Vault-13

SWVL HOLDINGS CORP SWVLW

*W EXP 03/31/202 · Equity WRT · CUSIP G86302117

30 institutional holders -4 vs Q4 2022
1,680,8361.7m shares reported held*
$61.7kreported value*
1 new 2 added 3 reduced 4 sold out net sold ≈ $8.5k (-1.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.04. Options: 2 managers hold calls ($7.0k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 34Q4 22: 34Q1 23: 3030Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202234
Q4 202234
Q1 202330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 5 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 7 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202257
Q1 202337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $159.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $7.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $7.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$159.0k$00.00
Q4 2022$7.0k$00.00
Q1 2023$7.0k$00.00

Biggest buyers

Ionic Capital Management LLC New +56,666+56.7k
Virtu Financial LLC Added +22,744+22.7k
WOLVERINE ASSET MANAGEMENT LLC Added +1,200+1.2k

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -404,840-404.8k
UBS Group AG Sold out -20,402-20.4k
StoneX Group Inc. Sold out -20,200-20.2k
NOMURA HOLDINGS INC Sold out -16,666-16.7k
CITADEL ADVISORS LLC Reduced -13,942-13.9k
COWEN AND COMPANY, LLC Reduced -10,806-10.8k
WELLS FARGO & COMPANY/MN Sold out -31-31

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $4.0k197.0k shares
TUDOR INVESTMENT CORP ET AL Unchanged $3.0k153.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Ali Abdalla 13D · may seek influence new · filed 2026-09-09
Stated purposeThe information set forth in Item 6 of this Schedule 13D with respect to the Securities Purchase Agreement, the Stockholder Agreement, the Lock-Up Agreement and the Registration Rights Agreement is incorporated by reference into this Item 4. General The Reporting Persons intend to review their investments in the Issuer on a continuing basis. Any actions the Reporting Persons might undertake will be dependent upon the Reporting Persons' review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments. … Full filing
38.9% new 6.9m≈ $49.8k 2026-09-09

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,331,5461.3m $24.0k $24.0k 0.00% Reduced -404.8k -404,840
2 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 229,370229.4k $4.8k $4.8k 0.00% Reduced -10.8k -10,806
3 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 200,000200.0k $4.2k $4.2k 0.00% Unchanged
4 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 170,222170.2k $3.5k $3.5k 0.00% Unchanged
5 Weiss Asset Management LP 0.00% of their portfolio BOSTON, MA 131,100131.1k $2.7k $2.7k 0.00% Unchanged
6 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 121,227121.2k $2.5k $2.5k 0.00% Unchanged
7 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 100,000100.0k $2.1k $2.1k 0.00% Unchanged
8 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 96,26696.3k $2.0k $2.0k 0.00% Unchanged
9 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 93,36793.4k $2.0k $2.0k 0.00% Unchanged
10 Radcliffe Capital Management, L.P. 0.00% of their portfolio BALA CYNWYD, PA 86,42086.4k $1.8k $1.8k 0.00% Unchanged
11 MOORE CAPITAL MANAGEMENT, LP 0.00% of their portfolio NEW YORK, NY 83,33383.3k $1.7k $1.7k 0.00% Unchanged
12 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 68,18868.2k $1.4k $1.4k 0.00% Unchanged
13 Ionic Capital Management LLC 0.00% of their portfolio NEW YORK, NY 56,66656.7k $1.2k $1.2k 0.00% New
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 45,07945.1k $938 $938 0.00% Unchanged
15 Virtu Financial LLC 0.00% of their portfolio New York, NY 40,01740.0k $1.0k $1.0k 0.00% Added +22.7k +22,744
16 First Pacific Advisors, LP 0.00% of their portfolio EL SEGUNDO, CA 32,99833.0k $686 $686 0.00% Unchanged
17 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 32,61232.6k $678 $678 0.00% Added +1.2k +1,200
18 Castle Creek Arbitrage, LLC 0.00% of their portfolio AVON, CO 20,80520.8k $431 $431 0.00% Unchanged
19 Brainard Capital Management LLC 0.00% of their portfolio Austin, TX 16,66616.7k $347 $347 0.00% Unchanged
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,68714.7k $305 $305 0.00% Reduced -13.9k -13,942
21 BLOOM TREE PARTNERS, LLC 0.00% of their portfolio NEW YORK, NY 13,64213.6k $284 $284 0.00% Unchanged
22 Firsthand Capital Management, Inc. 0.00% of their portfolio SAN JOSE, CA 13,33313.3k $277 $277 0.00% Unchanged
23 Marathon Trading Investment Management LLC 0.00% of their portfolio RADNOR, PA 10,00010.0k $208 $208 0.00% Unchanged
24 LMR Partners LLP 0.00% of their portfolio LONDON, X0 2,0002.0k $2.7k $2.7k 0.00% Unchanged
25 DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio Wilmington, DE 1,6661.7k $35 $35 0.00% Unchanged
26 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 500500 $0 $0 0.00% Unchanged
27 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 334334 $0 $0 0.00% Unchanged
28 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 238238 $5 $5 0.00% Unchanged
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $2 $2 0.00% Unchanged
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged