GOGREEN INVESTMENTS CORP
*W EXP 05/31/202 · CUSIP G9461B119
33
institutional holders
-4 vs Q1 2023
6.2m
shares reported held*
$6.2mreported value*
4 new
2 added
11 reduced
6 sold out
net sold ≈ $2.4m (-2.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.00. Options: 4 managers hold calls ($996.8k notional), 1 hold puts ($368.0k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 49 |
| Q4 2022 | 46 |
| Q1 2023 | 37 |
| Q2 2023 | 33 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 13 | 16 |
| Q1 2023 | 5 | 20 |
| Q2 2023 | 6 | 17 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.6m | $0 | 0.00 |
| Q4 2022 | $6.8m | $0 | 0.00 |
| Q1 2023 | $3.6m | $0 | 0.00 |
| Q2 2023 | $996.8k | $368.0k | 0.37 |
Biggest buyers
| K2 PRINCIPAL FUND, L.P. | New | +167.7k |
| Silver Rock Financial LP | New | +91.0k |
| Spartan Fund Management Inc. | Added | +73.0k |
| Exos TFP Holdings LLC | Added | +43.3k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +12.4k |
| UBS Group AG | New | +3.7k |
Biggest sellers
| Saba Capital Management, L.P. | Sold out | -940.2k |
| Shaolin Capital Management LLC | Sold out | -464.1k |
| ARISTEIA CAPITAL, L.L.C. | Reduced | -335.3k |
| Sculptor Capital LP | Sold out | -295.0k |
| Periscope Capital Inc. | Reduced | -231.8k |
| EHP Funds Inc. | Reduced | -169.7k |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Reduced | -143.9k |
| Parallax Volatility Advisers, L.P. | Sold out | -60.5k |
| Radcliffe Capital Management, L.P. | Reduced | -49.9k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Reduced | -44.2k |
Biggest calls
| MILLENNIUM MANAGEMENT LLC | Added | $380.3k388.0k shares |
| MARSHALL WACE, LLP | Unchanged | $290.3k296.2k shares |
| ANGELO GORDON & CO., L.P. | Unchanged | $277.2k25.0k shares |
| CITIGROUP INC | Unchanged | $49.0k50.0k shares |
Biggest puts
| Shaolin Capital Management LLC | New | $368.0k375.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 1.6m $1.6m | Reduced -44.2k |
| Calamos Advisors LLC 0.00% of their portfolio | 500.0k $490.0k | Unchanged |
| Exos TFP Holdings LLC 0.24% of their portfolio | 489.2k $479.4k | Added +43.3k |
| Cinctive Capital Management LP 0.02% of their portfolio | 450.0k $441.0k | Unchanged |
| EHP Funds Inc. 0.12% of their portfolio | 428.6k $420.1k | Reduced -169.7k |
| ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio | 214.4k $211.2k | Reduced -335.3k |
| Davidson Kempner Capital Management LP 0.00% of their portfolio | 200.0k $196.0k | Unchanged |
| Atalaya Capital Management LP 0.10% of their portfolio | 200.0k $196.0k | Unchanged |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 199.3k $195.3k | Unchanged |
| Periscope Capital Inc. 0.01% of their portfolio | 194.0k $190.1k | Reduced -231.8k |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 188.5k $179.0k | Reduced -143.9k |
| NEXPOINT ASSET MANAGEMENT, L.P. 0.03% of their portfolio | 181.9k $178.3k | Unchanged |
| K2 PRINCIPAL FUND, L.P. 0.05% of their portfolio | 167.7k $164.4k | New |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 166.7k $163.3k | Unchanged |
| Radcliffe Capital Management, L.P. 0.01% of their portfolio | 157.0k $154.7k | Reduced -49.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 156.4k $153.3k | Reduced -1.3k |
| Spartan Fund Management Inc. 0.02% of their portfolio | 110.6k $73.7k | Added +73.0k |
| Context Capital Management, LLC 0.01% of their portfolio | 100.2k $98.0k | Reduced -20.0k |
| KIM, LLC 0.01% of their portfolio | 100.0k $98.0k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 95.2k $93.3k | Reduced -1.5k |
| Castle Creek Arbitrage, LLC 0.01% of their portfolio | 94.5k $92.6k | Reduced -40.0k |
| Silver Rock Financial LP 0.17% of their portfolio | 91.0k $89.2k | New |
| MMCAP International Inc. SPC 0.02% of their portfolio | 69.8k $68.4k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 50.0k $49.0k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 50.0k $49.0k | Unchanged |
| LMR Partners LLP 0.00% of their portfolio | 50.0k $49.0k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 37.5k $36.8k | Unchanged |
| DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio | 25.0k $19.4k | Unchanged |
| Flow State Investments, L.P. 0.01% of their portfolio | 17.5k $17.1k | Reduced -15.6k |
| HRT FINANCIAL LP 0.00% of their portfolio | 15.0k $14.0k | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio | 12.4k $12.2k | New |
| UBS Group AG 0.00% of their portfolio | 3.7k $3.6k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |