TKB CRITICAL TECHNOLOGIES 1 SHAZW
*W EXP 10/20/202 · Equity WRT · CUSIP G88935120
- SectorTechnology
- IndustryServices-Computer Processing & Data Preparation
- HeadquartersNew York, NY
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.03. Options: 2 managers hold calls ($561.2k notional), 0 hold puts (—).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 44 |
| Q4 2022 | 44 |
| Q1 2023 | 35 |
| Q2 2023 | 35 |
| Q3 2023 | 35 |
| Q4 2023 | 34 |
| Q1 2024 | 35 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 9 |
| Q1 2023 | 4 | 19 |
| Q2 2023 | 3 | 6 |
| Q3 2023 | 8 | 4 |
| Q4 2023 | 5 | 3 |
| Q1 2024 | 6 | 3 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $903.2k | $31.0k | 0.03 |
| Q3 2023 | $889.6k | $0 | 0.00 |
| Q4 2023 | $607.3k | $0 | 0.00 |
| Q1 2024 | $561.2k | $0 | 0.00 |
Biggest buyers
| Meteora Capital, LLC | New | +160.0k |
| StoneX Group Inc. | New | +158.7k |
| CITADEL ADVISORS LLC | Added | +23.7k |
| Flow State Investments, L.P. | Added | +6.0k |
| COWEN AND COMPANY, LLC | Added | +100 |
| CLEAR STREET LLC | Added | +100 |
Biggest sellers
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Sold out | -750.0k |
| Schonfeld Strategic Advisors LLC | Sold out | -38.3k |
| Walleye Capital LLC | Reduced | -11.1k |
Biggest calls
| MARSHALL WACE, LLP | Reduced | $559.5k50.0k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $1.7k120.0k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Atalaya Capital Management LP 0.01% of their portfolio | 950.0k $9.5k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 930.0k $13.1k | Unchanged |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 795.0k $11.2k | Unchanged |
| Saba Capital Management, L.P. 0.00% of their portfolio | 751.5k $7.6k | Unchanged |
| Apollo Management Holdings, L.P. 0.00% of their portfolio | 450.0k $6.3k | Unchanged |
| Sculptor Capital LP 0.00% of their portfolio | 350.0k $3.5k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 338.3k $4.8k | Unchanged |
| Kepos Capital LP 0.00% of their portfolio | 323.1k $5.0k | Unchanged |
| Davidson Kempner Capital Management LP 0.00% of their portfolio | 300.0k $2.3k | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 291.3k $4.1k | Unchanged |
| EHP Funds Inc. 0.00% of their portfolio | 281.1k $4.0k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 186.4k $2.6k | Unchanged |
| Meteora Capital, LLC 0.00% of their portfolio | 160.0k $2.3k | New |
| StoneX Group Inc. 0.00% of their portfolio | 158.7k $2.2k | New |
| Flow State Investments, L.P. 0.00% of their portfolio | 156.0k $2.2k | Added +6.0k |
| Calamos Advisors LLC 0.00% of their portfolio | 150.0k $2.1k | Unchanged |
| Quarry LP 0.00% of their portfolio | 150.0k $2.1k | Unchanged |
| Clear Street Derivatives LLC 0.00% of their portfolio | 116.3k $1.6k | First filing |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 103.8k $1.0k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 100.0k $1.4k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 100.0k $1.0k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 100.0k $1.4k | Unchanged |
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 62.0k $873 | Added +100 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 53.9k $759 | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 50.7k $710 | Unchanged |
| MMCAP International Inc. SPC 0.00% of their portfolio | 50.0k $705 | Unchanged |
| LMR Partners LLP 0.00% of their portfolio | 50.0k $705 | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 43.3k $611 | Added +23.7k |
| Walleye Capital LLC 0.00% of their portfolio | 40.1k $566 | Reduced -11.1k |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 25.0k $353 | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 22.5k $317 | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 15.4k $217 | Added +100 |
| Segantii Capital Management Ltd 0.01% of their portfolio | 12.5k $139.4k | Unchanged |
| KIM, LLC 0.00% of their portfolio | 12.5k $176 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |