Vault-13

WALDENCAST PLC MLKWF

*W EXP 07/27/202 · Equity WRT · CUSIP G9503X111

24 institutional holders -1 vs Q2 2023
9,186,4209.2m shares reported held*
$10.4mreported value*
2 new 4 added 3 reduced 3 sold out net bought ≈ $165.6k (-499.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.13. Options: 1 managers hold calls ($145.4k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 22Q1 23: 24Q2 23: 25Q3 23: 2424Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202221
Q4 202222
Q1 202324
Q2 202325
Q3 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 5 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 6 bought or addedQ3 23: 6 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202254
Q1 202333
Q2 202366
Q3 202366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 22 calls: $100.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $97.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $94.4kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $145.4kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$100.0k$00.00
Q1 2023$97.0k$00.00
Q2 2023$94.4k$00.00
Q3 2023$145.4k$00.00

Biggest buyers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +683,475+683.5k
Walleye Capital LLC Added +126,257+126.3k
CLEAR STREET LLC Added +65,000+65.0k
COWEN AND COMPANY, LLC New +61,100+61.1k
CSS LLC/IL Added +2,055+2.1k
UBS Group AG New +148+148

Biggest sellers

Truxt Investmentos Ltda. Reduced -511,052-511.1k
CITADEL ADVISORS LLC Sold out -177,947-177.9k
Sculptor Capital LP Reduced -28,144-28.1k
AQR Arbitrage LLC Sold out -15,264-15.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -11,118-11.1k
Exos TFP Holdings LLC Sold out -10,000-10.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $145.4k162.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 0.60% of their portfolio RIO DE JANEIRO, D5 6,247,7766.2m $5.6m $5.6m 0.60% Unchanged
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 2,317,5492.3m $2.1m $2.1m 0.12% Added +683.5k +683,475
3 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 576,962577.0k $517.8k $517.8k 0.01% Added +126.3k +126,257
4 Sculptor Capital LP 0.01% of their portfolio New York, NY 446,456446.5k $395.1k $395.1k 0.01% Reduced -28.1k -28,144
5 Truxt Investmentos Ltda. 0.08% of their portfolio RIO DE JANEIRO, D5 360,905360.9k $323.9k $323.9k 0.08% Reduced -511.1k -511,052
6 JNE Partners LLP 0.35% of their portfolio London, X0 333,333333.3k $299.2k $299.2k 0.35% Unchanged
7 Milestones Administradora de Recursos Ltda. 0.22% of their portfolio JARAGUA DO SUL, D5 333,333333.3k $299.2k $299.2k 0.22% Unchanged
8 Antara Capital LP 0.39% of their portfolio New York, NY 254,325254.3k $232.4k $232.4k 0.39% Unchanged
9 CastleKnight Management LP 0.02% of their portfolio New York, NY 146,556146.6k $133.9k $133.9k 0.02% Unchanged
10 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 122,450122.5k $109.9k $109.9k 0.00% Added +65.0k +65,000
11 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 99,998100.0k $89.7k $89.7k 0.00% Unchanged
12 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 61,10061.1k $54.8k $54.8k 0.00% New
13 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 38,15438.2k $34.2k $34.2k 0.00% Added +2.1k +2,055
14 Tyrus Capital S.A.M. 0.28% of their portfolio MONACO, O9 33,33333.3k $29.9k $29.9k 0.28% Unchanged
15 Atalaya Capital Management LP 0.03% of their portfolio NEW YORK, NY 33,33333.3k $30.0k $30.0k 0.03% Unchanged
16 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 30,79930.8k $28.1k $28.1k 0.00% Unchanged
17 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 24,97025.0k $22.0k $22.0k 0.00% Unchanged
18 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 16,66616.7k $15.0k $15.0k 0.00% Unchanged
19 DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio Wilmington, DE 13,33213.3k $12.2k $12.2k 0.00% Unchanged
20 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 9,8379.8k $8.8k $8.8k 0.00% Reduced -11.1k -11,118
21 SPX Gestao de Recursos Ltda 0.00% of their portfolio RIO DE JANEIRO, D5 1,9882.0k $1.8k $1.8k 0.00% Unchanged
22 HGC Investment Management Inc. 0.00% of their portfolio TORONTO, A6 666666 $598 $598 0.00% Unchanged
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 148148 $133 $133 0.00% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged