Vault-13

SMART GLOBAL HLDGS INC

SHS · CUSIP G8232Y101

184 institutional holders -16 vs Q1 2025
49,791,46049.8m shares reported held*
$986.5mreported value*
46 new 57 added 57 reduced 60 sold out net sold ≈ $157.5m (-8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($228.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.81. Options: 7 managers hold calls ($8.6m notional), 5 hold puts ($791.7k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 189Q4 22: 182Q1 23: 175Q2 23: 195Q3 23: 184Q4 23: 183Q1 24: 211Q2 24: 199Q3 24: 195Q4 24: 196Q1 25: 200Q2 25: 184184Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022189
Q4 2022182
Q1 2023175
Q2 2023195
Q3 2023184
Q4 2023183
Q1 2024211
Q2 2024199
Q3 2024195
Q4 2024196
Q1 2025200
Q2 2025184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 84 bought or addedQ3 23: 107 cut or sold outQ4 23: 97 bought or addedQ4 23: 97 cut or sold outQ4 23Q1 24: 122 bought or addedQ1 24: 87 cut or sold outQ2 24: 116 bought or addedQ2 24: 105 cut or sold outQ2 24Q3 24: 111 bought or addedQ3 24: 98 cut or sold outQ4 24: 104 bought or addedQ4 24: 101 cut or sold outQ4 24Q1 25: 102 bought or addedQ1 25: 96 cut or sold outQ2 25: 103 bought or addedQ2 25: 117 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202384107
Q4 20239797
Q1 202412287
Q2 2024116105
Q3 202411198
Q4 2024104101
Q1 202510296
Q2 2025103117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 24 calls: $4.5mQ3 24 puts: $6.6mQ3 24P/C 1.49Q4 24 calls: $4.2mQ4 24 puts: $3.0mQ4 24P/C 0.71Q1 25 calls: $8.5mQ1 25 puts: $4.6mQ1 25P/C 0.54Q2 25 calls: $8.6mQ2 25 puts: $791.7kQ2 25P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2024$4.5m$6.6m1.49
Q4 2024$4.2m$3.0m0.71
Q1 2025$8.5m$4.6m0.54
Q2 2025$8.6m$791.7k0.09

Biggest buyers

CSM Advisors, LLC New +601,512+601.5k
ROYAL BANK OF CANADA Added +560,251+560.3k
JPMORGAN CHASE & CO Added +411,527+411.5k
Pacer Advisors, Inc. New +388,370+388.4k
Cubist Systematic Strategies, LLC Added +340,326+340.3k
Nuveen, LLC Added +267,965+268.0k
Trexquant Investment LP New +206,818+206.8k
MORGAN STANLEY Added +204,048+204.0k
AMERICAN CENTURY COMPANIES INC Added +156,361+156.4k
VANGUARD GROUP INC Added +150,064+150.1k

Biggest sellers

DIMENSIONAL FUND ADVISORS LP Sold out -2,097,434-2.1m
FMR LLC Reduced -1,922,925-1.9m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,270,180-1.3m
MARSHALL WACE, LLP Sold out -1,216,699-1.2m
Ophir Asset Management Pty Ltd Sold out -800,701-800.7k
KENNEDY CAPITAL MANAGEMENT LLC Sold out -785,120-785.1k
ArrowMark Colorado Holdings LLC Sold out -739,782-739.8k
HENNESSY ADVISORS INC Sold out -434,600-434.6k
ALLIANCEBERNSTEIN L.P. Reduced -376,058-376.1k
Invenomic Capital Management LP Sold out -364,632-364.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.5m178.6k shares
SIMPLEX TRADING, LLC Added $2.2m111.7k shares
GROUP ONE TRADING LLC Reduced $990.5k50.0k shares
JANE STREET GROUP, LLC New $962.8k48.6k shares
IMC-Chicago, LLC Reduced $473.5k23.9k shares
CITADEL ADVISORS LLC Reduced $433.8k21.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $469.5k23.7k shares
CITADEL ADVISORS LLC Added $265.5k13.4k shares
SIMPLEX TRADING, LLC Added $29.0k1.5k shares
GROUP ONE TRADING LLC Reduced $27.7k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2025-03-07 12.1% 6.5m 2025-03-07
SK TELECOM CO LTD 13D · may seek influence no change · filed 2026-07-28
Stated purposeItem 4 of the Original Schedule 13D is hereby amended and supplemented by the information contained in Item 6 of this Amendment No. 1, which is incorporated herein by reference. Full filing
 10.3% no change 6.1m 2026-07-28
CROSSLINK CAPITAL INC 13G · institution new · filed 2025-02-14 5.9% new 3.1m 2025-02-14
STATE STREET CORP 13G · institution new · filed 2025-05-13 5.5% new 2.9m 2025-05-13

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 8,338,3418.3m $165.2m $165.2m 0.00% Reduced -225.0k -225,037
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,566,7606.6m $130.1m $130.1m 0.00% Added +150.1k +150,064
3 FMR LLC 0.01% of their portfolio BOSTON, MA 4,585,2314.6m $90.8m $90.8m 0.01% Reduced -1.9m -1,922,925
4 CROSSLINK CAPITAL INC 4.04% of their portfolio MENLO PARK, CA 3,580,7773.6m $70.9m $70.9m 4.04% Added +136.5k +136,487
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,690,4982.7m $53.3m $53.3m 0.00% Reduced -245.8k -245,768
6 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 1,288,8121.3m $25.5m $25.5m 0.01% Reduced -376.1k -376,058
7 PARADIGM CAPITAL MANAGEMENT INC/NY 1.11% of their portfolio ALBANY, NY 1,153,1001.2m $22.8m $22.8m 1.11% Added +27.9k +27,900
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 986,633986.6k $19.5m $19.5m 0.00% Added +411.5k +411,527
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 977,656977.7k $19.4m $19.4m 0.00% Added +560.3k +560,251
10 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 956,715956.7k $19.0m $19.0m 0.01% Added +156.4k +156,361
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 942,297942.3k $18.7m $18.7m 0.00% Added +204.0k +204,048
12 Think Investments LP 3.11% of their portfolio San Francisco, CA 904,587904.6k $17.9m $17.9m 3.11% Unchanged
13 ROYCE & ASSOCIATES LP 0.18% of their portfolio New York, NY 903,173903.2k $17.9m $17.9m 0.18% Added +96.0k +96,048
14 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 899,646899.6k $17.8m $17.8m 0.01% Added +137.9k +137,948
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 854,097854.1k $16.9m $16.9m 0.00% Added +2.9k +2,869
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 813,794813.8k $16.1m $16.1m 0.00% Added +41.0k +41,050
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 718,545718.5k $14.2m $14.2m 0.01% Added +61.4k +61,390
18 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 690,663690.7k $13.7m $13.7m 0.00% Reduced -88.3k -88,305
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 614,602614.6k $12.2m $12.2m 0.00% Reduced -9.3k -9,262
20 CSM Advisors, LLC 0.35% of their portfolio WARRENDALE, PA 601,512601.5k $11.9m $11.9m 0.35% New
21 P.A.W. CAPITAL CORP 17.93% of their portfolio GREENWICH, CT 470,000470.0k $9.3m $9.3m 17.93% Added +20.0k +20,000
22 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 467,797467.8k $9.3m $9.3m 0.01% Reduced -97.9k -97,854
23 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 433,913433.9k $8.6m $8.6m 0.00% Added +268.0k +267,965
24 Pacer Advisors, Inc. 0.02% of their portfolio Malvern, PA 388,370388.4k $7.7m $7.7m 0.02% New
25 Cubist Systematic Strategies, LLC 0.08% of their portfolio STAMFORD, CT 386,566386.6k $7.7m $7.7m 0.08% Added +340.3k +340,326
26 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.05% of their portfolio NEW YORK, NY 357,026357.0k $7.1m $7.1m 0.05% Unchanged
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 341,365341.4k $6.8m $6.8m 0.00% Reduced -1.7k -1,676
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 316,108316.1k $6.3m $6.3m 0.00% Added +1.6k +1,590
29 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 308,744308.7k $6.1m $6.1m 0.01% Reduced -184.0k -184,000
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 308,512308.5k $6.1m $6.1m 0.00% Reduced -22.0k -21,962
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 302,659302.7k $6.0m $6.0m 0.00% Reduced -9.7k -9,715
32 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 281,654281.7k $5.6m $5.6m 0.01% Reduced -178.7k -178,661
33 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 261,628261.6k $5.2m $5.2m 0.00% Reduced -3.7k -3,684
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 245,013245.0k $4.9m $4.9m 0.01% Added +122.3k +122,287
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 241,202241.2k $4.8m $4.8m 0.00% Added +31.8k +31,840
36 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 224,100224.1k $4.5m $4.5m 0.00% Added +34.9k +34,856
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 207,081207.1k $4.1m $4.1m 0.00% Added +19.5k +19,451
38 Trexquant Investment LP 0.05% of their portfolio STAMFORD, CT 206,818206.8k $4.1m $4.1m 0.05% New
39 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 191,300191.3k $3.8m $3.8m 0.01% Reduced -79.7k -79,700
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 186,636186.6k $3.7m $3.7m 0.00% Added +76.1k +76,082
41 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 180,505180.5k $3.6m $3.6m 0.00% Added +51.1k +51,084
42 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 179,843179.8k $3.6m $3.6m 0.02% Added +10.9k +10,874
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 171,439171.4k $3.4m $3.4m 0.00% Added +55.6k +55,639
44 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 166,820166.8k $3.3m $3.3m 0.00% Added +14.9k +14,912
45 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 165,318165.3k $3.3m $3.3m 0.01% Reduced -2.4k -2,374
46 ESSEX INVESTMENT MANAGEMENT CO LLC 0.59% of their portfolio BOSTON, MA 162,516162.5k $3.2m $3.2m 0.59% Reduced -1.1k -1,057
47 NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio STOCKHOLM, V7 140,498140.5k $2.9m $2.9m 0.00% New
48 Legal & General Group Plc 0.00% of their portfolio London, X0 140,365140.4k $2.8m $2.8m 0.00% Reduced -2.7k -2,696
49 Engineers Gate Manager LP 0.03% of their portfolio NEW YORK, NY 139,653139.7k $2.8m $2.8m 0.03% Added +22.0k +21,982
50 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 130,100130.1k $2.6m $2.6m 0.01% Added +6.8k +6,800
51 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 125,127125.1k $2.5m $2.5m 0.00% Added +63.2k +63,184
52 NATIXIS 0.01% of their portfolio PARIS, I0 116,500116.5k $2.3m $2.3m 0.01% Reduced -45.5k -45,500
53 CastleKnight Management LP 0.15% of their portfolio New York, NY 112,600112.6k $2.2m $2.2m 0.15% Unchanged
54 NEEDHAM INVESTMENT MANAGEMENT LLC 0.17% of their portfolio NEW YORK, NY 105,000105.0k $2.1m $2.1m 0.17% Added +5.0k +5,000
55 OPTIMIZE FINANCIAL INC. 1.22% of their portfolio IRVINE, CA 100,393100.4k $2.0m $2.0m 1.22% Reduced -722 -722
56 Swiss National Bank 0.00% of their portfolio ZURICH, V8 98,10098.1k $1.9m $1.9m 0.00% Unchanged
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 96,98897.0k $1.9m $1.9m 0.00% Added +65.2k +65,219
58 Jackson Creek Investment Advisors LLC 0.49% of their portfolio CASTLE ROCK, CO 90,94690.9k $1.8m $1.8m 0.49% New
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 86,02386.0k $1.7m $1.7m 0.00% Reduced -76.8k -76,760
60 CWA Asset Management Group, LLC 0.07% of their portfolio NAPLES, FL 80,66980.7k $1.6m $1.6m 0.07% New
61 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 72,58972.6k $1.4m $1.4m 0.00% New
62 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 72,57972.6k $1.4m $1.4m 0.00% New
63 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 72,13472.1k $1.4m $1.4m 0.00% Reduced -13.3k -13,278
64 Campbell & CO Investment Adviser LLC 0.09% of their portfolio BALTIMORE, MD 68,95169.0k $1.4m $1.4m 0.09% New
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 67,41967.4k $1.3m $1.3m 0.00% Added +3.0k +2,981
66 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 60,41860.4k $1.2m $1.2m 0.00% Added +28.8k +28,765
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,29457.3k $1.1m $1.1m 0.00% Reduced -3.7k -3,718
68 Robeco Institutional Asset Management B.V. 0.00% of their portfolio ROTTERDAM, P7 56,63156.6k $1.1m $1.1m 0.00% New
69 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 52,93452.9k $1.0m $1.0m 0.00% Added +42.9k +42,859
70 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 50,05350.1k $991.5k $991.5k 0.01% Reduced -1.3k -1,300
71 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 48,93848.9k $969.5k $969.5k 0.00% Reduced -472 -472
72 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 48,72448.7k $965.2k $965.2k 0.00% Reduced -9.7k -9,680
73 Legato Capital Management LLC 0.11% of their portfolio San Francisco, CA 48,55348.6k $961.8k $961.8k 0.11% Reduced -114 -114
74 Pacific Ridge Capital Partners, LLC 0.23% of their portfolio LAKE OSWEGO, OR 47,58947.6k $942.7k $942.7k 0.23% Added +4.7k +4,654
75 Dynamic Technology Lab Private Ltd 0.13% of their portfolio SINGAPORE, U0 47,31747.3k $937.0k $937.0k 0.13% New
76 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 41,28041.3k $817.8k $817.8k 0.00% Reduced -58.3k -58,292
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,19440.2k $796.2k $796.2k 0.00% Added +17.8k +17,797
78 Versor Investments LP 0.12% of their portfolio New York, NY 35,52335.5k $703.7k $703.7k 0.12% New
79 Jain Global LLC 0.01% of their portfolio NEW YORK, NY 35,01835.0k $693.7k $693.7k 0.01% New
80 EntryPoint Capital, LLC 0.35% of their portfolio NEW YORK, NY 34,77534.8k $688.9k $688.9k 0.35% New
81 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 32,90832.9k $651.0k $651.0k 0.00% New
82 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 31,38331.4k $621.0k $621.0k 0.01% Added +1.9k +1,855
83 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 29,22929.2k $579.0k $579.0k 0.00% Reduced -1.7k -1,718
84 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 27,79427.8k $550.6k $550.6k 0.00% Added +3.9k +3,885
85 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 27,72327.7k $549.0k $549.0k 0.01% New
86 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 27,33227.3k $541.4k $541.4k 0.00% Reduced -214.9k -214,921
87 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 26,55426.6k $526.0k $526.0k 0.00% Reduced -79.6k -79,589
88 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 26,07026.1k $516.4k $516.4k 0.00% New
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 25,83725.8k $511.8k $511.8k 0.00% Reduced -408 -408
90 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 25,73725.7k $509.9k $509.9k 0.00% New
91 Timelo Investment Management Inc. 1.71% of their portfolio Aurora, A6 25,00025.0k $495.2k $495.2k 1.71% New
92 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 24,91324.9k $493.5k $493.5k 0.01% New
93 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 24,71024.7k $489.5k $489.5k 0.02% Reduced -253 -253
94 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 24,60024.6k $487.3k $487.3k 0.01% Reduced -500 -500
95 Inspire Investing, LLC 0.05% of their portfolio MERIDIAN, ID 24,29324.3k $481.2k $481.2k 0.05% Added +835 +835
96 Ethic Inc. 0.01% of their portfolio NEW YORK, NY 23,41123.4k $481.8k $481.8k 0.01% Added +242 +242
97 Numerai GP LLC 0.07% of their portfolio SAN FRANCISCO, CA 22,88422.9k $453.3k $453.3k 0.07% Unchanged
98 Truvestments Capital LLC 0.08% of their portfolio SARASOTA, FL 21,33221.3k $422.6k $422.6k 0.08% Added +995 +995
99 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 20,58320.6k $408.0k $408.0k 0.03% Added +9.9k +9,944
100 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 20,20420.2k $400.2k $400.2k 0.00% New