Vault-13

TKB CRITICAL TECHNOLOGIES 1

CLASS A ORD · CUSIP G88935112

20 institutional holders +1 vs Q1 2023
4,889,2984.9m shares reported held*
$51.8mreported value*
6 new 3 added 5 reduced 4 sold out net sold ≈ $6.9m (-855.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.59. Options: 0 managers hold calls (— notional), 1 hold puts ($927.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 61Q1 23: 19Q2 23: 2020Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202260
Q4 202261
Q1 202319
Q2 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 16 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 53 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221613
Q1 20231153
Q2 202399

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $51.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $51.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $927.0kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$51.0k$00.00
Q4 2022$51.5k$00.00
Q1 2023$0$0—
Q2 2023$0$927.0k—

Biggest buyers

KIM, LLC New +550,000+550.0k
BERKLEY W R CORP Added +286,360+286.4k
Crystalline Management Inc. New +196,644+196.6k
Westchester Capital Management, LLC Added +153,356+153.4k
Cubist Systematic Strategies, LLC New +100,000+100.0k
Meteora Capital, LLC New +82,927+82.9k
MIZUHO SECURITIES USA LLC New +50,134+50.1k
CLEAR STREET LLC Added +1,431+1.4k
WOLVERINE ASSET MANAGEMENT LLC New +20+20

Biggest sellers

MILLENNIUM MANAGEMENT LLC Sold out -950,000-950.0k
Anson Funds Management LP Reduced -344,000-344.0k
Hudson Bay Capital Management LP Reduced -300,000-300.0k
CITIGROUP INC Sold out -299,900-299.9k
Athos Capital Ltd Sold out -200,000-200.0k
DIFESA CAPITAL MANAGEMENT, LP Sold out -175,000-175.0k
Schonfeld Strategic Advisors LLC Reduced -7,744-7.7k
K2 PRINCIPAL FUND, L.P. Reduced -46-46
Tower Research Capital LLC (TRC) Reduced -36-36

Biggest calls

None

Biggest puts

Shaolin Capital Management LLC New $927.0k87.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Apollo Management Holdings, L.P. 0.11% of their portfolio New York, NY 999,899999.9k $10.6m $10.6m 0.11% Unchanged
2 Davidson Kempner Capital Management LP 0.16% of their portfolio New York, NY 700,000700.0k $7.4m $7.4m 0.16% Unchanged
3 Westchester Capital Management, LLC 0.25% of their portfolio VALHALLA, NY 686,257686.3k $7.3m $7.3m 0.25% Added +153.4k +153,356
4 KIM, LLC 0.50% of their portfolio WICHITA, KS 550,000550.0k $5.8m $5.8m 0.50% New
5 Anson Funds Management LP 0.92% of their portfolio DALLAS, TX 344,000344.0k $3.6m $3.6m 0.92% Reduced -344.0k -344,000
6 BERKLEY W R CORP 0.21% of their portfolio Greenwich, CT 328,426328.4k $3.5m $3.5m 0.21% Added +286.4k +286,360
7 Hudson Bay Capital Management LP 0.03% of their portfolio STAMFORD, CT 300,000300.0k $3.2m $3.2m 0.03% Reduced -300.0k -300,000
8 Radcliffe Capital Management, L.P. 0.18% of their portfolio BALA CYNWYD, PA 198,515198.5k $2.1m $2.1m 0.18% Unchanged
9 Crystalline Management Inc. 1.48% of their portfolio Montreal, Quebec, Z4 196,644196.6k $2.1m $2.1m 1.48% New
10 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 111,156111.2k $1.2m $1.2m 0.01% Reduced -7.7k -7,744
11 Sea Otter Advisors LLC 0.86% of their portfolio Miami, FL 105,018105.0k $1.1m $1.1m 0.86% Unchanged
12 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 100,000100.0k $1.1m $1.1m 0.01% New
13 Meteora Capital, LLC 0.16% of their portfolio Boca Raton, FL 82,92782.9k $878.2k $878.2k 0.16% New
14 K2 PRINCIPAL FUND, L.P. 0.19% of their portfolio TORONTO, A6 55,02255.0k $583.4k $583.4k 0.19% Reduced -46 -46
15 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 52,17052.2k $552.5k $552.5k 0.01% Added +1.4k +1,431
16 MIZUHO SECURITIES USA LLC 0.02% of their portfolio NEW YORK, NY 50,13450.1k $530.9k $530.9k 0.02% New
17 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 29,04629.0k $307.6k $307.6k 0.00% Unchanged
18 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6464 $679 $679 0.00% Reduced -36 -36
19 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 2020 $211 $211 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged