Vault-13

SMART GLOBAL HLDGS INC

SHS · CUSIP G8232Y101

200 institutional holders +4 vs Q4 2024
58,513,57158.5m shares reported held*
$1.0bnreported value*
30 new 72 added 70 reduced 26 sold out net sold ≈ $269.8k (-15.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($803.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.37. Options: 9 managers hold calls ($8.5m notional), 8 hold puts ($4.6m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 189Q4 22: 182Q1 23: 175Q2 23: 195Q3 23: 184Q4 23: 183Q1 24: 211Q2 24: 199Q3 24: 195Q4 24: 196Q1 25: 200200Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022189
Q4 2022182
Q1 2023175
Q2 2023195
Q3 2023184
Q4 2023183
Q1 2024211
Q2 2024199
Q3 2024195
Q4 2024196
Q1 2025200

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 114 bought or addedQ2 23: 84 cut or sold outQ3 23: 84 bought or addedQ3 23: 107 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 97 cut or sold outQ1 24: 122 bought or addedQ1 24: 87 cut or sold outQ1 24Q2 24: 116 bought or addedQ2 24: 105 cut or sold outQ3 24: 111 bought or addedQ3 24: 98 cut or sold outQ3 24Q4 24: 104 bought or addedQ4 24: 101 cut or sold outQ1 25: 102 bought or addedQ1 25: 96 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202311484
Q3 202384107
Q4 20239797
Q1 202412287
Q2 2024116105
Q3 202411198
Q4 2024104101
Q1 202510296

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 24 calls: $7.0mQ2 24 puts: $9.2mQ2 24P/C 1.31Q3 24 calls: $4.5mQ3 24 puts: $6.6mQ3 24P/C 1.49Q4 24 calls: $4.2mQ4 24 puts: $3.0mQ4 24P/C 0.71Q1 25 calls: $8.5mQ1 25 puts: $4.6mQ1 25P/C 0.54
Numbers
QuarterCallsPutsP/C
Q2 2024$7.0m$9.2m1.31
Q3 2024$4.5m$6.6m1.49
Q4 2024$4.2m$3.0m0.71
Q1 2025$8.5m$4.6m0.54

Biggest buyers

FMR LLC Added +2,245,976+2.2m
PARADIGM CAPITAL MANAGEMENT INC/NY Added +769,200+769.2k
Invenomic Capital Management LP New +364,632+364.6k
CROSSLINK CAPITAL INC Added +311,240+311.2k
ROYAL BANK OF CANADA Added +219,861+219.9k
ESSEX INVESTMENT MANAGEMENT CO LLC New +163,573+163.6k
BANK OF MONTREAL /CAN/ Added +149,411+149.4k
ROYCE & ASSOCIATES LP Added +134,690+134.7k
JANE STREET GROUP, LLC Added +102,258+102.3k
North Star Investment Management Corp. Added +79,669+79.7k

Biggest sellers

VANGUARD GROUP INC Reduced -641,065-641.1k
LSV ASSET MANAGEMENT Reduced -459,583-459.6k
Ophir Asset Management Pty Ltd Reduced -374,060-374.1k
ALLIANCEBERNSTEIN L.P. Reduced -346,847-346.8k
MARSHALL WACE, LLP Reduced -346,686-346.7k
AMERICAN CENTURY COMPANIES INC Reduced -337,448-337.4k
MILLENNIUM MANAGEMENT LLC Reduced -278,388-278.4k
KENNEDY CAPITAL MANAGEMENT LLC Reduced -208,865-208.9k
Jefferies Financial Group Inc. Sold out -204,289-204.3k
Davidson Kempner Capital Management LP Reduced -191,636-191.6k

Biggest calls

CITADEL ADVISORS LLC Added $2.9m166.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m145.4k shares
GROUP ONE TRADING LLC Added $972.7k56.0k shares
SIMPLEX TRADING, LLC Added $613.0k35.3k shares
WOLVERINE TRADING, LLC Added $581.4k33.3k shares
IMC-Chicago, LLC Added $484.6k27.9k shares
Squarepoint Ops LLC Unchanged $260.6k15.0k shares
Walleye Capital LLC Reduced $178.9k10.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

JANE STREET GROUP, LLC New $1.9m107.2k shares
DLD Asset Management, LP New $1.8m102.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $453.4k26.1k shares
Walleye Capital LLC Reduced $234.5k13.5k shares
CITADEL ADVISORS LLC Reduced $177.2k10.2k shares
GROUP ONE TRADING LLC Added $52.1k3.0k shares
SIMPLEX TRADING, LLC Added $15.0k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2025-03-07 12.1% 6.5m 2025-03-07
SK TELECOM CO LTD 13D · may seek influence no change · filed 2026-07-28
Stated purposeItem 4 of the Original Schedule 13D is hereby amended and supplemented by the information contained in Item 6 of this Amendment No. 1, which is incorporated herein by reference. Full filing
 10.3% no change 6.1m 2026-07-28
CROSSLINK CAPITAL INC 13G · institution new · filed 2025-02-14 5.9% new 3.1m 2025-02-14
STATE STREET CORP 13G · institution new · filed 2025-05-13 5.5% new 2.9m 2025-05-13

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 8,563,3788.6m $148.7m $148.7m 0.00% Reduced -170.5k -170,481
2 FMR LLC 0.01% of their portfolio BOSTON, MA 6,508,1566.5m $113.0m $113.0m 0.01% Added +2.2m +2,245,976
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,416,6966.4m $111.5m $111.5m 0.00% Reduced -641.1k -641,065
4 CROSSLINK CAPITAL INC 9.30% of their portfolio MENLO PARK, CA 3,444,2903.4m $59.8m $59.8m 9.30% Added +311.2k +311,240
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,936,2662.9m $51.0m $51.0m 0.00% Reduced -64.9k -64,899
6 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,097,4342.1m $36.4m $36.4m 0.01% Added +21.9k +21,887
7 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 1,664,8701.7m $28.9m $28.9m 0.01% Reduced -346.8k -346,847
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,270,1801.3m $22.1m $22.1m 0.00% Added +38.5k +38,491
9 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,216,6991.2m $21.1m $21.1m 0.03% Reduced -346.7k -346,686
10 PARADIGM CAPITAL MANAGEMENT INC/NY 1.09% of their portfolio ALBANY, NY 1,125,2001.1m $19.5m $19.5m 1.09% Added +769.2k +769,200
11 Think Investments LP 3.06% of their portfolio San Francisco, CA 904,587904.6k $15.7m $15.7m 3.06% Unchanged
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 851,228851.2k $14.8m $14.8m 0.00% Added +22.0k +22,036
13 ROYCE & ASSOCIATES LP 0.15% of their portfolio New York, NY 807,125807.1k $14.0m $14.0m 0.15% Added +134.7k +134,690
14 Ophir Asset Management Pty Ltd 2.43% of their portfolio SYDNEY, C3 800,701800.7k $13.9m $13.9m 2.43% Reduced -374.1k -374,060
15 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 800,354800.4k $13.9m $13.9m 0.01% Reduced -337.4k -337,448
16 KENNEDY CAPITAL MANAGEMENT LLC 0.33% of their portfolio ST LOUIS, MO 785,120785.1k $13.6m $13.6m 0.33% Reduced -208.9k -208,865
17 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 778,968779.0k $13.5m $13.5m 0.00% Reduced -3.2k -3,243
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 772,744772.7k $13.4m $13.4m 0.00% Reduced -118.2k -118,230
19 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 761,698761.7k $13.2m $13.2m 0.01% Added +47.9k +47,942
20 ArrowMark Colorado Holdings LLC 0.21% of their portfolio Denver, CO 739,782739.8k $12.9m $12.9m 0.21% Reduced -60.2k -60,218
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 738,249738.2k $12.8m $12.8m 0.00% Added +78.5k +78,502
22 Foundry Partners, LLC 0.63% of their portfolio MINNEAPOLIS, MN 690,214690.2k $12.0m $12.0m 0.63% Reduced -56.6k -56,588
23 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 657,155657.2k $11.4m $11.4m 0.01% Added +18.2k +18,161
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 623,864623.9k $10.8m $10.8m 0.00% Reduced -5.5k -5,546
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 575,106575.1k $10.0m $10.0m 0.00% Added +73.8k +73,827
26 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 565,651565.7k $9.8m $9.8m 0.01% Reduced -118.8k -118,770
27 First Eagle Investment Management, LLC 0.02% of their portfolio NEW YORK, NY 492,744492.7k $8.6m $8.6m 0.02% Added +18.5k +18,500
28 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 460,315460.3k $8.0m $8.0m 0.02% Reduced -101.4k -101,430
29 P.A.W. CAPITAL CORP 19.33% of their portfolio GREENWICH, CT 450,000450.0k $7.8m $7.8m 19.33% Added +50.0k +50,000
30 HENNESSY ADVISORS INC 0.25% of their portfolio NOVATO, CA 434,600434.6k $7.5m $7.5m 0.25% Reduced -49.6k -49,600
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 417,405417.4k $7.2m $7.2m 0.00% Added +219.9k +219,861
32 Invenomic Capital Management LP 0.32% of their portfolio BOSTON, MA 364,632364.6k $6.3m $6.3m 0.32% New
33 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.04% of their portfolio NEW YORK, NY 357,026357.0k $6.2m $6.2m 0.04% Reduced -35.3k -35,252
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 343,041343.0k $6.0m $6.0m 0.00% Reduced -13.6k -13,596
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 330,474330.5k $5.7m $5.7m 0.00% Added +18.0k +17,976
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 314,518314.5k $5.5m $5.5m 0.00% Added +12.9k +12,896
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 312,374312.4k $5.4m $5.4m 0.00% Added +149.4k +149,411
38 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 271,000271.0k $4.7m $4.7m 0.01% Added +37.6k +37,600
39 PEREGRINE CAPITAL MANAGEMENT LLC 0.15% of their portfolio MINNEAPOLIS, MN 265,761265.8k $4.6m $4.6m 0.15% Reduced -14.5k -14,499
40 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 265,312265.3k $4.6m $4.6m 0.00% Added +7.0k +6,953
41 NOMURA HOLDINGS INC 0.02% of their portfolio TOKYO, M0 242,253242.3k $4.2m $4.2m 0.02% Added +19.2k +19,183
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 209,362209.4k $3.6m $3.6m 0.00% Added +10.2k +10,184
43 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 189,244189.2k $3.2m $3.2m 0.00% Reduced -18.4k -18,428
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 187,630187.6k $3.3m $3.3m 0.00% Reduced -46.3k -46,315
45 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 168,969169.0k $2.9m $2.9m 0.01% Added +36.4k +36,390
46 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 167,692167.7k $2.9m $2.9m 0.01% Reduced -84.8k -84,782
47 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 165,948165.9k $2.9m $2.9m 0.00% First filing
48 ESSEX INVESTMENT MANAGEMENT CO LLC 0.59% of their portfolio BOSTON, MA 163,573163.6k $2.8m $2.8m 0.59% New
49 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 163,254163.3k $2.8m $2.8m 0.00% Added +23.1k +23,089
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 162,783162.8k $2.8m $2.8m 0.00% Reduced -17.7k -17,725
51 NATIXIS 0.02% of their portfolio PARIS, I0 162,000162.0k $2.7m $2.7m 0.02% Added +20.0k +20,000
52 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 151,908151.9k $2.6m $2.6m 0.00% Reduced -7.3k -7,328
53 North Star Investment Management Corp. 0.19% of their portfolio CHICAGO, IL 150,219150.2k $2.6m $2.6m 0.19% Added +79.7k +79,669
54 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 146,744146.7k $2.5m $2.5m 0.00% Reduced -278.4k -278,388
55 Legal & General Group Plc 0.00% of their portfolio London, X0 143,061143.1k $2.5m $2.5m 0.00% Reduced -8.1k -8,079
56 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 133,738133.7k $2.3m $2.3m 0.01% Reduced -22.1k -22,064
57 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 133,099133.1k $2.3m $2.3m 0.00% Reduced -2.3k -2,267
58 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 129,421129.4k $2.2m $2.2m 0.00% Added +4.2k +4,192
59 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 123,300123.3k $2.1m $2.1m 0.01% Reduced -459.6k -459,583
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 122,726122.7k $2.1m $2.1m 0.00% Added +102.3k +102,258
61 Engineers Gate Manager LP 0.03% of their portfolio NEW YORK, NY 117,671117.7k $2.0m $2.0m 0.03% Reduced -30.3k -30,313
62 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 115,800115.8k $2.0m $2.0m 0.00% Reduced -5.2k -5,174
63 Davidson Kempner Capital Management LP 0.03% of their portfolio New York, NY 113,709113.7k $2.0m $2.0m 0.03% Reduced -191.6k -191,636
64 CastleKnight Management LP 0.21% of their portfolio New York, NY 112,600112.6k $2.0m $2.0m 0.21% Unchanged
65 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 110,554110.6k $1.9m $1.9m 0.00% Reduced -24.1k -24,057
66 SEGALL BRYANT & HAMILL, LLC 0.03% of their portfolio CHICAGO, IL 109,373109.4k $1.9m $1.9m 0.03% Reduced -406 -406
67 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 106,143106.1k $1.8m $1.8m 0.00% Reduced -30.1k -30,119
68 OPTIMIZE FINANCIAL INC. 0.66% of their portfolio IRVINE, CA 101,115101.1k $1.8m $1.8m 0.66% Added +5.1k +5,149
69 NEEDHAM INVESTMENT MANAGEMENT LLC 0.16% of their portfolio NEW YORK, NY 100,000100.0k $1.7m $1.7m 0.16% Unchanged
70 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 99,57299.6k $1.7m $1.7m 0.01% Added +34.5k +34,475
71 Swiss National Bank 0.00% of their portfolio ZURICH, V8 98,10098.1k $1.7m $1.7m 0.00% Reduced -5.2k -5,200
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 85,41285.4k $1.5m $1.5m 0.00% Added +5.1k +5,072
73 Bastion Asset Management Inc. 0.71% of their portfolio Montreal, Z4 69,30169.3k $1.3m $1.3m 0.71% New
74 South Dakota Investment Council 0.02% of their portfolio SIOUX FALLS, SD 65,79265.8k $1.1m $1.1m 0.02% Reduced -19.7k -19,700
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 64,43864.4k $1.1m $1.1m 0.00% Reduced -11.8k -11,787
76 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 61,94361.9k $1.1m $1.1m 0.00% Reduced -29.5k -29,481
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,01261.0k $1.1m $1.1m 0.00% Reduced -7.5k -7,491
78 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 59,30859.3k $1.0m $1.0m 0.00% Added +26.4k +26,350
79 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 58,40458.4k $1.0m $1.0m 0.00% Added +36.6k +36,623
80 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 55,45855.5k $963.3k $963.3k 0.01% New
81 MIRABELLA FINANCIAL SERVICES LLP 0.02% of their portfolio London, X0 52,56052.6k $907.7k $907.7k 0.02% Added +27.2k +27,212
82 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 51,35351.4k $892.0k $892.0k 0.01% Reduced -4.1k -4,100
83 FOX RUN MANAGEMENT, L.L.C. 0.14% of their portfolio GREENWICH, CT 50,46750.5k $876.6k $876.6k 0.14% New
84 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 49,41049.4k $858.3k $858.3k 0.00% Unchanged
85 Legato Capital Management LLC 0.11% of their portfolio San Francisco, CA 48,66748.7k $845.3k $845.3k 0.11% New
86 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 46,24046.2k $803.2k $803.2k 0.01% Reduced -48.2k -48,169
87 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 45,08545.1k $778.6k $778.6k 0.00% Added +15.7k +15,722
88 Pacific Ridge Capital Partners, LLC 0.20% of their portfolio LAKE OSWEGO, OR 42,93542.9k $745.8k $745.8k 0.20% Added +4.6k +4,598
89 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,04735.0k $609.0k $609.0k 0.00% Reduced -24.5k -24,520
90 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 34,66534.7k $602.0k $602.0k 0.00% Added +16.4k +16,374
91 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 31,76931.8k $551.8k $551.8k 0.00% First filing
92 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 31,65331.7k $549.8k $549.8k 0.00% New
93 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 31,14131.1k $540.9k $540.9k 0.00% Reduced -485 -485
94 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 30,94730.9k $537.5k $537.5k 0.00% Added +1.3k +1,314
95 INTECH INVESTMENT MANAGEMENT LLC 0.01% of their portfolio WEST PALM BEACH, FL 29,70929.7k $516.0k $516.0k 0.01% Added +9.9k +9,887
96 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 29,52829.5k $512.0k $512.0k 0.01% Reduced -644 -644
97 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 27,23227.2k $473.0k $473.0k 0.00% Reduced -538 -538
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 26,24526.2k $455.9k $455.9k 0.00% Added +662 +662
99 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 25,60025.6k $444.7k $444.7k 0.00% New
100 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 25,10025.1k $436.0k $436.0k 0.01% Reduced -700 -700