON MANAGEMENT GROUP LLP Added +4,496,405+4.5m
Susquehanna International Securities, Ltd. Added +3,103,747+3.1m

Biggest sellers

MORGAN STANLEY Reduced -24,526,048-24.5m
FMR LLC Reduced -14,026,184-14.0m
BANK OF MONTREAL /CAN/ Reduced -7,683,787-7.7m
Sumitomo Mitsui Trust Group, Inc. Sold out -7,199,245-7.2m
GOLDMAN SACHS GROUP INC Reduced -6,490,509-6.5m
DEUTSCHE BANK AG\ Reduced -6,323,587-6.3m
CITIGROUP INC Reduced -3,393,665-3.4m
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Reduced -2,437,646-2.4m
Nuveen Asset Management, LLC Reduced -2,018,262-2.0m
Dodge & Cox Reduced -1,980,700-2.0m

Biggest calls

GOLDMAN SACHS GROUP INC Reduced $553.8m18.7m shares
JPMORGAN CHASE & CO Added $293.2m9.9m shares
UBS Group AG Reduced $169.2m5.7m shares
Rokos Capital Management LLP Unchanged $97.5m3.3m shares
Eisler Capital (UK) Ltd. Added $40.2m1.4m shares
CITADEL ADVISORS LLC Reduced $30.3m1.0m shares
Varenne Capital Partners Reduced $28.6m321.4k shares
Optiver Holding B.V. Reduced $27.2m919.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $20.2m683.0k shares
GROUP ONE TRADING LLC Reduced $18.5m625.3k shares

Biggest puts

JPMORGAN CHASE & CO Added $286.4m9.7m shares
GOLDMAN SACHS GROUP INC Reduced $138.9m4.7m shares
Eisler Capital (UK) Ltd. Added $125.1m4.3m shares
Rokos Capital Management LLP Unchanged $65.0m2.2m shares
Qube Research & Technologies Ltd Added $54.2m2.0m shares
Optiver Holding B.V. Added $43.0m1.5m shares
HSBC HOLDINGS PLC Reduced $38.9m1.3m shares
LMR Partners LLP Unchanged $23.6m800.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.4m792.6k shares
MILLENNIUM MANAGEMENT LLC Added $19.1m723.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORGES BANK 0.74% of their portfolio OSLO, Q8 168,288,869168.3m $5.0bn $5.0bn 0.74% Added +2.3m +2,261,571
2 UBS Group AG 1.42% of their portfolio ZURICH, V8 156,592,494156.6m $4.6bn $4.6bn 1.42% Added +15.9m +15,862,961
3 VANGUARD GROUP INC 0.07% of their portfolio Valley Forge, PA 124,943,066124.9m $3.7bn $3.7bn 0.07% Added +9.4m +9,413,685
4 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.89% of their portfolio Boston, MA 98,123,31098.1m $2.9bn $2.9bn 0.89% Reduced -2.4m -2,437,646
5 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.75% of their portfolio NEW YORK, NY 89,043,12889.0m $2.6bn $2.6bn 0.75% New
6 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 85,329,69685.3m $2.5bn $2.5bn 0.11% Added +1.6m +1,616,356
7 Dodge & Cox 1.29% of their portfolio San Francisco, CA 73,442,24273.4m $2.2bn $2.2bn 1.29% Reduced -2.0m -1,980,700
8 Zurcher Kantonalbank (Zurich Cantonalbank) 5.17% of their portfolio ZURICH, V8 54,060,13754.1m $1.6bn $1.6bn 5.17% Added +5.5m +5,508,422
9 FMR LLC 0.09% of their portfolio BOSTON, MA 49,329,40349.3m $1.5bn $1.5bn 0.09% Reduced -14.0m -14,026,184
10 Cevian Capital II GP LTD 43.57% of their portfolio St. Helier, Y9 43,787,40143.8m $1.3bn $1.3bn 43.57% Unchanged
11 Capital World Investors 0.19% of their portfolio LOS ANGELES, CA 39,269,67439.3m $1.1bn $1.1bn 0.19% Added +1.1m +1,062,010
12 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.86% of their portfolio BOSTON, MA 33,338,21333.3m $982.4m $982.4m 0.86% Added +4.8m +4,780,103
13 PZENA INVESTMENT MANAGEMENT LLC 2.79% of their portfolio NEW YORK, NY 29,951,23530.0m $792.2m $792.2m 2.79% Added +280.7k +280,696
14 Pictet Asset Management Holding SA 1.01% of their portfolio CAROUGE, V8 29,928,57629.9m $880.9m $880.9m 1.01% Reduced -1.2m -1,222,609
15 Legal & General Group Plc 0.23% of their portfolio London, X0 27,976,52128.0m $823.5m $823.5m 0.23% Added +27.6m +27,613,872
16 DEUTSCHE BANK AG\ 0.28% of their portfolio FRANKFURT AM MAIN, 2M 21,118,23621.1m $623.8m $623.8m 0.28% Reduced -6.3m -6,323,587
17 Amundi 0.22% of their portfolio Paris, I0 18,609,44918.6m $564.6m $564.6m 0.22% Reduced -761.4k -761,391
18 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 17,724,10117.7m $523.6m $523.6m 0.10% Reduced -6.5m -6,490,509
19 Vontobel Holding Ltd. 1.54% of their portfolio ZURICH, V8 16,117,61316.1m $474.4m $474.4m 1.54% Added +1.4m +1,379,794
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.42% of their portfolio FRANKFURT AM MAIN, 2M 12,860,06412.9m $378.6m $378.6m 0.42% Reduced -399.7k -399,674
21 Nuveen Asset Management, LLC 0.11% of their portfolio CHICAGO, IL 12,300,72112.3m $362.3m $362.3m 0.11% Reduced -2.0m -2,018,262
22 WELLINGTON MANAGEMENT GROUP LLP 0.06% of their portfolio Boston, MA 11,401,59011.4m $335.6m $335.6m 0.06% Added +4.5m +4,496,405
23 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,009,64010.0m $295.7m $295.7m 0.02% Reduced -24.5m -24,526,048
24 ACADIAN ASSET MANAGEMENT LLC 0.89% of their portfolio Boston, MA 9,779,2659.8m $287.8m $287.8m 0.89% Added +1.6m +1,649,115
25 Bank of New York Mellon Corp 0.05% of their portfolio NEW YORK, NY 9,119,8749.1m $269.4m $269.4m 0.05% Reduced -368.0k -367,962
26 AXA S.A. 0.39% of their portfolio PARIS, I0 8,882,7948.9m $262.4m $262.4m 0.39% Added +5.3m +5,347,009
27 CANADA PENSION PLAN INVESTMENT BOARD 0.25% of their portfolio TORONTO ONTARIO, A6 8,630,8198.6m $254.0m $254.0m 0.25% Added +843.9k +843,903
28 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 8,630,6968.6m $255.0m $255.0m 0.02% Reduced -1.9m -1,898,654
29 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 7,864,7987.9m $232.3m $232.3m 0.06% Added +214.1k +214,112
30 Banque Cantonale Vaudoise 8.93% of their portfolio LAUSANNE, V8 7,631,6887.6m $224.6m $224.6m 8.93% Added +476.1k +476,078
31 ROYAL LONDON ASSET MANAGEMENT LTD 0.54% of their portfolio UNITED KINGDOM, X0 7,105,2687.1m $209.9m $209.9m 0.54% Reduced -537.7k -537,728
32 FIL Ltd 0.21% of their portfolio HAMILTON, D0 7,081,0617.1m $208.5m $208.5m 0.21% Added +820.7k +820,656
33 CITIGROUP INC 0.20% of their portfolio NEW YORK, NY 7,060,0997.1m $207.8m $207.8m 0.20% Reduced -3.4m -3,393,665
34 ARGA Investment Management, LP 6.74% of their portfolio STAMFORD, CT 6,519,9046.5m $192.0m $192.0m 6.74% Added +389.5k +389,518
35 Russell Investments Group, Ltd. 0.27% of their portfolio Seattle, WA 5,696,1985.7m $167.6m $167.6m 0.27% Reduced -772.9k -772,900
36 WCM INVESTMENT MANAGEMENT, LLC 0.37% of their portfolio LAGUNA BEACH, CA 5,275,4375.3m $155.3m $155.3m 0.37% Reduced -34.6k -34,627
37 VIKING GLOBAL INVESTORS LP 0.59% of their portfolio STAMFORD, CT 5,186,5065.2m $152.7m $152.7m 0.59% New
38 Susquehanna International Securities, Ltd. 54.33% of their portfolio DUBLIN, L2 5,016,4255.0m $148.2m $148.2m 54.33% Added +3.1m +3,103,747
39 NATIXIS ADVISORS, LLC 0.32% of their portfolio Boston, MA 4,949,8554.9m $146.2m $146.2m 0.32% Added +336.8k +336,813
40 DekaBank Deutsche Girozentrale 0.25% of their portfolio FRANKFURT, 2M 4,698,7604.7m $141.2m $141.2m 0.25% Added +332.3k +332,338
41 M&G PLC 0.75% of their portfolio London, X0 4,372,1814.4m $126.5m $126.5m 0.75% Reduced -1.2m -1,220,235
42 AVIVA PLC 0.34% of their portfolio LONDON, X0 4,181,1764.2m $123.0m $123.0m 0.34% Reduced -242.7k -242,681
43 Allianz Asset Management GmbH 0.20% of their portfolio MUNICH, 2M 4,145,3724.1m $122.0m $122.0m 0.20% Reduced -541.4k -541,409
44 Korea Investment CORP 0.28% of their portfolio SEOUL, M5 3,826,3223.8m $112.6m $112.6m 0.28% Reduced -170.7k -170,683
45 BlackRock Inc. 0.00% of their portfolio New York, NY 3,780,2383.8m $111.7m $111.7m 0.00% Added +681.3k +681,292
46 LGT Group Foundation 1.60% of their portfolio VADUZ, N2 3,429,7313.4m $101.3m $101.3m 1.60% Added +594.3k +594,347
47 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,370,2033.4m $99.6m $99.6m 0.02% Added +25.4k +25,408
48 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,828,9232.8m $83.2m $83.2m 0.02% Added +184.4k +184,375
49 Liontrust Investment Partners LLP 1.06% of their portfolio LONDON, X0 2,537,7272.5m $74.7m $74.7m 1.06% Added +143.0k +142,982
50 Compagnie Lombard Odier SCmA 1.23% of their portfolio 1204 GENEVA, V8 2,474,9952.5m $72.9m $72.9m 1.23% Added +361.9k +361,876
51 Optiver Holding B.V. 1.41% of their portfolio AMSTERDAM, P7 2,467,4612.5m $72.9m $72.9m 1.41% New
52 CAPTRUST FINANCIAL ADVISORS 0.21% of their portfolio RALEIGH, NC 2,184,0242.2m $64.5m $64.5m 0.21% Reduced -260.1k -260,110
53 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 2,173,9772.2m $63.9m $63.9m 0.04% Added +1.4m +1,377,271
54 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 2,149,8492.1m $63.8m $63.8m 0.02% Reduced -7.7m -7,683,787
55 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,052,6022.1m $60.6m $60.6m 0.01% Added +252.6k +252,635
56 JANUS HENDERSON GROUP PLC 0.03% of their portfolio LONDON, X0 2,029,4032.0m $59.7m $59.7m 0.03% Reduced -1.2m -1,218,086
57 Patient Capital Management, LLC 3.18% of their portfolio BALTIMORE, MD 2,028,9372.0m $59.9m $59.9m 3.18% Reduced -311.0k -310,963
58 MACKENZIE FINANCIAL CORP 0.08% of their portfolio TORONTO ONTARIO, A6 1,848,9181.8m $54.4m $54.4m 0.08% Reduced -433.3k -433,275
59 CANADA LIFE ASSURANCE Co 0.10% of their portfolio WINNIPEG, A2 1,825,5621.8m $53.8m $53.8m 0.10% Reduced -194.4k -194,401
60 Border to Coast Pensions Partnership Ltd 1.26% of their portfolio LEEDS, X0 1,817,2111.8m $53.5m $53.5m 1.26% Unchanged
61 Public Sector Pension Investment Board 0.34% of their portfolio MONTREAL, A8 1,813,0881.8m $53.4m $53.4m 0.34% Added +62.8k +62,844
62 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,767,3911.8m $52.2m $52.2m 0.02% Reduced -65.9k -65,936
63 BRANDES INVESTMENT PARTNERS, LP 0.63% of their portfolio LA JOLLA, CA 1,734,4601.7m $51.2m $51.2m 0.63% Reduced -134.4k -134,417
64 Caisse de depot et placement du Quebec 0.11% of their portfolio Montreal, A8 1,570,6501.6m $46.2m $46.2m 0.11% New
65 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,539,1431.5m $45.2m $45.2m 0.01% Reduced -244.2k -244,215
66 State of Tennessee, Department of Treasury 0.16% of their portfolio NASHVILLE, TN 1,458,0131.5m $42.9m $42.9m 0.16% Added +7.8k +7,755
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 1,390,6671.4m $40.9m $40.9m 0.04% Reduced -9.6k -9,603
68 TD Asset Management Inc 0.04% of their portfolio Toronto, A6 1,335,6281.3m $39.3m $39.3m 0.04% Added +116.4k +116,412
69 TODD ASSET MANAGEMENT LLC 0.63% of their portfolio Louisville, KY 1,029,0441.0m $30.4m $30.4m 0.63% Reduced -116.1k -116,056
70 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,002,5851.0m $29.6m $29.6m 0.02% Added +102.8k +102,845
71 LEVIN CAPITAL STRATEGIES, L.P. 2.89% of their portfolio NEW YORK, NY 925,229925.2k $27.3m $27.3m 2.89% Reduced -83.1k -83,081
72 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 914,241914.2k $27.0m $27.0m 0.02% Added +26.7k +26,660
73 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 841,483841.5k $24.9m $24.9m 0.01% Added +7.6k +7,625
74 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 785,176785.2k $23.2m $23.2m 0.01% Added +62.9k +62,934
75 Alyeska Investment Group, L.P. 0.13% of their portfolio CHICAGO, IL 741,390741.4k $21.9m $21.9m 0.13% Reduced -558.1k -558,059
76 J. Safra Sarasin Holding AG 0.40% of their portfolio BASEL, V8 737,478737.5k $21.7m $21.7m 0.40% First filing
77 Zurich Insurance Group Ltd/FI 0.18% of their portfolio ZURICH, V8 708,352708.4k $20.9m $20.9m 0.18% Reduced -364.2k -364,208
78 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 696,576696.6k $20.6m $20.6m 0.02% Added +461.1k +461,083
79 JUPITER ASSET MANAGEMENT LTD 0.19% of their portfolio London, X0 690,642690.6k $20.3m $20.3m 0.19% Added +586.6k +586,649
80 CREDIT AGRICOLE S A 0.12% of their portfolio Montrouge Cedex, I0 668,986669.0k $19.8m $19.8m 0.12% Added +261.9k +261,940
81 BANQUE PICTET & CIE SA 0.20% of their portfolio GENEVA 73, V8 663,400663.4k $19.5m $19.5m 0.20% Reduced -3.7k -3,671
82 Pictet North America Advisors SA 2.12% of their portfolio GENEVA 73, V8 662,355662.4k $19.5m $19.5m 2.12% Unchanged
83 MANGROVE PARTNERS IM, LLC 1.56% of their portfolio Greenwich, CT 659,546659.5k $19.5m $19.5m 1.56% Unchanged
84 FORSTA AP-FONDEN 0.00% of their portfolio STOCKHOLM, V7 634,756634.8k $0 $0 0.00% Added +189.5k +189,495
85 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 614,091614.1k $18.1m $18.1m 0.03% Reduced -487.7k -487,700
86 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.16% of their portfolio FRANKFORT, KY 586,250586.2k $17.3m $17.3m 0.16% Reduced -69.0k -69,000
87 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 566,438566.4k $16.7m $16.7m 0.02% Reduced -29.4k -29,383
88 Channing Global Advisors, LLC 13.77% of their portfolio Miami, FL 559,170559.2k $16.5m $16.5m 13.77% Added +27.9k +27,879
89 EDMOND DE ROTHSCHILD HOLDING S.A. 0.27% of their portfolio CHAMBESY, V8 548,786548.8k $16.1m $16.1m 0.27% Reduced -9.5k -9,498
90 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 545,346545.3k $16.1m $16.1m 0.02% Added +8.9k +8,890
91 Baker Avenue Asset Management, LP 0.51% of their portfolio SAN FRANCISCO, CA 508,887508.9k $15.0m $15.0m 0.51% Reduced -3.1k -3,128
92 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.16% of their portfolio New York, NY 508,106508.1k $14.9m $14.9m 0.16% Reduced -149.1k -149,054
93 Moran Wealth Management, LLC 0.49% of their portfolio NAPLES, FL 500,759500.8k $14.8m $14.8m 0.49% Added +4.4k +4,377
94 Bank Julius Baer & Co. Ltd, Zurich 0.05% of their portfolio ZURICH, V8 488,374488.4k $14.4m $14.4m 0.05% Added +28.5k +28,541
95 Janney Capital Management LLC 1.00% of their portfolio PITTSBURGH, PA 478,605478.6k $14.1m $14.1m 1.00% Reduced -28.7k -28,735
96 USS Investment Management Ltd 0.11% of their portfolio London, X0 468,792468.8k $13.8m $13.8m 0.11% Added +9.4k +9,438
97 Henry James International Management Inc. 4.54% of their portfolio NEW YORK, NY 434,647434.6k $12.8m $12.8m 4.54% Reduced -63.1k -63,136
98 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.13% of their portfolio Stamford, CT 429,391429.4k $12.7m $12.7m 0.13% Reduced -66.8k -66,822
99 QRG CAPITAL MANAGEMENT, INC. 0.14% of their portfolio BERWYN, PA 409,680409.7k $12.1m $12.1m 0.14% Reduced -37.2k -37,227
100 Promethos Capital, LLC 4.50% of their portfolio BOSTON, MA 400,804400.8k $11.9m $11.9m 4.50% Added +40.6k +40,558