Vault-13

TENX KEANE ACQUISITION

RIGHT 06/30/2028 · CUSIP G8708L112

20 institutional holders +1 vs Q2 2023
4,167,8824.2m shares reported held*
$995.9kreported value*
2 new 1 added 1 reduced 1 sold out net bought ≈ $26.5k (+119.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.24.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q4 22: 13Q1 23: 18Q2 23: 19Q3 23: 2020Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q4 202213
Q1 202318
Q2 202319
Q3 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 11 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 2 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q1 2023115
Q2 202356
Q3 202332

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $30.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$30.0k—
Q3 2023$0$0—

Biggest buyers

Shaolin Capital Management LLC New +120,399+120.4k
CLEAR STREET LLC Added +13,242+13.2k
UBS Group AG New +5,983+6.0k

Biggest sellers

Hudson Bay Capital Management LP Sold out -19,850-19.9k
CITADEL ADVISORS LLC Reduced -233-233

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MANGROVE PARTNERS IM, LLC 0.03% of their portfolio Greenwich, CT 1,490,0081.5m $354.6k $354.6k 0.03% Unchanged
2 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 400,000400.0k $95.2k $95.2k 0.00% Unchanged
3 Periscope Capital Inc. 0.01% of their portfolio Toronto, A6 400,000400.0k $95.2k $95.2k 0.01% Unchanged
4 Weiss Asset Management LP 0.01% of their portfolio BOSTON, MA 350,000350.0k $83.4k $83.4k 0.01% Unchanged
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 350,000350.0k $83.3k $83.3k 0.00% Unchanged
6 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 296,300296.3k $70.5k $70.5k 0.00% Unchanged
7 CVI Holdings, LLC 0.09% of their portfolio WILMINGTON, DE 199,000199.0k $47.4k $47.4k 0.09% Unchanged
8 KIM, LLC 0.00% of their portfolio WICHITA, KS 125,000125.0k $29.8k $29.8k 0.00% Unchanged
9 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 121,392121.4k $28.9k $28.9k 0.00% Unchanged
10 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 120,399120.4k $29.0k $29.0k 0.00% New
11 Radcliffe Capital Management, L.P. 0.00% of their portfolio BALA CYNWYD, PA 110,000110.0k $29.5k $29.5k 0.00% Unchanged
12 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 79,14879.1k $18.8k $18.8k 0.00% Added +13.2k +13,242
13 Terrapin Asset Management, LLC 0.02% of their portfolio Miami, FL 75,00075.0k $17.9k $17.9k 0.02% Unchanged
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,76522.8k $5.4k $5.4k 0.00% Reduced -233 -233
15 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 12,27512.3k $2.9k $2.9k 0.00% Unchanged
16 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 10,11210.1k $2.4k $2.4k 0.00% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,9836.0k $1.4k $1.4k 0.00% New
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 300300 $71 $71 0.00% Unchanged
19 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 200200 $48 $48 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged