Vault-13

SVF INVESTMENT CORP

CL A SHS · CUSIP G8601L102

95 institutional holders -4 vs Q3 2022
48,265,50048.3m shares reported held*
$487.9mreported value*
9 new 20 added 16 reduced 16 sold out net bought ≈ $17.8m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.11. Options: 3 managers hold calls ($495.4k notional), 3 hold puts ($405.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 99Q4 22: 9595Q3 22Q4 22
Numbers
QuarterHolders
Q3 202299
Q4 202295

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $434.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $495.4kQ4 22 puts: $405.4kQ4 22P/C 0.82
Numbers
QuarterCallsPutsP/C
Q3 2022$434.0k$00.00
Q4 2022$495.4k$405.4k0.82

Biggest buyers

BANK OF MONTREAL /CAN/ Added +2,104,225+2.1m
GLAZER CAPITAL, LLC Added +2,089,181+2.1m
BERKLEY W R CORP Added +1,040,424+1.0m
First Trust Capital Management L.P. Added +994,255+994.3k
Westchester Capital Management, LLC Added +888,085+888.1k
D. E. Shaw & Co., Inc. New +794,122+794.1k
HGC Investment Management Inc. Added +426,634+426.6k
Polar Asset Management Partners Inc. Added +373,052+373.1k
COWEN AND COMPANY, LLC Added +335,146+335.1k
KIM, LLC New +250,000+250.0k

Biggest sellers

Anson Funds Management LP Sold out -2,352,520-2.4m
MARSHALL WACE, LLP Reduced -1,714,631-1.7m
RP Investment Advisors LP Sold out -800,000-800.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -792,263-792.3k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -625,000-625.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -298,349-298.3k
MIZUHO SECURITIES USA LLC Reduced -263,129-263.1k
CITIGROUP INC Sold out -250,962-251.0k
HBK INVESTMENTS L P Sold out -250,689-250.7k
Ghisallo Capital Management LLC Sold out -167,369-167.4k

Biggest calls

GROUP ONE TRADING LLC Added $252.8k25.0k shares
CITADEL ADVISORS LLC Added $242.6k24.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $396.3k39.2k shares
CITADEL ADVISORS LLC New $9.1k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GLAZER CAPITAL, LLC 1.55% of their portfolio New York, NY 5,929,9905.9m $60.0m $60.0m 1.55% Added +2.1m +2,089,181
2 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 3,281,7333.3m $33.2m $33.2m 0.02% Added +2.1m +2,104,225
3 Weiss Asset Management LP 1.22% of their portfolio BOSTON, MA 2,539,0762.5m $25.7m $25.7m 1.22% Added +100.5k +100,548
4 BERKLEY W R CORP 1.31% of their portfolio Greenwich, CT 2,394,4402.4m $24.2m $24.2m 1.31% Added +1.0m +1,040,424
5 Saba Capital Management, L.P. 0.40% of their portfolio NEW YORK, NY 2,378,2672.4m $24.0m $24.0m 0.40% Unchanged
6 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 1,984,2982.0m $20.0m $20.0m 0.02% Unchanged
7 Sculptor Capital LP 0.37% of their portfolio New York, NY 1,977,7822.0m $20.0m $20.0m 0.37% Unchanged
8 Westchester Capital Management, LLC 0.55% of their portfolio VALHALLA, NY 1,872,6371.9m $18.9m $18.9m 0.55% Added +888.1k +888,085
9 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,705,8041.7m $17.2m $17.2m 0.02% Added +18.8k +18,824
10 MIZUHO MARKETS AMERICAS LLC 1.12% of their portfolio NEW YORK, NY 1,639,7001.6m $16.6m $16.6m 1.12% Unchanged
11 First Trust Capital Management L.P. 0.78% of their portfolio CHICAGO, IL 1,444,6431.4m $14.6m $14.6m 0.78% Added +994.3k +994,255
12 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,444,5121.4m $14.6m $14.6m 0.03% Reduced -14.8k -14,785
13 Radcliffe Capital Management, L.P. 0.47% of their portfolio BALA CYNWYD, PA 1,411,6891.4m $14.3m $14.3m 0.47% Unchanged
14 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,008,1151.0m $10.2m $10.2m 0.03% Reduced -1.7m -1,714,631
15 HGC Investment Management Inc. 0.96% of their portfolio TORONTO, A6 926,634926.6k $9.4m $9.4m 0.96% Added +426.6k +426,634
16 MOORE CAPITAL MANAGEMENT, LP 0.26% of their portfolio NEW YORK, NY 900,000900.0k $9.1m $9.1m 0.26% Unchanged
17 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 860,800860.8k $8.7m $8.7m 0.01% Unchanged
18 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 794,122794.1k $8.0m $8.0m 0.01% New
19 Polar Asset Management Partners Inc. 0.11% of their portfolio TORONTO, A6 785,481785.5k $7.9m $7.9m 0.11% Added +373.1k +373,052
20 ARISTEIA CAPITAL, L.L.C. 0.15% of their portfolio GREENWICH, CT 729,704729.7k $7.4m $7.4m 0.15% Unchanged
21 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.33% of their portfolio WEST PALM BEACH, FL 718,428718.4k $7.3m $7.3m 0.33% Added +6.3k +6,305
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 515,000515.0k $5.2m $5.2m 0.00% Unchanged
23 P SCHOENFELD ASSET MANAGEMENT LP 0.60% of their portfolio NEW YORK, NY 507,207507.2k $5.1m $5.1m 0.60% Unchanged
24 Cowen Investment Management LLC 1.03% of their portfolio NEW YORK, NY 500,000500.0k $5.1m $5.1m 1.03% Unchanged
25 Atlas Merchant Capital LLC 0.85% of their portfolio New York, NY 500,000500.0k $5.1m $5.1m 0.85% First filing
26 Woodline Partners LP 0.07% of their portfolio San Francisco, CA 491,847491.8k $5.0m $5.0m 0.07% Unchanged
27 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 483,357483.4k $4.9m $4.9m 0.05% Unchanged
28 Taconic Capital Advisors LP 0.17% of their portfolio NEW YORK, NY 460,905460.9k $4.7m $4.7m 0.17% Unchanged
29 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio SAN FRANCISCO, CA 425,000425.0k $4.3m $4.3m 0.03% Unchanged
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 407,609407.6k $4.1m $4.1m 0.01% Added +17.2k +17,164
31 COWEN AND COMPANY, LLC 0.41% of their portfolio NEW YORK, NY 379,824379.8k $3.8m $3.8m 0.41% Added +335.1k +335,146
32 FIR TREE CAPITAL MANAGEMENT LP 0.19% of their portfolio New York, NY 372,149372.1k $3.8m $3.8m 0.19% Reduced -156.3k -156,315
33 PICTON MAHONEY ASSET MANAGEMENT 0.19% of their portfolio Toronto, A6 362,000362.0k $3.7m $3.7m 0.19% Unchanged
34 MASO CAPITAL PARTNERS Ltd 1.32% of their portfolio HONG KONG, K3 360,317360.3k $3.6m $3.6m 1.32% Unchanged
35 Periscope Capital Inc. 0.15% of their portfolio Toronto, A6 335,100335.1k $3.4m $3.4m 0.15% Added +124.8k +124,800
36 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 316,654316.7k $3.2m $3.2m 0.03% Unchanged
37 AQR Arbitrage LLC 0.08% of their portfolio Greenwich, CT 302,332302.3k $3.1m $3.1m 0.08% Unchanged
38 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 279,663279.7k $2.8m $2.8m 0.02% Added +163.8k +163,787
39 KIM, LLC 0.14% of their portfolio WICHITA, KS 250,000250.0k $2.5m $2.5m 0.14% New
40 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 227,857227.9k $2.3m $2.3m 0.00% Unchanged
41 CSS LLC/IL 0.14% of their portfolio CHICAGO, IL 218,163218.2k $2.2m $2.2m 0.14% Added +132.0k +132,031
42 Mint Tower Capital Management B.V. 0.25% of their portfolio AMSTERDAM, P7 216,000216.0k $2.2m $2.2m 0.25% Added +65.7k +65,700
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 210,507210.5k $2.1m $2.1m 0.00% Reduced -2.0k -2,000
44 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 210,387210.4k $2.1m $2.1m 0.04% Reduced -64.2k -64,189
45 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 200,000200.0k $2.0m $2.0m 0.01% Reduced -52 -52
46 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 199,270199.3k $2.0m $2.0m 0.06% Added +49.3k +49,340
47 Senator Investment Group LP 0.15% of their portfolio New York, NY 160,000160.0k $1.6m $1.6m 0.15% Unchanged
48 Kohlberg Kravis Roberts & Co. L.P. 0.05% of their portfolio NEW YORK, NY 158,544158.5k $1.6m $1.6m 0.05% Unchanged
49 TENOR CAPITAL MANAGEMENT Co., L.P. 0.04% of their portfolio NEW YORK, NY 150,000150.0k $1.5m $1.5m 0.04% Unchanged
50 Schechter Investment Advisors, LLC 0.13% of their portfolio BIRMINGHAM, MI 138,742138.7k $1.4m $1.4m 0.13% Reduced -4.0k -3,960
51 GRITSTONE ASSET MANAGEMENT LLC 1.60% of their portfolio Bethesda, MD 124,221124.2k $1.3m $1.3m 1.60% First filing
52 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 120,732120.7k $1.2m $1.2m 0.00% Added +5.5k +5,492
53 Sea Otter Advisors LLC 1.76% of their portfolio Miami, FL 117,200117.2k $1.2m $1.2m 1.76% New
54 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 113,187113.2k $1.1m $1.1m 0.02% Reduced -10.2k -10,193
55 Meteora Capital, LLC 0.25% of their portfolio Boca Raton, FL 112,488112.5k $1.1m $1.1m 0.25% Reduced -29.0k -29,034
56 BlueCrest Capital Management Ltd 0.13% of their portfolio ST HELIER, Y9 108,344108.3k $1.1m $1.1m 0.13% Unchanged
57 Context Capital Management, LLC 0.08% of their portfolio LAJOLLA, CA 105,129105.1k $1.1m $1.1m 0.08% Unchanged
58 PRELUDE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 102,500102.5k $1.0m $1.0m 0.06% Reduced -17.9k -17,854
59 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 100,000100.0k $1.0m $1.0m 0.00% Unchanged
60 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 100,000100.0k $1.0m $1.0m 0.00% Unchanged
61 WHITEBOX ADVISORS LLC 0.04% of their portfolio MINNEAPOLIS, MN 100,000100.0k $1.0m $1.0m 0.04% Unchanged
62 Tetragon Partners GP Ltd 0.14% of their portfolio GRAND CAYMAN, E9 100,000100.0k $1.0m $1.0m 0.14% Unchanged
63 ATW SPAC MANAGEMENT LLC 0.20% of their portfolio NEW YORK, NY 86,60086.6k $875.5k $875.5k 0.20% Unchanged
64 Linden Advisors LP 0.01% of their portfolio New York, NY 75,95576.0k $767.9k $767.9k 0.01% Unchanged
65 Magnetar Financial LLC 0.01% of their portfolio EVANSTON, IL 67,27067.3k $680.0k $680.0k 0.01% Unchanged
66 Centiva Capital, LP 0.06% of their portfolio New York, NY 66,46066.5k $671.9k $671.9k 0.06% Unchanged
67 Sandia Investment Management LP 0.11% of their portfolio BOSTON, MA 63,33063.3k $640.3k $640.3k 0.11% Unchanged
68 Cohanzick Management, LLC 0.17% of their portfolio Pleasantville, NY 59,07259.1k $597.2k $597.2k 0.17% Reduced -5.6k -5,621
69 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.09% of their portfolio Englewood, NJ 58,84158.8k $594.9k $594.9k 0.09% Unchanged
70 DUPONT CAPITAL MANAGEMENT CORP 0.02% of their portfolio Wilmington, DE 50,00050.0k $505.5k $505.5k 0.02% Unchanged
71 Segantii Capital Management Ltd 0.02% of their portfolio HONG KONG, K3 50,00050.0k $505.5k $505.5k 0.02% Unchanged
72 Terrapin Asset Management, LLC 0.50% of their portfolio Miami, FL 47,83747.8k $483.6k $483.6k 0.50% First filing
73 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 39,70039.7k $401.4k $401.4k 0.00% Unchanged
74 Kepos Capital LP 0.05% of their portfolio NEW YORK, NY 35,00035.0k $354.0k $354.0k 0.05% New
75 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 33,80233.8k $341.6k $341.6k 0.00% Reduced -33.8k -33,800
76 MIZUHO SECURITIES USA LLC 0.03% of their portfolio NEW YORK, NY 33,59133.6k $335.9k $335.9k 0.03% Reduced -263.1k -263,129
77 Sagefield Capital LP 0.06% of their portfolio DALLAS, TX 25,00025.0k $252.8k $252.8k 0.06% Unchanged
78 Virtu Financial LLC 0.03% of their portfolio New York, NY 21,83221.8k $221.0k $221.0k 0.03% New
79 DeepCurrents Investment Group LLC 0.01% of their portfolio NEW YORK, NY 17,73017.7k $179.2k $179.2k 0.01% Unchanged
80 Marathon Trading Investment Management LLC 0.11% of their portfolio RADNOR, PA 15,90015.9k $160.7k $160.7k 0.11% Unchanged
81 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 13,34313.3k $134.9k $134.9k 0.03% New
82 Tyrus Capital S.A.M. 0.28% of their portfolio MONACO, O9 12,50012.5k $126.4k $126.4k 0.28% First filing
83 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 5,6345.6k $57.0k $57.0k 0.00% Reduced -4.4k -4,366
84 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,5325.5k $55.9k $55.9k 0.00% Added +2.0k +2,000
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,0515.1k $51.1k $51.1k 0.00% Reduced -16.4k -16,361
86 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 2,8362.8k $29.0k $29.0k 0.00% New
87 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 700700 $7.1k $7.1k 0.00% Added +300 +300
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 602602 $6.1k $6.1k 0.00% New
89 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 500500 $5.1k $5.1k 0.00% Unchanged
90 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 410410 $4.1k $4.1k 0.00% Unchanged
91 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 219219 $2.0k $2.0k 0.00% Reduced -3.6k -3,581
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 112112 $1.0k $1.0k 0.00% New
93 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 5050 $506 $506 0.00% Unchanged
94 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 11 $0 $0 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged