Vault-13

ALCON AG ALC

ORD SHS · Common Stock · CUSIP H01301128

617 institutional holders +4 vs Q4 2023
250,457,834250.5m shares reported held*
50.8% of all shares outstanding*
$20.8bnreported value*
65 new 200 added 207 reduced 57 sold out net bought ≈ $1.3bn (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.2m this quarter). Holder counts are more reliable. Shares outstanding: 493.2m as of 2023-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $83.05. Options: 15 managers hold calls ($221.2m notional), 17 hold puts ($168.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 561Q4 22: 587Q1 23: 592Q2 23: 598Q3 23: 601Q4 23: 613Q1 24: 617617Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022561
Q4 2022587
Q1 2023592
Q2 2023598
Q3 2023601
Q4 2023613
Q1 2024617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 203 bought or addedQ4 22: 296 cut or sold outQ4 22Q1 23: 273 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 309 cut or sold outQ2 23Q3 23: 244 bought or addedQ3 23: 246 cut or sold outQ3 23Q4 23: 239 bought or addedQ4 23: 264 cut or sold outQ4 23Q1 24: 265 bought or addedQ1 24: 264 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022203296
Q1 2023273244
Q2 2023216309
Q3 2023244246
Q4 2023239264
Q1 2024265264

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $134.4mQ2 23 puts: $118.1mQ2 23P/C 0.88Q3 23 calls: $195.3mQ3 23 puts: $153.8mQ3 23P/C 0.79Q4 23 calls: $159.8mQ4 23 puts: $157.4mQ4 23P/C 0.98Q1 24 calls: $221.2mQ1 24 puts: $168.2mQ1 24P/C 0.76
Numbers
QuarterCallsPutsP/C
Q2 2023$134.4m$118.1m0.88
Q3 2023$195.3m$153.8m0.79
Q4 2023$159.8m$157.4m0.98
Q1 2024$221.2m$168.2m0.76

Biggest buyers

FMR LLC Added +5,425,012+5.4m
BARCLAYS PLC Added +4,606,038+4.6m
BANK OF MONTREAL /CAN/ Added +2,594,643+2.6m
MARSHALL WACE, LLP Added +2,333,682+2.3m
MORGAN STANLEY Added +1,607,289+1.6m
Amundi Added +1,386,819+1.4m
CITIGROUP INC Added +1,366,248+1.4m
DEUTSCHE BANK AG\ Added +1,021,128+1.0m
UBS Group AG Added +838,056+838.1k
AMF Tjanstepension AB Added +732,031+732.0k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Reduced -1,262,348-1.3m
Allspring Global Investments Holdings, LLC Reduced -1,224,315-1.2m
BlackRock Inc. Reduced -930,194-930.2k
AXA S.A. Reduced -564,792-564.8k
Vontobel Holding Ltd. Reduced -544,135-544.1k
Findlay Park Partners LLP Reduced -421,400-421.4k
Aristotle Capital Management, LLC Reduced -339,729-339.7k
Fiera Capital Corp Reduced -325,378-325.4k
Carmignac Gestion Reduced -322,782-322.8k
JPMORGAN CHASE & CO Reduced -313,902-313.9k

Biggest calls

UBS Group AG Added $141.8m1.7m shares
Twin Tree Management, LP New $19.9m238.9k shares
GOLDMAN SACHS GROUP INC New $13.4m160.7k shares
Eisler Capital (UK) Ltd. Added $8.7m105.3k shares
CITADEL ADVISORS LLC Added $8.4m100.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.0m84.2k shares
BANK OF AMERICA CORP /DE/ Unchanged $4.2m50.0k shares
PEAK6 Investments LLC Added $4.0m48.1k shares
NOMURA HOLDINGS INC New $3.5m41.5k shares
Qube Research & Technologies Ltd Unchanged $3.0m40.0k shares

Biggest puts

GOLDMAN SACHS GROUP INC Added $45.0m539.7k shares
UBS Group AG Reduced $33.7m404.9k shares
Eisler Capital (UK) Ltd. Reduced $24.3m293.3k shares
Qube Research & Technologies Ltd Unchanged $23.9m320.0k shares
Optiver Holding B.V. Added $10.5m125.9k shares
NOMURA HOLDINGS INC New $10.4m125.0k shares
CITADEL ADVISORS LLC Added $7.7m92.7k shares
BANK OF AMERICA CORP /DE/ Added $6.7m80.0k shares
PEAK6 Investments LLC Added $2.3m27.3k shares
Twin Tree Management, LP New $1.3m15.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 5.9% 29.5m≈ $2.0bn 2025-04-23

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.03% of their portfolio Valley Forge, PA 18,744,10818.7m $1.6bn $1.6bn 0.03% Added +259.7k +259,675
2 CREDIT SUISSE AG/ 1.24% of their portfolio ZURICH, V8 15,456,41115.5m $1.3bn $1.3bn 1.24% Added +327.2k +327,218
3 NORGES BANK 0.17% of their portfolio OSLO, Q8 12,734,06412.7m $1.1bn $1.1bn 0.17% Added +122.9k +122,888
4 Aristotle Capital Management, LLC 1.88% of their portfolio LOS ANGELES, CA 12,147,23112.1m $1.0bn $1.0bn 1.88% Reduced -339.7k -339,729
5 Clearbridge Investments, LLC 0.63% of their portfolio NEW YORK, NY 9,483,1649.5m $789.9m $789.9m 0.63% Reduced -107.2k -107,237
6 Harding Loevner LP 4.31% of their portfolio Bridgewater, NJ 8,393,2428.4m $699.1m $699.1m 4.31% Reduced -302.2k -302,195
7 Zurcher Kantonalbank (Zurich Cantonalbank) 2.38% of their portfolio ZURICH, V8 8,174,5378.2m $678.3m $678.3m 2.38% Reduced -17.3k -17,273
8 BARCLAYS PLC 0.30% of their portfolio LONDON, X0 8,078,2818.1m $672.8m $672.8m 0.30% Added +4.6m +4,606,038
9 AKO CAPITAL LLP 7.64% of their portfolio LONDON, X0 6,496,1576.5m $539.6m $539.6m 7.64% Reduced -100.9k -100,907
10 T. Rowe Price Investment Management, Inc. 0.33% of their portfolio BALTIMORE, MD 6,401,5126.4m $533.2m $533.2m 0.33% Added +18.7k +18,732
11 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 5,657,5275.7m $471.2m $471.2m 0.09% Added +107.5k +107,494
12 FMR LLC 0.03% of their portfolio BOSTON, MA 5,553,8315.6m $460.9m $460.9m 0.03% Added +5.4m +5,425,012
13 Amundi 0.18% of their portfolio Paris, I0 5,311,1435.3m $416.8m $416.8m 0.18% Added +1.4m +1,386,819
14 WELLINGTON MANAGEMENT GROUP LLP 0.07% of their portfolio Boston, MA 4,970,3575.0m $412.4m $412.4m 0.07% Reduced -1.3m -1,262,348
15 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 4,928,8814.9m $410.5m $410.5m 0.04% Added +612.9k +612,933
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,618,3954.6m $384.7m $384.7m 0.01% Added +1.6m +1,607,289
17 BROWN BROTHERS HARRIMAN & CO 2.64% of their portfolio NEW YORK, NY 4,134,9344.1m $344.4m $344.4m 2.64% Reduced -46.9k -46,853
18 BlackRock Inc. 0.01% of their portfolio New York, NY 4,129,5634.1m $344.0m $344.0m 0.01% Reduced -930.2k -930,194
19 UBS Group AG 0.11% of their portfolio ZURICH, V8 4,015,1284.0m $334.4m $334.4m 0.11% Added +838.1k +838,056
20 Sustainable Growth Advisers, LP 1.38% of their portfolio STAMFORD, CT 3,963,3764.0m $330.1m $330.1m 1.38% Added +349.9k +349,852
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,839,5023.8m $319.8m $319.8m 0.01% Reduced -313.9k -313,902
22 DEUTSCHE BANK AG\ 0.15% of their portfolio FRANKFURT AM MAIN, 2M 3,785,9993.8m $315.3m $315.3m 0.15% Added +1.0m +1,021,128
23 MARSHALL WACE, LLP 0.52% of their portfolio LONDON, X0 3,745,9693.7m $311.3m $311.3m 0.52% Added +2.3m +2,333,682
24 ALLIANCEBERNSTEIN L.P. 0.11% of their portfolio NASHVILLE, TN 3,717,4873.7m $309.6m $309.6m 0.11% Reduced -47.8k -47,789
25 Vontobel Holding Ltd. 2.37% of their portfolio ZURICH, V8 3,582,7503.6m $297.0m $297.0m 2.37% Reduced -544.1k -544,135
26 Pictet Asset Management Holding SA 0.31% of their portfolio CAROUGE, V8 3,479,0003.5m $288.7m $288.7m 0.31% Reduced -16.7k -16,735
27 AMF Tjanstepension AB 2.18% of their portfolio STOCKHOLM, V7 3,472,2473.5m $288.1m $288.1m 2.18% Added +732.0k +732,031
28 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,900,3382.9m $241.6m $241.6m 0.06% Added +130.1k +130,050
29 BANK OF MONTREAL /CAN/ 0.07% of their portfolio TORONTO, A6 2,826,0022.8m $236.2m $236.2m 0.07% Added +2.6m +2,594,643
30 Fiera Capital Corp 0.68% of their portfolio MONTREAL, A8 2,816,8312.8m $234.6m $234.6m 0.68% Reduced -325.4k -325,378
31 Allspring Global Investments Holdings, LLC 0.35% of their portfolio CHARLOTTE, NC 2,724,1562.7m $226.9m $226.9m 0.35% Reduced -1.2m -1,224,315
32 CITIGROUP INC 0.18% of their portfolio NEW YORK, NY 2,068,1892.1m $171.4m $171.4m 0.18% Added +1.4m +1,366,248
33 KING LUTHER CAPITAL MANAGEMENT CORP 0.72% of their portfolio FORT WORTH, TX 1,918,1351.9m $159.8m $159.8m 0.72% Reduced -12.2k -12,176
34 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 1,828,2561.8m $151.6m $151.6m 0.05% Reduced -286.8k -286,815
35 Assenagon Asset Management S.A. 0.40% of their portfolio SENNINGERBERG, N4 1,817,0061.8m $150.8m $150.8m 0.40% Added +390.6k +390,622
36 Rudius Management LP 32.14% of their portfolio NEW YORK, NY 1,735,2961.7m $144.5m $144.5m 32.14% Added +28.4k +28,399
37 MACKENZIE FINANCIAL CORP 0.20% of their portfolio TORONTO ONTARIO, A6 1,653,9141.7m $137.7m $137.7m 0.20% Reduced -158.1k -158,119
38 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,491,9751.5m $124.2m $124.2m 0.05% Added +50.5k +50,482
39 NEUBERGER BERMAN GROUP LLC 0.09% of their portfolio NEW YORK, NY 1,376,6961.4m $114.7m $114.7m 0.09% Added +12.1k +12,135
40 Nuveen Asset Management, LLC 0.03% of their portfolio CHICAGO, IL 1,354,5081.4m $112.4m $112.4m 0.03% Reduced -74.4k -74,367
41 CANADA PENSION PLAN INVESTMENT BOARD 0.11% of their portfolio TORONTO ONTARIO, A6 1,243,2161.2m $103.2m $103.2m 0.11% Reduced -73.1k -73,131
42 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,183,8311.2m $98.1m $98.1m 0.03% Added +2.6k +2,606
43 CIBC Private Wealth Group LLC 0.19% of their portfolio ATLANTA, GA 1,155,6111.2m $95.2m $95.2m 0.19% Reduced -96.5k -96,525
44 Findlay Park Partners LLP 0.88% of their portfolio LONDON, X0 1,155,5341.2m $96.2m $96.2m 0.88% Reduced -421.4k -421,400
45 Banque Cantonale Vaudoise 3.75% of their portfolio LAUSANNE, V8 1,152,4571.2m $95.6m $95.6m 3.75% Added +5.5k +5,549
46 Williams Jones Wealth Management, LLC. 1.22% of their portfolio NEW YORK, NY 1,152,1891.2m $96.0m $96.0m 1.22% Reduced -181.3k -181,298
47 Manning & Napier Group, LLC 1.04% of their portfolio Fairport, NY 1,097,5191.1m $91.4m $91.4m 1.04% Reduced -5.7k -5,652
48 Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio CHIYODA-KU, TOKYO, M0 1,097,2741.1m $91.0m $91.0m 0.06% Added +7.9k +7,942
49 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.39% of their portfolio DENVER, CO 1,087,0171.1m $90.5m $90.5m 0.39% Reduced -17.1k -17,124
50 FIL Ltd 0.09% of their portfolio HAMILTON, D0 1,043,2861.0m $86.5m $86.5m 0.09% Added +4.6k +4,645
51 Madison Asset Management, LLC 1.00% of their portfolio MADISON, WI 976,637976.6k $81.3m $81.3m 1.00% Added +19.7k +19,687
52 Compagnie Lombard Odier SCmA 1.20% of their portfolio 1204 GENEVA, V8 817,485817.5k $67.8m $67.8m 1.20% Added +19.3k +19,347
53 AVIVA PLC 0.22% of their portfolio LONDON, X0 812,413812.4k $67.4m $67.4m 0.22% Reduced -18.9k -18,908
54 Ilex Capital Partners (UK) LLP 6.61% of their portfolio London, X0 808,398808.4k $67.3m $67.3m 6.61% Reduced -52.9k -52,862
55 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 800,857800.9k $66.7m $66.7m 0.01% Reduced -10.4k -10,375
56 PRIMECAP MANAGEMENT CO/CA/ 0.05% of their portfolio PASADENA, CA 793,215793.2k $66.1m $66.1m 0.05% Added +1.3k +1,300
57 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 771,777771.8k $64.3m $64.3m 0.01% Reduced -121.9k -121,893
58 JANUS HENDERSON GROUP PLC 0.03% of their portfolio LONDON, X0 753,693753.7k $62.6m $62.6m 0.03% Added +30.8k +30,758
59 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 729,871729.9k $60.8m $60.8m 0.09% Reduced -46.7k -46,679
60 DekaBank Deutsche Girozentrale 0.11% of their portfolio FRANKFURT, 2M 717,086717.1k $59.4m $59.4m 0.11% Added +20.6k +20,620
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 688,548688.5k $57.3m $57.3m 0.05% Reduced -10.7k -10,663
62 TD Asset Management Inc 0.05% of their portfolio Toronto, A6 610,295610.3k $50.8m $50.8m 0.05% Added +42.4k +42,420
63 NICHOLAS COMPANY, INC. 0.84% of their portfolio MILWAUKEE, WI 607,550607.5k $50.6m $50.6m 0.84% Unchanged
64 THORNBURG INVESTMENT MANAGEMENT INC 0.70% of their portfolio SANTA FE, NM 589,028589.0k $49.9m $49.9m 0.70% Added +154.2k +154,159
65 LGT Group Foundation 1.09% of their portfolio VADUZ, N2 556,022556.0k $46.1m $46.1m 1.09% Added +23.6k +23,612
66 Russell Investments Group, Ltd. 0.07% of their portfolio Seattle, WA 548,563548.6k $45.5m $45.5m 0.07% Added +7.7k +7,699
67 FRONTIER CAPITAL MANAGEMENT CO LLC 0.43% of their portfolio Boston, MA 547,243547.2k $45.6m $45.6m 0.43% Reduced -45.2k -45,247
68 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 505,423505.4k $42.1m $42.1m 0.05% Reduced -204.8k -204,759
69 AXA S.A. 0.13% of their portfolio PARIS, I0 502,658502.7k $41.9m $41.9m 0.13% Reduced -564.8k -564,792
70 Allianz Asset Management GmbH 0.07% of their portfolio MUNICH, 2M 495,008495.0k $41.1m $41.1m 0.07% Reduced -19.9k -19,925
71 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 491,338491.3k $40.9m $40.9m 0.05% Added +367.9k +367,860
72 Korea Investment CORP 0.10% of their portfolio SEOUL, M5 467,592467.6k $38.8m $38.8m 0.10% Added +41.7k +41,699
73 Troy Asset Management Ltd 1.16% of their portfolio LONDON, X0 461,622461.6k $38.3m $38.3m 1.16% Added +72.2k +72,239
74 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 440,874440.9k $36.7m $36.7m 0.07% Reduced -112.0k -111,983
75 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 436,553436.6k $36.4m $36.4m 0.04% Reduced -2.4k -2,418
76 Dundas Partners LLP 2.76% of their portfolio EDINBURGH, X0 422,625422.6k $35.0m $35.0m 2.76% Unchanged
77 Capital Research Global Investors 0.01% of their portfolio Los Angeles, CA 412,279412.3k $34.2m $34.2m 0.01% Added +37.9k +37,932
78 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 407,512407.5k $33.9m $33.9m 0.02% Reduced -10.9k -10,901
79 SIRIOS CAPITAL MANAGEMENT L P 6.00% of their portfolio BOSTON, MA 382,329382.3k $31.8m $31.8m 6.00% Reduced -153.0k -152,956
80 Birch Hill Investment Advisors LLC 1.48% of their portfolio Boston, MA 366,089366.1k $30.5m $30.5m 1.48% Added +13.2k +13,213
81 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 357,861357.9k $29.8m $29.8m 0.02% Reduced -14.0k -14,004
82 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 344,154344.2k $28.7m $28.7m 0.01% Added +26.3k +26,313
83 Susquehanna International Securities, Ltd. 11.13% of their portfolio DUBLIN, L2 334,559334.6k $27.9m $27.9m 11.13% Reduced -22.5k -22,547
84 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 323,822323.8k $26.9m $26.9m 0.02% Added +31.8k +31,826
85 State of Tennessee, Department of Treasury 0.09% of their portfolio NASHVILLE, TN 282,284282.3k $23.4m $23.4m 0.09% Unchanged
86 BRIDGES INVESTMENT MANAGEMENT INC 0.73% of their portfolio OMAHA, NE 280,885280.9k $23.4m $23.4m 0.73% Reduced -13.9k -13,945
87 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 277,839277.8k $23.1m $23.1m 0.02% Reduced -22.1k -22,146
88 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 3.65% of their portfolio NEW YORK, NY 277,801277.8k $23.1m $23.1m 3.65% Added +5.3k +5,331
89 Martin Investment Management, LLC 5.53% of their portfolio PALM BEACH GARDENS, FL 270,352270.4k $22.5m $22.5m 5.53% Added +11.9k +11,900
90 PRIO WEALTH LIMITED PARTNERSHIP 0.64% of their portfolio Boston, MA 265,304265.3k $22.0m $22.0m 0.64% Added +27.5k +27,523
91 NATIXIS ADVISORS, LLC 0.05% of their portfolio Boston, MA 263,967264.0k $22.0m $22.0m 0.05% Added +6.6k +6,613
92 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 257,527257.5k $21.4m $21.4m 0.01% Reduced -15.7k -15,725
93 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 256,023256.0k $21.3m $21.3m 0.02% Reduced -32.3k -32,283
94 MCDANIEL TERRY & CO 1.80% of their portfolio AUSTIN, TX 243,581243.6k $20.3m $20.3m 1.80% Reduced -1.0k -1,024
95 Polar Capital Holdings Plc 0.10% of their portfolio London, X0 240,110240.1k $18.8m $18.8m 0.10% Reduced -100.4k -100,363
96 JARISLOWSKY, FRASER Ltd 0.11% of their portfolio MONTREAL, A8 234,786234.8k $19.6m $19.6m 0.11% Reduced -4.8k -4,788
97 KORNITZER CAPITAL MANAGEMENT INC /KS 0.36% of their portfolio SHAWNEE MISSION, KS 232,958233.0k $19.4m $19.4m 0.36% Added +19.8k +19,797
98 Zurich Insurance Group Ltd/FI 0.17% of their portfolio ZURICH, V8 224,268224.3k $18.6m $18.6m 0.17% Reduced -4.8k -4,796
99 Ninety One UK Ltd 0.05% of their portfolio London, X0 221,473221.5k $18.4m $18.4m 0.05% Unchanged
100 Pictet North America Advisors SA 2.04% of their portfolio GENEVA 73, V8 220,222220.2k $18.3m $18.3m 2.04% Added +23.3k +23,304